Securities and Exchange Commission – Federal Register Recent Federal Regulation Documents

Results 101 - 150 of 25,381
PREDEX and PREDEX Capital Management, LLC
Document Number: 2017-21156
Type: Notice
Date: 2017-10-03
Agency: Securities and Exchange Commission, Agencies and Commissions
Wells Fargo Exchange-Traded Funds Trust, et al.
Document Number: 2017-21131
Type: Notice
Date: 2017-10-03
Agency: Securities and Exchange Commission, Agencies and Commissions
Regulation Crowdfunding and Regulation A Relief and Assistance for Victims of Hurricane Harvey, Hurricane Irma, and Hurricane Maria
Document Number: 2017-21094
Type: Rule
Date: 2017-10-02
Agency: Securities and Exchange Commission, Agencies and Commissions
We are adopting interim final temporary rules for issuers subject to reporting obligations pursuant to Regulation Crowdfunding and Regulation A in order to address the needs of companies directly or indirectly affected by Hurricane Harvey, Hurricane Irma, or Hurricane Maria. The temporary rules extend the filing deadlines for specified reports and forms due pursuant to Regulation Crowdfunding and Regulation A for certain issuers.
Public Availability of the Securities and Exchange Commission's FY 2015 Service Contract Inventory
Document Number: 2017-20879
Type: Notice
Date: 2017-09-29
Agency: Securities and Exchange Commission, Agencies and Commissions
In accordance with Section 743 of Division C of the Consolidated Appropriations Act of 2010, SEC is publishing this notice to advise the public of the availability of the FY2016 Service Contract Inventory (SCI) and the FY2015 SCI Analysis. The SCI provides information on FY2016 actions over $25,000 for service contracts. The inventory organizes the information by function to show how SEC distributes contracted resources throughout the agency. SEC developed the inventory per the guidance issued on November 5, 2011 by the Office of Management and Budget's Office of Federal Procurement Policy (OFPP). OFPP's guidance is available at http://www.whitehouse.gov/sites/ default/files/omb/procurement/memo/service-contract-inventori es- guidance-11052010.pdf. The Service Contract Inventory Analysis for FY2015 provides information based on the FY 2015 Inventory. Please note that the SEC's FY 2016 Service Contract Inventory data is now included in government- wide inventory available on www.acquisition.gov. The government-wide inventory can be filtered to display the inventory data for the SEC. The SEC has posted its plan for analyzing FY 2016 data, a link to the FY 2016 government-wide Service Contract Inventory and the FY 2015 SCI Analysis on the SEC's homepage at http://www.sec.gov/about/ secreports.shtml and http://www.sec.gov/open.
Adoption of Updated EDGAR Filer Manual
Document Number: 2017-20654
Type: Rule
Date: 2017-09-29
Agency: Securities and Exchange Commission, Agencies and Commissions
The Securities and Exchange Commission (the ``Commission'') is adopting revisions to the Electronic Data Gathering, Analysis, and Retrieval System (``EDGAR'') Filer Manual and related rules to reflect updates to the EDGAR system. The EDGAR system is scheduled to be upgraded on September 11, 2017.
Oaktree Strategic Income, LLC, et al.
Document Number: 2017-20757
Type: Notice
Date: 2017-09-28
Agency: Securities and Exchange Commission, Agencies and Commissions
Commission Guidance on Pay Ratio Disclosure
Document Number: 2017-20632
Type: Rule
Date: 2017-09-27
Agency: Securities and Exchange Commission, Agencies and Commissions
The Securities and Exchange Commission is publishing interpretive guidance to assist registrants in preparation of their pay ratio disclosures required by Item 402(u) of Regulation S-K.
Sunshine Act Meeting
Document Number: 2017-20633
Type: Notice
Date: 2017-09-26
Agency: Securities and Exchange Commission, Agencies and Commissions
Barings Corporate Investors, et al.; Notice of Application
Document Number: 2017-20438
Type: Notice
Date: 2017-09-25
Agency: Securities and Exchange Commission, Agencies and Commissions
Submission for OMB Review; Comment Request
Document Number: 2017-20360
Type: Notice
Date: 2017-09-25
Agency: Securities and Exchange Commission, Agencies and Commissions
Submission for OMB Review; Comment Request
Document Number: 2017-20359
Type: Notice
Date: 2017-09-25
Agency: Securities and Exchange Commission, Agencies and Commissions
Submission for OMB Review; Comment Request
Document Number: 2017-20358
Type: Notice
Date: 2017-09-25
Agency: Securities and Exchange Commission, Agencies and Commissions
Submission for OMB Review; Comment Request
Document Number: 2017-20221
Type: Notice
Date: 2017-09-22
Agency: Securities and Exchange Commission, Agencies and Commissions
Submission for OMB Review; Comment Request
Document Number: 2017-20220
Type: Notice
Date: 2017-09-22
Agency: Securities and Exchange Commission, Agencies and Commissions
Submission for OMB Review; Comment Request
Document Number: 2017-20219
Type: Notice
Date: 2017-09-22
Agency: Securities and Exchange Commission, Agencies and Commissions
Submission for OMB Review; Comment Request
Document Number: 2017-20218
Type: Notice
Date: 2017-09-22
Agency: Securities and Exchange Commission, Agencies and Commissions
Submission for OMB Review; Comment Request
Document Number: 2017-20217
Type: Notice
Date: 2017-09-22
Agency: Securities and Exchange Commission, Agencies and Commissions
Submission for OMB Review; Comment Request
Document Number: 2017-20216
Type: Notice
Date: 2017-09-22
Agency: Securities and Exchange Commission, Agencies and Commissions