Securities and Exchange Commission – Federal Register Recent Federal Regulation Documents

Results 401 - 450 of 26,799
Sunshine Act Meetings
Document Number: 2018-07008
Type: Notice
Date: 2018-04-05
Agency: Securities and Exchange Commission, Agencies and Commissions
Notice of Applications for Deregistration Under Section 8(f) of the Investment Company Act of 1940
Document Number: 2018-06910
Type: Notice
Date: 2018-04-05
Agency: Securities and Exchange Commission, Agencies and Commissions
Applicant seeks an order declaring that it has ceased to be an investment company. On December 1, 2017, applicant made a liquidating distribution to its shareholders, based on net asset value. Expenses of $3,764 incurred in connection with the liquidation were paid by the applicant's investment adviser. Filing Dates: The application was filed on January 24, 2018, and amended on February 22, 2018. Applicant's Address: Canton House, 300 Water Street, Baltimore, Maryland 21202.
Submission for OMB Review; Comment Request
Document Number: 2018-06855
Type: Notice
Date: 2018-04-04
Agency: Securities and Exchange Commission, Agencies and Commissions
Submission for OMB Review; Comment Request
Document Number: 2018-06854
Type: Notice
Date: 2018-04-04
Agency: Securities and Exchange Commission, Agencies and Commissions
Aquila Funds Trust, et al.
Document Number: 2018-06661
Type: Notice
Date: 2018-04-03
Agency: Securities and Exchange Commission, Agencies and Commissions
Sunshine Act Meetings
Document Number: 2018-06695
Type: Notice
Date: 2018-04-02
Agency: Securities and Exchange Commission, Agencies and Commissions
Submission for OMB Review; Comment Request
Document Number: 2018-06658
Type: Notice
Date: 2018-04-02
Agency: Securities and Exchange Commission, Agencies and Commissions
Aberdeen Asset Management Inc., et al.
Document Number: 2018-06567
Type: Notice
Date: 2018-04-02
Agency: Securities and Exchange Commission, Agencies and Commissions
Sunshine Act Meeting; Cancellation
Document Number: 2018-06294
Type: Notice
Date: 2018-03-28
Agency: Securities and Exchange Commission, Agencies and Commissions
Sunshine Act Meetings
Document Number: 2018-06159
Type: Notice
Date: 2018-03-27
Agency: Securities and Exchange Commission, Agencies and Commissions
Proposed Collection; Comment Request
Document Number: 2018-06122
Type: Notice
Date: 2018-03-27
Agency: Securities and Exchange Commission, Agencies and Commissions
Submission for OMB Review; Comment Request
Document Number: 2018-06121
Type: Notice
Date: 2018-03-27
Agency: Securities and Exchange Commission, Agencies and Commissions
Submission for OMB Review; Comment Request
Document Number: 2018-06120
Type: Notice
Date: 2018-03-27
Agency: Securities and Exchange Commission, Agencies and Commissions