Securities and Exchange Commission 2017 – Federal Register Recent Federal Regulation Documents

Results 1 - 50 of 2,178
Validea Capital Management, LLC, et al.; Notice of Application
Document Number: 2017-28166
Type: Notice
Date: 2017-12-29
Agency: Securities and Exchange Commission, Agencies and Commissions
Self-Regulatory Organizations; MIAX PEARL, LLC; Order Declaring Effective a Minor Rule Violation Plan
Document Number: 2017-27990
Type: Notice
Date: 2017-12-28
Agency: Securities and Exchange Commission, Agencies and Commissions
TCG BDC, Inc., et al.
Document Number: 2017-27825
Type: Notice
Date: 2017-12-27
Agency: Securities and Exchange Commission, Agencies and Commissions
The Hartford Mutual Funds, Inc., et al.
Document Number: 2017-27807
Type: Notice
Date: 2017-12-27
Agency: Securities and Exchange Commission, Agencies and Commissions
Sunshine Act Meetings
Document Number: 2017-27833
Type: Notice
Date: 2017-12-26
Agency: Securities and Exchange Commission, Agencies and Commissions
Submission for OMB Review; Comment Request
Document Number: 2017-27740
Type: Notice
Date: 2017-12-26
Agency: Securities and Exchange Commission, Agencies and Commissions
BlackRock Capital Investment Corporation, et al.
Document Number: 2017-27686
Type: Notice
Date: 2017-12-26
Agency: Securities and Exchange Commission, Agencies and Commissions
FQF Trust, et al.
Document Number: 2017-27649
Type: Notice
Date: 2017-12-26
Agency: Securities and Exchange Commission, Agencies and Commissions
Notice of Intention To Cancel Registrations of Certain Transfer Agents
Document Number: 2017-27566
Type: Notice
Date: 2017-12-22
Agency: Securities and Exchange Commission, Agencies and Commissions
Self-Regulatory Organizations; LCH SA; Order Approving Proposed Rule Change Relating to Wrong Way Risk Margin
Document Number: 2017-27563
Type: Notice
Date: 2017-12-22
Agency: Securities and Exchange Commission, Agencies and Commissions