Securities and Exchange Commission – Federal Register Recent Federal Regulation Documents

Results 51 - 100 of 25,691
Submission for OMB Review; Comment Request
Document Number: 2017-25977
Type: Notice
Date: 2017-12-04
Agency: Securities and Exchange Commission, Agencies and Commissions
Proposed Collection; Comment Request
Document Number: 2017-25976
Type: Notice
Date: 2017-12-04
Agency: Securities and Exchange Commission, Agencies and Commissions
Sunshine Act Meetings
Document Number: 2017-26103
Type: Notice
Date: 2017-12-01
Agency: Securities and Exchange Commission, Agencies and Commissions
Sunshine Act Meetings
Document Number: 2017-26102
Type: Notice
Date: 2017-12-01
Agency: Securities and Exchange Commission, Agencies and Commissions
Notice of Applications for Deregistration Under Section 8(f) of the Investment Company Act of 1940
Document Number: 2017-25848
Type: Notice
Date: 2017-12-01
Agency: Securities and Exchange Commission, Agencies and Commissions
Applicant, a closed-end investment company, seeks an order declaring that it has ceased to be an investment company. Applicant has never made a public offering of its securities and does not propose to make a public offering or engage in business of any kind. Filing Date: The application was filed on October 10, 2017 and amended on October 20, 2017. Applicant's Address: 325 North Saint Paul Street, 49th Floor, Dallas, Texas 75201.
Proposed Collection; Comment Request
Document Number: 2017-25710
Type: Notice
Date: 2017-11-28
Agency: Securities and Exchange Commission, Agencies and Commissions
Proposed Collection; Comment Request
Document Number: 2017-25709
Type: Notice
Date: 2017-11-28
Agency: Securities and Exchange Commission, Agencies and Commissions
Proposed Collection; Comment Request
Document Number: 2017-25708
Type: Notice
Date: 2017-11-28
Agency: Securities and Exchange Commission, Agencies and Commissions
Self-Regulatory Organizations; MIAX PEARL, LLC; Notice of Filing of Proposed Minor Rule Violation Plan
Document Number: 2017-25648
Type: Notice
Date: 2017-11-28
Agency: Securities and Exchange Commission, Agencies and Commissions
Submission for OMB Review; Comment Request
Document Number: 2017-25643
Type: Notice
Date: 2017-11-28
Agency: Securities and Exchange Commission, Agencies and Commissions
Submission for OMB Review; Comment Request
Document Number: 2017-25642
Type: Notice
Date: 2017-11-28
Agency: Securities and Exchange Commission, Agencies and Commissions
Submission for OMB Review; Comment Request
Document Number: 2017-25601
Type: Notice
Date: 2017-11-28
Agency: Securities and Exchange Commission, Agencies and Commissions
Submission for OMB Review; Comment Request
Document Number: 2017-25600
Type: Notice
Date: 2017-11-28
Agency: Securities and Exchange Commission, Agencies and Commissions
Submission for OMB Review; Comment Request
Document Number: 2017-25599
Type: Notice
Date: 2017-11-28
Agency: Securities and Exchange Commission, Agencies and Commissions
Sunshine Act Meetings
Document Number: 2017-25701
Type: Notice
Date: 2017-11-27
Agency: Securities and Exchange Commission, Agencies and Commissions
Sunshine Act Meetings
Document Number: 2017-25700
Type: Notice
Date: 2017-11-27
Agency: Securities and Exchange Commission, Agencies and Commissions