Securities and Exchange Commission – Federal Register Recent Federal Regulation Documents

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Sunshine Act Meetings
Document Number: 2021-13155
Type: Notice
Date: 2021-06-23
Agency: Securities and Exchange Commission, Agencies and Commissions
Nationwide Mutual Funds, et al.
Document Number: 2021-13116
Type: Notice
Date: 2021-06-23
Agency: Securities and Exchange Commission, Agencies and Commissions
Schwab Strategic Trust, et al.
Document Number: 2021-12746
Type: Notice
Date: 2021-06-17
Agency: Securities and Exchange Commission, Agencies and Commissions
Proposed Collection; Comment Request
Document Number: 2021-12658
Type: Notice
Date: 2021-06-16
Agency: Securities and Exchange Commission, Agencies and Commissions
Proposed Collection; Comment Request
Document Number: 2021-12657
Type: Notice
Date: 2021-06-16
Agency: Securities and Exchange Commission, Agencies and Commissions
Proposed Collection; Comment Request
Document Number: 2021-12656
Type: Notice
Date: 2021-06-16
Agency: Securities and Exchange Commission, Agencies and Commissions
Sunshine Act Meetings
Document Number: 2021-12565
Type: Notice
Date: 2021-06-14
Agency: Securities and Exchange Commission, Agencies and Commissions
Sunshine Act Meeting; Cancellation
Document Number: 2021-12509
Type: Notice
Date: 2021-06-14
Agency: Securities and Exchange Commission, Agencies and Commissions
Recordkeeping and Reporting Requirements for Security-Based Swap Dealers, Major Security-Based Swap Participants, and Broker-Dealers; Correction
Document Number: 2021-11572
Type: Rule
Date: 2021-06-11
Agency: Securities and Exchange Commission, Agencies and Commissions
On September 19, 2019, the Securities and Exchange Commission (the ``Commission'') adopted recordkeeping, reporting, and notification requirements applicable to security-based swap dealers and major security-based swap participants, securities count requirements applicable to certain security-based swap dealers, and additional recordkeeping requirements applicable to broker-dealers to account for their security-based swap and swap activities. Release 34-87005 (Sept. 19, 2019) was published in the Federal Register on Dec. 16, 2019 ( ). This document corrects certain technical inaccuracies in that release.