Securities and Exchange Commission – Federal Register Recent Federal Regulation Documents

Results 401 - 450 of 27,301
Notice of Applications for Deregistration Under Section 8(f) of the Investment Company Act of 1940
Document Number: 2018-14458
Type: Notice
Date: 2018-07-06
Agency: Securities and Exchange Commission, Agencies and Commissions
Applicant seeks an order declaring that it has ceased to be an investment company. The applicant has transferred its assets to AB Government Money Market Portfolio, a series of AB Fixed-Income Shares, Inc., and, on November, 10, 2017, made a final distribution to its shareholders based on net asset value. Expenses of $201,740 incurred in connection with the reorganization were paid by the applicant and the acquiring fund. Filing Dates: The application was filed on May 25, 2018, and amended on June 13, 2018. Applicant's Address: 1345 Avenue of the Americas, New York, New York 10105.
Motley Fool Asset Management, LLC and The RBB Fund, Inc.
Document Number: 2018-14364
Type: Notice
Date: 2018-07-05
Agency: Securities and Exchange Commission, Agencies and Commissions
Submission for OMB Review; Comment Request
Document Number: 2018-14361
Type: Notice
Date: 2018-07-05
Agency: Securities and Exchange Commission, Agencies and Commissions
Submission for OMB Review; Comment Request
Document Number: 2018-14360
Type: Notice
Date: 2018-07-05
Agency: Securities and Exchange Commission, Agencies and Commissions
Submission for OMB Review; Comment Request
Document Number: 2018-14359
Type: Notice
Date: 2018-07-05
Agency: Securities and Exchange Commission, Agencies and Commissions
Submission for OMB Review; Comment Request
Document Number: 2018-14358
Type: Notice
Date: 2018-07-05
Agency: Securities and Exchange Commission, Agencies and Commissions
Submission for OMB Review; Comment Request
Document Number: 2018-14357
Type: Notice
Date: 2018-07-05
Agency: Securities and Exchange Commission, Agencies and Commissions
Sunshine Act Meetings
Document Number: 2018-14392
Type: Notice
Date: 2018-07-03
Agency: Securities and Exchange Commission, Agencies and Commissions
Sunshine Act Meetings
Document Number: 2018-14281
Type: Notice
Date: 2018-07-02
Agency: Securities and Exchange Commission, Agencies and Commissions
Sunshine Act Meetings
Document Number: 2018-14280
Type: Notice
Date: 2018-07-02
Agency: Securities and Exchange Commission, Agencies and Commissions
Goldman Sachs Trust, et al.
Document Number: 2018-14193
Type: Notice
Date: 2018-07-02
Agency: Securities and Exchange Commission, Agencies and Commissions
Defiance ETFs, LLC, et al.
Document Number: 2018-14191
Type: Notice
Date: 2018-07-02
Agency: Securities and Exchange Commission, Agencies and Commissions