Securities and Exchange Commission – Federal Register Recent Federal Regulation Documents

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T. Rowe Price OHA Select Private Credit Fund, et al.
Document Number: 2025-08810
Type: Notice
Date: 2025-05-16
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2025/05/16/2025-08810.html
Self-Regulatory Organizations; MEMX LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Exchange's Fee Schedule Concerning Equities Transaction Pricing
Document Number: 2025-08699
Type: Notice
Date: 2025-05-16
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2025/05/16/2025-08699.html
Self-Regulatory Organizations; Fixed Income Clearing Corporation; Notice of Filing of Immediate Effectiveness of Proposed Rule Change To Permit Inter-Dealer Broker Netting Members To Use the Same Deposit ID
Document Number: 2025-08698
Type: Notice
Date: 2025-05-16
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2025/05/16/2025-08698.html
Self-Regulatory Organizations; MIAX PEARL, LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the MIAX Pearl Equities Fee Schedule To Adopt Fees for the U.S. Equity Short Volume & Trade Report
Document Number: 2025-08696
Type: Notice
Date: 2025-05-16
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2025/05/16/2025-08696.html
MSD Investment Corp., et al.
Document Number: 2025-08718
Type: Notice
Date: 2025-05-16
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2025/05/16/2025-08718.html
The Advisors' Inner Circle Fund III and FS Fund Advisor, LLC
Document Number: 2025-08717
Type: Notice
Date: 2025-05-16
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2025/05/16/2025-08717.html
CAIS Sports, Media and Entertainment Fund and CAIS Advisors LLC
Document Number: 2025-08716
Type: Notice
Date: 2025-05-16
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2025/05/16/2025-08716.html
Self-Regulatory Organizations; MEMX LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Allow the Exchange To List and Trade Options on the iShares Ethereum Trust
Document Number: 2025-08551
Type: Notice
Date: 2025-05-15
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2025/05/15/2025-08551.html
Self-Regulatory Organizations; NYSE Texas, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Adopt New Rule 11.30
Document Number: 2025-08550
Type: Notice
Date: 2025-05-15
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2025/05/15/2025-08550.html
Self-Regulatory Organizations; Cboe Exchange, Inc.; Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change To Eliminate Position and Exercise Limits for Options on the S&P 500 Equal Weight Index and the S&P 500 ESG Index
Document Number: 2025-08549
Type: Notice
Date: 2025-05-15
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2025/05/15/2025-08549.html
Self-Regulatory Organizations; The Nasdaq Stock Market LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Exchange's Fee Schedule To Provide for Two New Credits for Members That Add More Than a Threshold Amount of Liquidity as Well as Act as Designated Liquidity Providers for Exchange Traded Products for a Threshold Number of Securities During a Month
Document Number: 2025-08548
Type: Notice
Date: 2025-05-15
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2025/05/15/2025-08548.html
Self-Regulatory Organizations; BOX Exchange LLC; Notice of Filing of Proposed Rule Change, as Modified by Amendment No. 1, To Amend Rule 5020 (Criteria for Underlying Securities) To Permit the Listing of Options on Commodity-Based Trust Shares
Document Number: 2025-08547
Type: Notice
Date: 2025-05-15
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2025/05/15/2025-08547.html
Self-Regulatory Organizations; MEMX LLC; Notice of Filing and Immediate Effectiveness of a Proposal To Amend Rules 18.7 (Position Limits) and 18.9 (Exercise Limits)
Document Number: 2025-08546
Type: Notice
Date: 2025-05-15
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2025/05/15/2025-08546.html
Self-Regulatory Organizations; Miami International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Adopt Fees To Access the Testing Systems Environment
Document Number: 2025-08545
Type: Notice
Date: 2025-05-15
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2025/05/15/2025-08545.html
Self-Regulatory Organizations; MIAX PEARL, LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the MIAX Pearl Options Exchange Fee Schedule To Adopt Fees To Access the Testing Systems Environment
Document Number: 2025-08544
Type: Notice
Date: 2025-05-15
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2025/05/15/2025-08544.html
Self-Regulatory Organizations; MIAX Sapphire, LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the MIAX Sapphire Fee Schedule To Adopt Fees To Access the Testing Systems Environment
Document Number: 2025-08543
Type: Notice
Date: 2025-05-15
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2025/05/15/2025-08543.html
Submission for OMB Review; Comment Request; Extension: Rule 17j-1
Document Number: 2025-08542
Type: Notice
Date: 2025-05-15
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2025/05/15/2025-08542.html
Self-Regulatory Organizations; MIAX Emerald, LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Adopt Fees To Access the Testing Systems Environment
Document Number: 2025-08552
Type: Notice
Date: 2025-05-15
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2025/05/15/2025-08552.html
Self-Regulatory Organizations; Nasdaq MRX, LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Increase the Options Regulatory Fee (ORF) on a Temporary Basis and Discontinue the ORF Model Scheduled To Be Implemented in June 2025
Document Number: 2025-08458
Type: Notice
Date: 2025-05-14
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2025/05/14/2025-08458.html
Self-Regulatory Organizations; Nasdaq BX, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Increase the Options Regulatory Fee (ORF) on a Temporary Basis and Discontinue the ORF Model Scheduled To Be Implemented in June 2025
Document Number: 2025-08457
Type: Notice
Date: 2025-05-14
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2025/05/14/2025-08457.html
Self-Regulatory Organizations; The Nasdaq Stock Market LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Decrease the Options Regulatory Fee (ORF) and Discontinue the ORF Model Scheduled To Be Implemented in June 2025
Document Number: 2025-08456
Type: Notice
Date: 2025-05-14
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2025/05/14/2025-08456.html
Self-Regulatory Organizations; The Nasdaq Stock Market LLC; Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change To List and Trade Shares of the 21Shares Polkadot Trust Under Nasdaq Rule 5711(d) (Commodity-Based Trust Shares)
Document Number: 2025-08455
Type: Notice
Date: 2025-05-14
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2025/05/14/2025-08455.html
Self-Regulatory Organizations; ICE Clear Credit LLC; Notice of Filing of Proposed Rule Change Relating to the Clearance of Additional Credit Default Swap Contracts
Document Number: 2025-08454
Type: Notice
Date: 2025-05-14
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2025/05/14/2025-08454.html
GoldenTree Opportunistic Credit Fund and GoldenTree Asset Management Credit Advisor LLC
Document Number: 2025-08459
Type: Notice
Date: 2025-05-14
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2025/05/14/2025-08459.html
Proposed Collection; Comment Request; Extension: Rule 18a-3
Document Number: 2025-08448
Type: Notice
Date: 2025-05-14
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2025/05/14/2025-08448.html
Proposed Collection; Comment Request; Extension: Exchange Act Form 10-Q
Document Number: 2025-08447
Type: Notice
Date: 2025-05-14
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2025/05/14/2025-08447.html
Self-Regulatory Organizations; Cboe BYX Exchange, Inc.; Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change To Amend Exchange Rule 11.25(e) To Allow Users To Utilize the Exchange's Match Trade Prevention Functionality When Entering Periodic Auction Orders Onto the Exchange for Execution
Document Number: 2025-08315
Type: Notice
Date: 2025-05-13
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2025/05/13/2025-08315.html
Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change for Conforming Rules 7.37-E and 7.45-E
Document Number: 2025-08314
Type: Notice
Date: 2025-05-13
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2025/05/13/2025-08314.html
Self-Regulatory Organizations; NYSE National, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change for Conforming Rules 7.37 and 7.45
Document Number: 2025-08316
Type: Notice
Date: 2025-05-13
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2025/05/13/2025-08316.html
Submission for OMB Review; Comment Request; Extension: Rule 19h-1
Document Number: 2025-08301
Type: Notice
Date: 2025-05-12
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2025/05/12/2025-08301.html
Nomura Alternative Income Fund, et al.
Document Number: 2025-08274
Type: Notice
Date: 2025-05-12
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2025/05/12/2025-08274.html
Sunshine Act Meetings
Document Number: 2025-08427
Type: Notice
Date: 2025-05-12
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2025/05/12/2025-08427.html
Investment Company Act Release No.35578; File No. 812-15757 Varagon Capital Corporation, et al.
Document Number: 2025-08324
Type: Notice
Date: 2025-05-12
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2025/05/12/2025-08324.html
Adams Street Private Equity Navigator Fund LLC and Adams Street Advisors, LLC
Document Number: 2025-08323
Type: Notice
Date: 2025-05-12
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2025/05/12/2025-08323.html
Morgan Stanley Direct Lending Fund, et al.
Document Number: 2025-08322
Type: Notice
Date: 2025-05-12
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2025/05/12/2025-08322.html
Credit Suisse Services AG, et al.; Notice of Application and Temporary Order
Document Number: 2025-08125
Type: Notice
Date: 2025-05-09
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2025/05/09/2025-08125.html
Submission for OMB Review; Comment Request; Extension: Rules 400-404 of Regulation Crowdfunding (Funding Portals)
Document Number: 2025-08122
Type: Notice
Date: 2025-05-09
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2025/05/09/2025-08122.html
Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Notice of Filing of a Proposed Rule Change Related to the 2x Long VIX Futures ETF (“UVIX”) and the -1x Short VIX Futures ETF (“SVIX”)
Document Number: 2025-08120
Type: Notice
Date: 2025-05-09
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2025/05/09/2025-08120.html
Self-Regulatory Organizations; Fixed Income Clearing Corporation; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Capital Policy and the Capital Replenishment Plan
Document Number: 2025-08119
Type: Notice
Date: 2025-05-09
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2025/05/09/2025-08119.html
Self-Regulatory Organizations; Nasdaq Stock Market LLC; Order Instituting Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change To List and Trade Shares of the Canary Litecoin ETF Under Nasdaq Rule 5711(d) (Commodity-Based Trust Shares)
Document Number: 2025-08118
Type: Notice
Date: 2025-05-09
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2025/05/09/2025-08118.html
Self-Regulatory Organizations; The Depository Trust Company; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Capital Policy and the Capital Replenishment Plan
Document Number: 2025-08117
Type: Notice
Date: 2025-05-09
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2025/05/09/2025-08117.html
Self-Regulatory Organizations; Fixed Income Clearing Corporation; Notice of Designation of Longer Period for Commission Action on Proposed Rule Change To Adopt an Intraday Mark-To-Market Charge at GSD
Document Number: 2025-08116
Type: Notice
Date: 2025-05-09
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2025/05/09/2025-08116.html
Self-Regulatory Organizations; NYSE American LLC; Notice of Filing of a Proposed Rule Change, as Modified by Amendment No. 1, To Amend Certain Rules Related to Flexible Exchange Options
Document Number: 2025-08115
Type: Notice
Date: 2025-05-09
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2025/05/09/2025-08115.html
First Eagle Private Credit Fund, et al.
Document Number: 2025-08102
Type: Notice
Date: 2025-05-09
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2025/05/09/2025-08102.html
AGTB Fund Manager, LLC, et al.
Document Number: 2025-08101
Type: Notice
Date: 2025-05-09
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2025/05/09/2025-08101.html
Blackstone Private Credit Fund, et al.
Document Number: 2025-08100
Type: Notice
Date: 2025-05-09
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2025/05/09/2025-08100.html
Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Rule 11.23 Regarding the Closing Auction
Document Number: 2025-08114
Type: Notice
Date: 2025-05-09
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2025/05/09/2025-08114.html
Self-Regulatory Organizations; Nasdaq ISE, LLC; Notice of Filing of Proposed Rule Change, as Modified by Amendment No. 1, To Permit FLEX Trading in Options on the iShares Bitcoin Trust ETF
Document Number: 2025-08113
Type: Notice
Date: 2025-05-09
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2025/05/09/2025-08113.html
Self-Regulatory Organizations; National Securities Clearing Corporation; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Capital Policy and the Capital Replenishment Plan
Document Number: 2025-08112
Type: Notice
Date: 2025-05-09
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2025/05/09/2025-08112.html
Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Rule 7.35-E (Auctions) Regarding Indicative Match Price
Document Number: 2025-08111
Type: Notice
Date: 2025-05-09
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2025/05/09/2025-08111.html
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