Securities and Exchange Commission 2016 – Federal Register Recent Federal Regulation Documents

Results 1 - 50 of 2,320
Northern Lights Fund Trust IV and Blue Sky Asset Management, LLC; Notice of Application
Document Number: 2016-31684
Type: Notice
Date: 2016-12-30
Agency: Securities and Exchange Commission, Agencies and Commissions
Self-Regulatory Organizations; ISE Gemini, LLC; Notice of Filing of Proposed Rule Change To Amend the Opening Process
Document Number: 2016-31491
Type: Notice
Date: 2016-12-29
Agency: Securities and Exchange Commission, Agencies and Commissions
Transamerica Funds, et al.; Notice of Application
Document Number: 2016-31290
Type: Notice
Date: 2016-12-28
Agency: Securities and Exchange Commission, Agencies and Commissions
Ares Capital Corporation, et al.; Notice of Application
Document Number: 2016-31289
Type: Notice
Date: 2016-12-28
Agency: Securities and Exchange Commission, Agencies and Commissions
Virtus Alternative Solutions Trust, et al.; Notice of Application
Document Number: 2016-31288
Type: Notice
Date: 2016-12-28
Agency: Securities and Exchange Commission, Agencies and Commissions