Securities and Exchange Commission – Federal Register Recent Federal Regulation Documents

Results 401 - 450 of 25,381
Northern Lights Fund Trust and Toews Corporation
Document Number: 2017-16511
Type: Notice
Date: 2017-08-07
Agency: Securities and Exchange Commission, Agencies and Commissions
MVC Capital, Inc., et al.
Document Number: 2017-16510
Type: Notice
Date: 2017-08-07
Agency: Securities and Exchange Commission, Agencies and Commissions
Sharespost 100 Fund and SP Investments Management, LLC
Document Number: 2017-16393
Type: Notice
Date: 2017-08-04
Agency: Securities and Exchange Commission, Agencies and Commissions
USQ Core Real Estate Fund and Union Square Capital Partners, LLC
Document Number: 2017-16392
Type: Notice
Date: 2017-08-04
Agency: Securities and Exchange Commission, Agencies and Commissions
Proposed Collection; Comment Request
Document Number: 2017-16391
Type: Notice
Date: 2017-08-04
Agency: Securities and Exchange Commission, Agencies and Commissions
Notice of Applications for Deregistration Under Section 8(f) of the Investment Company Act of 1940
Document Number: 2017-16273
Type: Notice
Date: 2017-08-02
Agency: Securities and Exchange Commission, Agencies and Commissions
Applicant, a closed-end investment company, seeks an order declaring that it has ceased to be an investment company. On June 19, 2017 and July 21, 2017, applicant made liquidating distributions to its shareholders, based on net asset value. Expenses of approximately $27,000 incurred in connection with the liquidation were paid by the applicant. Filing Dates: The application was filed on June 27, 2017 and amended on July 24, 2017. Applicant's Address: 4400 Computer Drive, Westborough, Massachusetts 01581.
Proposed Collection; Comment Request
Document Number: 2017-16214
Type: Notice
Date: 2017-08-02
Agency: Securities and Exchange Commission, Agencies and Commissions
Change Finance, PBC, et al.
Document Number: 2017-16200
Type: Notice
Date: 2017-08-02
Agency: Securities and Exchange Commission, Agencies and Commissions
Capital Southwest Corporation
Document Number: 2017-16013
Type: Notice
Date: 2017-07-31
Agency: Securities and Exchange Commission, Agencies and Commissions