Securities and Exchange Commission 2017 – Federal Register Recent Federal Regulation Documents

Results 1 - 50 of 1,692
Sunshine Act Meetings
Document Number: 2017-21988
Type: Notice
Date: 2017-10-11
Agency: Securities and Exchange Commission, Agencies and Commissions
Sunshine Act Meetings
Document Number: 2017-21987
Type: Notice
Date: 2017-10-11
Agency: Securities and Exchange Commission, Agencies and Commissions
Proposed Collection; Comment Request
Document Number: 2017-21911
Type: Notice
Date: 2017-10-11
Agency: Securities and Exchange Commission, Agencies and Commissions
Submission for OMB Review; Comment Request
Document Number: 2017-21910
Type: Notice
Date: 2017-10-11
Agency: Securities and Exchange Commission, Agencies and Commissions
Proposed Collection; Comment Request
Document Number: 2017-21909
Type: Notice
Date: 2017-10-11
Agency: Securities and Exchange Commission, Agencies and Commissions
Whitford Asset Management, LLC, et al.
Document Number: 2017-21811
Type: Notice
Date: 2017-10-11
Agency: Securities and Exchange Commission, Agencies and Commissions
USCF Fund Advisors, LLC, et al.
Document Number: 2017-21776
Type: Notice
Date: 2017-10-11
Agency: Securities and Exchange Commission, Agencies and Commissions
OppenheimerFunds, Inc., et al.
Document Number: 2017-21775
Type: Notice
Date: 2017-10-11
Agency: Securities and Exchange Commission, Agencies and Commissions
Sunshine Act Meetings
Document Number: 2017-21705
Type: Notice
Date: 2017-10-10
Agency: Securities and Exchange Commission, Agencies and Commissions
EntrepreneurShares Series Trust, et al.
Document Number: 2017-21661
Type: Notice
Date: 2017-10-10
Agency: Securities and Exchange Commission, Agencies and Commissions
Notice of Applications for Deregistration Under Section 8(f) of the Investment Company Act of 1940
Document Number: 2017-21416
Type: Notice
Date: 2017-10-05
Agency: Securities and Exchange Commission, Agencies and Commissions
Applicant seeks an order declaring that it has ceased to be an investment company. Applicant has transferred its assets to Putnam Multi-Cap Growth Fund and, on September 27, 2010, made a final distribution to its shareholders based on net asset value. Expenses of $725,531 incurred in connection with the reorganization were paid by the applicant and the acquiring fund. Filing Date: The application was filed on August 3, 2017, and amended on August 24, 2017. Applicant's Address: One Post Office Square, Boston, Massachusetts 02109.