Securities and Exchange Commission – Federal Register Recent Federal Regulation Documents

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Capital Group KKR Multi-Sector+, Capital Group KKR Core Plus+ and Capital Research and Management Company
Document Number: 2024-29316
Type: Notice
Date: 2024-12-13
Agency: Securities and Exchange Commission, Agencies and Commissions
HarbourVest Private Investments Fund and Fund HarbourVest Registered Advisers L.P.
Document Number: 2024-29315
Type: Notice
Date: 2024-12-13
Agency: Securities and Exchange Commission, Agencies and Commissions
Global X Venture Fund and Global X Management Company, LLC
Document Number: 2024-29314
Type: Notice
Date: 2024-12-13
Agency: Securities and Exchange Commission, Agencies and Commissions
Submission for OMB Review; Comment Request; Extension: Rule 20a-1
Document Number: 2024-29305
Type: Notice
Date: 2024-12-13
Agency: Securities and Exchange Commission, Agencies and Commissions
Submission for OMB Review; Comment Request; Extension: Form ADV-E
Document Number: 2024-29304
Type: Notice
Date: 2024-12-13
Agency: Securities and Exchange Commission, Agencies and Commissions
Proposed Collection; Comment Request; Extension: Rule 17g-4
Document Number: 2024-29303
Type: Notice
Date: 2024-12-13
Agency: Securities and Exchange Commission, Agencies and Commissions
Proposed Collection; Comment Request; Extension: Rules 6a-1 and 6a-2, Form 1
Document Number: 2024-29301
Type: Notice
Date: 2024-12-13
Agency: Securities and Exchange Commission, Agencies and Commissions
Submission for OMB Review; Comment Request; Extension: Rule 15Ga-2 and Form ABS-15G
Document Number: 2024-29120
Type: Notice
Date: 2024-12-11
Agency: Securities and Exchange Commission, Agencies and Commissions
Submission for OMB Review; Comment Request; Extension: Form 1-Z
Document Number: 2024-29025
Type: Notice
Date: 2024-12-11
Agency: Securities and Exchange Commission, Agencies and Commissions
Submission for OMB Review; Comment Request; Extension: Form 1-K
Document Number: 2024-29024
Type: Notice
Date: 2024-12-11
Agency: Securities and Exchange Commission, Agencies and Commissions
Submission for OMB Review; Comment Request; Extension: Form 1-U
Document Number: 2024-29023
Type: Notice
Date: 2024-12-11
Agency: Securities and Exchange Commission, Agencies and Commissions
Proposed Collection; Comment Request; Extension: Form N-8A
Document Number: 2024-28875
Type: Notice
Date: 2024-12-10
Agency: Securities and Exchange Commission, Agencies and Commissions
List of Rules To Be Reviewed Pursuant to the Regulatory Flexibility Act
Document Number: 2024-28353
Type: Proposed Rule
Date: 2024-12-10
Agency: Securities and Exchange Commission, Agencies and Commissions
The Securities and Exchange Commission is publishing a list of rules to be reviewed pursuant to the Regulatory Flexibility Act. The list is published to provide the public with notice that these rules are scheduled for review by the agency and to invite public comment on whether the rules should be continued without change, or should be amended or rescinded to minimize any significant economic impact of the rules upon a substantial number of small entities.
Sunshine Act Meetings
Document Number: 2024-28987
Type: Notice
Date: 2024-12-09
Agency: Securities and Exchange Commission, Agencies and Commissions
Self-Regulatory Organizations; LCH SA; Notice of Filing of Proposed Rule Change Relating to Dealer Status
Document Number: 2024-28547
Type: Notice
Date: 2024-12-06
Agency: Securities and Exchange Commission, Agencies and Commissions
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