Securities and Exchange Commission – Federal Register Recent Federal Regulation Documents

Results 251 - 300 of 30,748
Great Elm Capital Corp., et al.
Document Number: 2020-08350
Type: Notice
Date: 2020-04-21
Agency: Securities and Exchange Commission, Agencies and Commissions
Sunshine Act Meetings
Document Number: 2020-08389
Type: Notice
Date: 2020-04-20
Agency: Securities and Exchange Commission, Agencies and Commissions
Submission for OMB Review; Comment Request
Document Number: 2020-08340
Type: Notice
Date: 2020-04-20
Agency: Securities and Exchange Commission, Agencies and Commissions
Submission for OMB Review; Comment Request
Document Number: 2020-08339
Type: Notice
Date: 2020-04-20
Agency: Securities and Exchange Commission, Agencies and Commissions
Submission for OMB Review; Comment Request
Document Number: 2020-08338
Type: Notice
Date: 2020-04-20
Agency: Securities and Exchange Commission, Agencies and Commissions
Submission for OMB Review; Comment Request
Document Number: 2020-08337
Type: Notice
Date: 2020-04-20
Agency: Securities and Exchange Commission, Agencies and Commissions
Submission for OMB Review; Comment Request
Document Number: 2020-08336
Type: Notice
Date: 2020-04-20
Agency: Securities and Exchange Commission, Agencies and Commissions
Self-Regulatory Organizations; ICE Clear Credit LLC; Notice of Proposed Rule Change Relating to the ICC Clearing Rules
Document Number: 2020-08208
Type: Notice
Date: 2020-04-20
Agency: Securities and Exchange Commission, Agencies and Commissions
Financial Disclosures About Guarantors and Issuers of Guaranteed Securities and Affiliates Whose Securities Collateralize a Registrant's Securities
Document Number: 2020-04776
Type: Rule
Date: 2020-04-20
Agency: Securities and Exchange Commission, Agencies and Commissions
The Securities and Exchange Commission (``Commission'') is adopting amendments to the financial disclosure requirements for guarantors and issuers of guaranteed securities registered or being registered, and issuers' affiliates whose securities collateralize securities registered or being registered in Regulation S-X to improve those requirements for both investors and registrants. The changes are intended to provide investors with material information given the specific facts and circumstances, make the disclosures easier to understand, and reduce the costs and burdens to registrants. In addition, by reducing the costs and burdens of compliance, issuers may be encouraged to offer guaranteed or collateralized securities on a registered basis, thereby affording investors protection they may not be provided in offerings conducted on an unregistered basis. Finally, by making it less burdensome and less costly for issuers to include guarantees or pledges of affiliate securities as collateral when they structure debt offerings, the revisions may increase the number of registered offerings that include these credit enhancements, which could result in a lower cost of capital and an increased level of investor protection.
Sunshine Act Meeting; Cancellation
Document Number: 2020-08238
Type: Notice
Date: 2020-04-17
Agency: Securities and Exchange Commission, Agencies and Commissions
Proposed Collection; Comment Request
Document Number: 2020-08122
Type: Notice
Date: 2020-04-17
Agency: Securities and Exchange Commission, Agencies and Commissions