Securities and Exchange Commission – Federal Register Recent Federal Regulation Documents

Results 1 - 50 of 26,177
Sunshine Act Meetings
Document Number: 2018-03799
Type: Notice
Date: 2018-02-23
Agency: Securities and Exchange Commission, Agencies and Commissions
Submission for OMB Review; Comment Request
Document Number: 2018-03739
Type: Notice
Date: 2018-02-23
Agency: Securities and Exchange Commission, Agencies and Commissions
Investment Company Act Release No. 33005A; File No. 812-14808 Morningstar Funds Trust, et al.; Notice of Application
Document Number: 2018-03570
Type: Notice
Date: 2018-02-22
Agency: Securities and Exchange Commission, Agencies and Commissions
Sunshine Act Meetings
Document Number: 2018-03582
Type: Notice
Date: 2018-02-21
Agency: Securities and Exchange Commission, Agencies and Commissions
Sunshine Act Meetings
Document Number: 2018-03467
Type: Notice
Date: 2018-02-20
Agency: Securities and Exchange Commission, Agencies and Commissions
Privacy Act of 1974; System of Records
Document Number: 2018-03101
Type: Notice
Date: 2018-02-15
Agency: Securities and Exchange Commission, Agencies and Commissions
Pursuant to the Privacy Act of 1974 and Office of Management and Budget (OMB) Circular No. A-108, the Securities and Exchange Commission (Commission or SEC) purposes to rescind 33 existing systems of records. The Notice of Rescindment identifies the system of records, explains why the SORN is being rescinded, and provides an account of what will happen to the records previously maintained in the system.
Privacy Act of 1974; System of Records
Document Number: 2018-03100
Type: Notice
Date: 2018-02-15
Agency: Securities and Exchange Commission, Agencies and Commissions
In accordance with the Privacy Act of 1974 and the Office of Management and Budget (OMB) Circular No. A-108, the Securities and Exchange Commission (Commission or SEC) proposes to establish three new systems of records titled, SEC-68: SEC's Division of Corporation Finance Records; SEC-69: SEC's Division of Investment Management Records; and SEC-70: SEC's Division of Trading and Markets Records; and to modify two existing systems of records titled, SEC-31: Office of General Counsel (Adjudication) Working Files; and SEC-39: Personnel Management Employment and Staffing Files. The new and modified systems of records are the result of a consolidation of records currently maintained by the SEC.
Proposed Collection; Comment Request
Document Number: 2018-03097
Type: Notice
Date: 2018-02-15
Agency: Securities and Exchange Commission, Agencies and Commissions
Proposed Collection; Comment Request
Document Number: 2018-03096
Type: Notice
Date: 2018-02-15
Agency: Securities and Exchange Commission, Agencies and Commissions
Proposed Collection; Comment Request
Document Number: 2018-03095
Type: Notice
Date: 2018-02-15
Agency: Securities and Exchange Commission, Agencies and Commissions