Securities and Exchange Commission – Federal Register Recent Federal Regulation Documents

Results 1 - 50 of 29,079
Sunshine Act Meetings
Document Number: 2019-17974
Type: Notice
Date: 2019-08-20
Agency: Securities and Exchange Commission, Agencies and Commissions
Submission for OMB Review; Comment Request
Document Number: 2019-17936
Type: Notice
Date: 2019-08-20
Agency: Securities and Exchange Commission, Agencies and Commissions
Submission for OMB Review; Comment Request
Document Number: 2019-17935
Type: Notice
Date: 2019-08-20
Agency: Securities and Exchange Commission, Agencies and Commissions
American Century ETF Trust, et al.
Document Number: 2019-17819
Type: Notice
Date: 2019-08-20
Agency: Securities and Exchange Commission, Agencies and Commissions
Sunshine Act Meetings
Document Number: 2019-17687
Type: Notice
Date: 2019-08-16
Agency: Securities and Exchange Commission, Agencies and Commissions
Collaborative Investment Series Trust and Tactical Fund Advisors, LLC; Notice of Application
Document Number: 2019-17582
Type: Notice
Date: 2019-08-16
Agency: Securities and Exchange Commission, Agencies and Commissions
Investor Advisory Committee Meeting
Document Number: 2019-17559
Type: Notice
Date: 2019-08-16
Agency: Securities and Exchange Commission, Agencies and Commissions
The Securities and Exchange Commission Investor Advisory Committee, established pursuant to Section 911 of the Dodd-Frank Wall Street Reform and Consumer Protection Act of 2010, is providing notice that it will hold a telephonic public meeting. The public is invited to submit written statements to the Committee.
Amendments to Rules for Nationally Recognized Statistical Rating Organizations
Document Number: 2019-17218
Type: Rule
Date: 2019-08-14
Agency: Securities and Exchange Commission, Agencies and Commissions
The Securities and Exchange Commission (``Commission'') is adopting amendments to rules for nationally recognized statistical rating organizations (``NRSROs'') under the Securities Exchange Act of 1934 (``Exchange Act''). The amendments provide an exemption from a rule for NRSROs with respect to credit ratings if the issuer of the security or money market instrument referred to in the rule is not a U.S. person, and the NRSRO has a reasonable basis to conclude that all offers and sales of such security or money market instrument by any issuer, sponsor, or underwriter linked to such security or money market instrument will occur outside the United States. In addition, the amendments make conforming changes to similar exemptions in two other Exchange Act rules and technical corrections with respect to one of these rules.
Proposed Collection; Comment Request
Document Number: 2019-17298
Type: Notice
Date: 2019-08-13
Agency: Securities and Exchange Commission, Agencies and Commissions
Proposed Collection; Comment Request
Document Number: 2019-17238
Type: Notice
Date: 2019-08-13
Agency: Securities and Exchange Commission, Agencies and Commissions
Proposed Collection; Comment Request
Document Number: 2019-17237
Type: Notice
Date: 2019-08-13
Agency: Securities and Exchange Commission, Agencies and Commissions
Proposed Collection; Comment Request
Document Number: 2019-17236
Type: Notice
Date: 2019-08-13
Agency: Securities and Exchange Commission, Agencies and Commissions
FAST Act Modernization and Simplification of Regulation S-K; Correction
Document Number: 2019-17138
Type: Rule
Date: 2019-08-13
Agency: Securities and Exchange Commission, Agencies and Commissions
This document makes technical corrections to certain amendments to the Commission's disclosure rules and forms adopted in Release No. 33-10618 (March 20, 2019), which was published in the Federal Register on April 2, 2019. Specifically, this document reinstates certain item headings in registration statement forms under the Securities Act of 1933 that were inadvertently changed; relocates certain amendments to the correct item numbers in these forms and reinstates text that was inadvertently removed; corrects a portion of the exhibit table in Item 601(a) of Regulation S-K to make it consistent with the regulatory text of the amendments; and corrects certain typographical errors and a cross-reference in the regulatory text of the amendments.
Sunshine Act Meetings
Document Number: 2019-17353
Type: Notice
Date: 2019-08-12
Agency: Securities and Exchange Commission, Agencies and Commissions
Sunshine Act Meeting; Cancellation
Document Number: 2019-17248
Type: Notice
Date: 2019-08-12
Agency: Securities and Exchange Commission, Agencies and Commissions