Securities and Exchange Commission – Federal Register Recent Federal Regulation Documents

Results 51 - 100 of 37,556
Goldman Sachs BDC, Inc., et al.
Document Number: 2024-10580
Type: Notice
Date: 2024-05-15
Agency: Securities and Exchange Commission, Agencies and Commissions
John Hancock Multi Asset Credit Fund, et al.
Document Number: 2024-10506
Type: Notice
Date: 2024-05-14
Agency: Securities and Exchange Commission, Agencies and Commissions
Monachil Credit Income Fund, et al.
Document Number: 2024-10422
Type: Notice
Date: 2024-05-14
Agency: Securities and Exchange Commission, Agencies and Commissions
Sunshine Act Meetings
Document Number: 2024-10546
Type: Notice
Date: 2024-05-13
Agency: Securities and Exchange Commission, Agencies and Commissions
Goldman Sachs Private Credit Corp. and Goldman Sachs Asset Management, L.P.
Document Number: 2024-10286
Type: Notice
Date: 2024-05-13
Agency: Securities and Exchange Commission, Agencies and Commissions
Submission for OMB Review; Comment Request; Extension: Rules 17Ad-6 and 17Ad-7
Document Number: 2024-10206
Type: Notice
Date: 2024-05-10
Agency: Securities and Exchange Commission, Agencies and Commissions
Submission for OMB Review; Comment Request; Extension: Rule 18a-8
Document Number: 2024-10205
Type: Notice
Date: 2024-05-10
Agency: Securities and Exchange Commission, Agencies and Commissions
Sunshine Act Meetings
Document Number: 2024-10355
Type: Notice
Date: 2024-05-10
Agency: Securities and Exchange Commission, Agencies and Commissions
Proposed Collection; Comment Request; Extension: Form N-6
Document Number: 2024-10252
Type: Notice
Date: 2024-05-10
Agency: Securities and Exchange Commission, Agencies and Commissions
Proposed Collection; Comment Request; Extension: Rule 38a-1
Document Number: 2024-09964
Type: Notice
Date: 2024-05-08
Agency: Securities and Exchange Commission, Agencies and Commissions
Crescent Capital BDC, Inc., et al.
Document Number: 2024-09995
Type: Notice
Date: 2024-05-08
Agency: Securities and Exchange Commission, Agencies and Commissions
F&W Investments LP and Fenwick & West LLP
Document Number: 2024-09994
Type: Notice
Date: 2024-05-08
Agency: Securities and Exchange Commission, Agencies and Commissions
Polen Credit Opportunities Fund, et al.
Document Number: 2024-09993
Type: Notice
Date: 2024-05-08
Agency: Securities and Exchange Commission, Agencies and Commissions
Proposed Collection; Comment Request; Extension: Rule 17g-5
Document Number: 2024-09850
Type: Notice
Date: 2024-05-07
Agency: Securities and Exchange Commission, Agencies and Commissions
Proposed Collection; Comment Request; Extension: Rules 17g-8 and 17g-9
Document Number: 2024-09849
Type: Notice
Date: 2024-05-07
Agency: Securities and Exchange Commission, Agencies and Commissions
Proposed Collection; Comment Request; Extension: Rule 17g-7
Document Number: 2024-09848
Type: Notice
Date: 2024-05-07
Agency: Securities and Exchange Commission, Agencies and Commissions
Submission for OMB Review; Comment Request; Extension: Rule 11a1-1(T)
Document Number: 2024-09759
Type: Notice
Date: 2024-05-06
Agency: Securities and Exchange Commission, Agencies and Commissions
Sunshine Act Meetings
Document Number: 2024-09960
Type: Notice
Date: 2024-05-06
Agency: Securities and Exchange Commission, Agencies and Commissions
Deregistration Under Section 8(f) of the Investment Company Act of 1940
Document Number: 2024-09444
Type: Notice
Date: 2024-05-01
Agency: Securities and Exchange Commission, Agencies and Commissions
Applicant seeks an order declaring that it has ceased to be an investment company. The applicant has transferred its assets to Amplify ETF Trust, and on January 29, 2024, made a final distribution to its shareholders based on net asset value. Expenses of $9,282,629.85 incurred in connection with the reorganization were paid by the applicant's investment adviser and the acquiring fund's investment adviser. Filing Date: The application was filed on March 5, 2024. Applicant's Address: 350 Springfield Avenue, Suite #200, Summit, New Jersey 07901.
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