Securities and Exchange Commission – Federal Register Recent Federal Regulation Documents

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Notice of Applications for Deregistration Under Section 8(f) of the Investment Company Act of 1940
Document Number: 2018-09345
Type: Notice
Date: 2018-05-03
Agency: Securities and Exchange Commission, Agencies and Commissions
Applicant seeks an order declaring that it has ceased to be an investment company. The applicant has transferred its assets to PNC Treasury Plus Money Market Fund, a series of PNC Funds, and, on March 1, 2018, made a final distribution to its shareholders based on net asset value. Expenses of approximately $77,886.98 incurred in connection with the reorganization were paid by the investment adviser of the applicant and of the acquiring fund. Filing Dates: The application was filed on April 10, 2018, and amended on April 25, 2018. Applicant's Address: One East Pratt Street, 5th Floor, Baltimore, Maryland 21202.
Submission for OMB Review; Comment Request
Document Number: 2018-09278
Type: Notice
Date: 2018-05-02
Agency: Securities and Exchange Commission, Agencies and Commissions
Submission for OMB Review; Comment Request
Document Number: 2018-09272
Type: Notice
Date: 2018-05-02
Agency: Securities and Exchange Commission, Agencies and Commissions
Submission for OMB Review; Comment Request
Document Number: 2018-09271
Type: Notice
Date: 2018-05-02
Agency: Securities and Exchange Commission, Agencies and Commissions
Submission for OMB Review; Comment Request
Document Number: 2018-09270
Type: Notice
Date: 2018-05-02
Agency: Securities and Exchange Commission, Agencies and Commissions
Redwood Investment Management, LLC and Two Roads Shared Trust
Document Number: 2018-09232
Type: Notice
Date: 2018-05-02
Agency: Securities and Exchange Commission, Agencies and Commissions
Proposed Collection; Comment Request
Document Number: 2018-09093
Type: Notice
Date: 2018-05-02
Agency: Securities and Exchange Commission, Agencies and Commissions
Sunshine Act Meetings
Document Number: 2018-09256
Type: Notice
Date: 2018-05-01
Agency: Securities and Exchange Commission, Agencies and Commissions
Proposed Collection; Comment Request
Document Number: 2018-09094
Type: Notice
Date: 2018-05-01
Agency: Securities and Exchange Commission, Agencies and Commissions
BMO Exchange Traded Funds, et al.
Document Number: 2018-08989
Type: Notice
Date: 2018-04-30
Agency: Securities and Exchange Commission, Agencies and Commissions
The Swiss Helvetia Fund, Inc., et al.
Document Number: 2018-08846
Type: Notice
Date: 2018-04-27
Agency: Securities and Exchange Commission, Agencies and Commissions
Proposed Collection; Comment Request
Document Number: 2018-08828
Type: Notice
Date: 2018-04-26
Agency: Securities and Exchange Commission, Agencies and Commissions
Proposed Collection; Comment Request
Document Number: 2018-08821
Type: Notice
Date: 2018-04-26
Agency: Securities and Exchange Commission, Agencies and Commissions
Proposed Collection; Comment Request
Document Number: 2018-08820
Type: Notice
Date: 2018-04-26
Agency: Securities and Exchange Commission, Agencies and Commissions
Proposed Collection; Comment Request
Document Number: 2018-08819
Type: Notice
Date: 2018-04-26
Agency: Securities and Exchange Commission, Agencies and Commissions
Proposed Collection; Comment Request
Document Number: 2018-08818
Type: Notice
Date: 2018-04-26
Agency: Securities and Exchange Commission, Agencies and Commissions
Proposed Collection; Comment Request
Document Number: 2018-08817
Type: Notice
Date: 2018-04-26
Agency: Securities and Exchange Commission, Agencies and Commissions
Proposed Collection; Comment Request
Document Number: 2018-08816
Type: Notice
Date: 2018-04-26
Agency: Securities and Exchange Commission, Agencies and Commissions
Proposed Collection; Comment Request
Document Number: 2018-08815
Type: Notice
Date: 2018-04-26
Agency: Securities and Exchange Commission, Agencies and Commissions