Securities and Exchange Commission – Federal Register Recent Federal Regulation Documents

Results 51 - 100 of 25,381
Whitford Asset Management, LLC, et al.
Document Number: 2017-21811
Type: Notice
Date: 2017-10-11
Agency: Securities and Exchange Commission, Agencies and Commissions
USCF Fund Advisors, LLC, et al.
Document Number: 2017-21776
Type: Notice
Date: 2017-10-11
Agency: Securities and Exchange Commission, Agencies and Commissions
OppenheimerFunds, Inc., et al.
Document Number: 2017-21775
Type: Notice
Date: 2017-10-11
Agency: Securities and Exchange Commission, Agencies and Commissions
Sunshine Act Meetings
Document Number: 2017-21705
Type: Notice
Date: 2017-10-10
Agency: Securities and Exchange Commission, Agencies and Commissions
EntrepreneurShares Series Trust, et al.
Document Number: 2017-21661
Type: Notice
Date: 2017-10-10
Agency: Securities and Exchange Commission, Agencies and Commissions
Notice of Applications for Deregistration Under Section 8(f) of the Investment Company Act of 1940
Document Number: 2017-21416
Type: Notice
Date: 2017-10-05
Agency: Securities and Exchange Commission, Agencies and Commissions
Applicant seeks an order declaring that it has ceased to be an investment company. Applicant has transferred its assets to Putnam Multi-Cap Growth Fund and, on September 27, 2010, made a final distribution to its shareholders based on net asset value. Expenses of $725,531 incurred in connection with the reorganization were paid by the applicant and the acquiring fund. Filing Date: The application was filed on August 3, 2017, and amended on August 24, 2017. Applicant's Address: One Post Office Square, Boston, Massachusetts 02109.
Olden Lane Securities LLC and Olden Lane Trust; Notice of Application
Document Number: 2017-21398
Type: Notice
Date: 2017-10-05
Agency: Securities and Exchange Commission, Agencies and Commissions
Exemptive Relief for Individuals and Entities Affected by Hurricanes Harvey, Irma or Maria
Document Number: 2017-21284
Type: Notice
Date: 2017-10-04
Agency: Securities and Exchange Commission, Agencies and Commissions
National Securities Clearing Corporation
Document Number: 2017-21282
Type: Notice
Date: 2017-10-04
Agency: Securities and Exchange Commission, Agencies and Commissions
American Century ETF Trust and American Century Investment Management, Inc.
Document Number: 2017-21228
Type: Notice
Date: 2017-10-03
Agency: Securities and Exchange Commission, Agencies and Commissions
Proposed Collection; Comment Request
Document Number: 2017-21193
Type: Notice
Date: 2017-10-03
Agency: Securities and Exchange Commission, Agencies and Commissions