Securities and Exchange Commission – Federal Register Recent Federal Regulation Documents

Results 151 - 200 of 25,944
Notice of Intention To Cancel Registrations of Certain Transfer Agents
Document Number: 2017-27566
Type: Notice
Date: 2017-12-22
Agency: Securities and Exchange Commission, Agencies and Commissions
Self-Regulatory Organizations; LCH SA; Order Approving Proposed Rule Change Relating to Wrong Way Risk Margin
Document Number: 2017-27563
Type: Notice
Date: 2017-12-22
Agency: Securities and Exchange Commission, Agencies and Commissions
Submission for OMB Review; Comment Request
Document Number: 2017-27461
Type: Notice
Date: 2017-12-21
Agency: Securities and Exchange Commission, Agencies and Commissions
Submission for OMB Review; Comment Request
Document Number: 2017-27460
Type: Notice
Date: 2017-12-21
Agency: Securities and Exchange Commission, Agencies and Commissions
Fixed Income Market Structure Advisory Committee
Document Number: 2017-27444
Type: Notice
Date: 2017-12-21
Agency: Securities and Exchange Commission, Agencies and Commissions
The Securities and Exchange Commission Fixed Income Market Structure Advisory Committee is providing notice that it will hold a public meeting on Thursday, January 11, 2018, in Multi-Purpose Room LL- 006 at the Commission's headquarters, 100 F Street NE, Washington, DC. The meeting will begin at 9:30 a.m. (ET) and will be open to the public, except for the period during lunch when the committee will meet in an administrative work session. The public portions of the meeting will be webcast on the Commission's website at www.sec.gov. Persons needing special accommodations to take part because of a disability should notify the contact person listed below. The public is invited to submit written statements to the Committee. The meeting will focus on various administrative items and will include a discussion of liquidity in the bond markets.
Consulting Group Capital Markets Funds and Consulting Group Advisory Services LLC
Document Number: 2017-27430
Type: Notice
Date: 2017-12-20
Agency: Securities and Exchange Commission, Agencies and Commissions
Ausdal Financial Partners, Inc. and Ausdal Unit Investment Trust
Document Number: 2017-27337
Type: Notice
Date: 2017-12-20
Agency: Securities and Exchange Commission, Agencies and Commissions
Sunshine Act Meetings
Document Number: 2017-27359
Type: Notice
Date: 2017-12-19
Agency: Securities and Exchange Commission, Agencies and Commissions
Submission for OMB Review; Comment Request
Document Number: 2017-27314
Type: Notice
Date: 2017-12-19
Agency: Securities and Exchange Commission, Agencies and Commissions
Submission for OMB Review; Comment Request
Document Number: 2017-27313
Type: Notice
Date: 2017-12-19
Agency: Securities and Exchange Commission, Agencies and Commissions