Securities and Exchange Commission – Federal Register Recent Federal Regulation Documents

Results 101 - 150 of 26,177
Sunshine Act Meetings
Document Number: 2018-02392
Type: Notice
Date: 2018-02-06
Agency: Securities and Exchange Commission, Agencies and Commissions
Proposed Collection; Comment Request
Document Number: 2018-02257
Type: Notice
Date: 2018-02-05
Agency: Securities and Exchange Commission, Agencies and Commissions
Proposed Collection; Comment Request
Document Number: 2018-02256
Type: Notice
Date: 2018-02-05
Agency: Securities and Exchange Commission, Agencies and Commissions
Proposed Collection; Comment Request
Document Number: 2018-02255
Type: Notice
Date: 2018-02-05
Agency: Securities and Exchange Commission, Agencies and Commissions
Gadsden ETF Trust and Gadsden, LLC
Document Number: 2018-02170
Type: Notice
Date: 2018-02-05
Agency: Securities and Exchange Commission, Agencies and Commissions
Columbia Funds Series Trust, et al.
Document Number: 2018-02169
Type: Notice
Date: 2018-02-05
Agency: Securities and Exchange Commission, Agencies and Commissions
Janney Montgomery Scott LLC; Notice of Application
Document Number: 2018-02168
Type: Notice
Date: 2018-02-05
Agency: Securities and Exchange Commission, Agencies and Commissions
Proposed Collection; Comment Request
Document Number: 2018-02118
Type: Notice
Date: 2018-02-02
Agency: Securities and Exchange Commission, Agencies and Commissions
Proposed Collection; Comment Request
Document Number: 2018-02117
Type: Notice
Date: 2018-02-02
Agency: Securities and Exchange Commission, Agencies and Commissions
Proposed Collection; Comment Request
Document Number: 2018-02116
Type: Notice
Date: 2018-02-02
Agency: Securities and Exchange Commission, Agencies and Commissions
Submission for OMB Review; Comment Request
Document Number: 2018-02115
Type: Notice
Date: 2018-02-02
Agency: Securities and Exchange Commission, Agencies and Commissions
BNP Paribas USA, Inc., et al.; Notice of Application and Temporary Order
Document Number: 2018-01905
Type: Notice
Date: 2018-01-31
Agency: Securities and Exchange Commission, Agencies and Commissions
Notice of Applications for Deregistration Under Section 8(f) of the Investment Company Act of 1940
Document Number: 2018-01904
Type: Notice
Date: 2018-01-31
Agency: Securities and Exchange Commission, Agencies and Commissions
Applicant, a closed-end investment company, seeks an order declaring that it has ceased to be an investment company. Applicant has never made a public offering of its securities and does not propose to make a public offering or engage in business of any kind. Filing Date: The application was filed on October 20, 2017, and amended on January 10, 2018. Applicant's Address: 61 Aldwych, London, WC2B 4AE, England.
EquBot LLC and ETF Series Solutions
Document Number: 2018-01903
Type: Notice
Date: 2018-01-31
Agency: Securities and Exchange Commission, Agencies and Commissions
FS Series Trust and FS Fund Advisor, LLC; Release No. 32992/January 25, 2018
Document Number: 2018-01834
Type: Notice
Date: 2018-01-31
Agency: Securities and Exchange Commission, Agencies and Commissions
Sunshine Act Meetings
Document Number: 2018-01902
Type: Notice
Date: 2018-01-30
Agency: Securities and Exchange Commission, Agencies and Commissions
Amendments to Forms and Schedules To Remove Voluntary Provision of Social Security Numbers
Document Number: 2018-01681
Type: Rule
Date: 2018-01-30
Agency: Securities and Exchange Commission, Agencies and Commissions
This document makes a technical correction to a form amendment that was published in the Federal Register on July 1, 1997. The Commission adopted revisions to forms and schedules filed under the Securities Act of 1933, the Securities Exchange Act of 1934, related provisions of the Investment Company Act of 1940 and the Public Utility Holding Company Act of 1935, and the Trust Indenture Act of 1939, to eliminate the portion of those forms that requests filers who are natural persons to furnish their Social Security numbers. The 1997 amendment to Form MSD inadvertently omitted the removal of the second of two references to Social Security numbers in the instructions to the form.