Securities and Exchange Commission – Federal Register Recent Federal Regulation Documents

Results 401 - 450 of 30,717
Proposed Collection; Comment Request
Document Number: 2020-06109
Type: Notice
Date: 2020-03-24
Agency: Securities and Exchange Commission, Agencies and Commissions
Proposed Collection; Comment Request
Document Number: 2020-06108
Type: Notice
Date: 2020-03-24
Agency: Securities and Exchange Commission, Agencies and Commissions
Market Data Infrastructure
Document Number: 2020-03760
Type: Proposed Rule
Date: 2020-03-24
Agency: Securities and Exchange Commission, Agencies and Commissions
The Securities and Exchange Commission (``Commission'' or ``SEC'') is proposing to amend 17 CFR 242, Rules 600 and 603 and to adopt new Rule 614 of Regulation National Market System (``Regulation NMS'') under the Securities Exchange Act of 1934 (``Exchange Act'') to update the national market system for the collection, consolidation, and dissemination of information with respect to quotations for and transactions in national market system (``NMS'') stocks (``NMS information''). Specifically, the Commission proposes to expand the content of NMS information that is required to be collected, consolidated, and disseminated as part of the national market system under Regulation NMS and proposes to amend the method by which such NMS information is collected, calculated, and disseminated by introducing a decentralized consolidation model where competing consolidators replace the exclusive securities information processors.
Sunshine Act Meetings
Document Number: 2020-06012
Type: Notice
Date: 2020-03-20
Agency: Securities and Exchange Commission, Agencies and Commissions
Sunshine Act Meeting; Cancellation
Document Number: 2020-05995
Type: Notice
Date: 2020-03-20
Agency: Securities and Exchange Commission, Agencies and Commissions
AIP Private Equity Opportunities Fund I A LP, et al.
Document Number: 2020-05828
Type: Notice
Date: 2020-03-20
Agency: Securities and Exchange Commission, Agencies and Commissions
Daxor Corporation; Notice of Application
Document Number: 2020-05670
Type: Notice
Date: 2020-03-19
Agency: Securities and Exchange Commission, Agencies and Commissions
Conversus StepStone Private Markets and StepStone Conversus LLC; Notice of Application
Document Number: 2020-05562
Type: Notice
Date: 2020-03-18
Agency: Securities and Exchange Commission, Agencies and Commissions