Securities and Exchange Commission – Federal Register Recent Federal Regulation Documents

Results 251 - 300 of 25,381
SL Advisors, LLC, et al.
Document Number: 2017-18777
Type: Notice
Date: 2017-09-06
Agency: Securities and Exchange Commission, Agencies and Commissions
Sunshine Act Meeting
Document Number: 2017-18807
Type: Notice
Date: 2017-09-05
Agency: Securities and Exchange Commission, Agencies and Commissions
Notice of Applications for Deregistration Under Section 8(f) of the Investment Company Act of 1940
Document Number: 2017-18453
Type: Notice
Date: 2017-08-31
Agency: Securities and Exchange Commission, Agencies and Commissions
Applicant seeks an order declaring that it has ceased to be an investment company. On April 21, 2017, applicant made a liquidating distribution to its shareholders, based on net asset value. Expenses of $2,325 incurred in connection with the liquidation were paid by the applicant. Filing Date: The application was filed on July 28, 2017. Applicant's Address: 345 Park Avenue, New York, New York 10154.
Sunshine Act Meeting
Document Number: 2017-18350
Type: Notice
Date: 2017-08-29
Agency: Securities and Exchange Commission, Agencies and Commissions
Order Making Fiscal Year 2018 Annual Adjustments to Registration Fee Rates
Document Number: 2017-18308
Type: Notice
Date: 2017-08-29
Agency: Securities and Exchange Commission, Agencies and Commissions
Proposed Collection; Comment Request
Document Number: 2017-18229
Type: Notice
Date: 2017-08-29
Agency: Securities and Exchange Commission, Agencies and Commissions
Updates to Commission Guidance Regarding Accounting for Sales of Vaccines and Bioterror Countermeasures to the Federal Government for Placement Into the Pediatric Vaccine Stockpile or the Strategic National Stockpile
Document Number: 2017-17914
Type: Rule
Date: 2017-08-29
Agency: Securities and Exchange Commission, Agencies and Commissions
The Securities and Exchange Commission is publishing this interpretive release to update previously issued guidance with respect to accounting for sales of vaccines and bioterror countermeasures to the Federal Government for placement into stockpiles related to the Vaccines for Children Program or the Strategic National Stockpile. This update is being provided to bring existing guidance into conformity with Financial Accounting Standards Board's Accounting Standards Codification Topic 606, Revenue from Contracts with Customers. This guidance is applicable upon a registrant's adoption of Accounting Standards Codification Topic 606 and is applicable to all arrangements for which revenue is recognized in accordance with Accounting Standards Codification Topic 606.
Commission Guidance Regarding Revenue Recognition for Bill-and-Hold Arrangements
Document Number: 2017-17913
Type: Rule
Date: 2017-08-29
Agency: Securities and Exchange Commission, Agencies and Commissions
The Commission is publishing this interpretive release in order to bring existing guidance into conformity with Financial Accounting Standards Board Accounting Standards Codification Topic 606, Revenue from Contracts with Customers. Upon adoption of Accounting Standards Codification Topic 606, registrants should no longer rely on the guidance in Securities Exchange Act Release No. 23507 and Accounting and Auditing Enforcement Release No. 108, In the Matter of Stewart Parness, which set forth the criteria to be met in order to recognize revenue when delivery has not occurred.
Staff Accounting Bulletin No. 116
Document Number: 2017-17912
Type: Rule
Date: 2017-08-29
Agency: Securities and Exchange Commission, Agencies and Commissions
This staff accounting bulletin modifies portions of the interpretive guidance included in the Staff Accounting Bulletin Series in order to make the relevant interpretive guidance consistent with authoritative accounting guidance and Securities and Exchange Commission rules and regulations. Specifically, the staff is updating the Series in order to bring existing guidance into conformity with the Financial Accounting Standards Board Accounting Standards Codification Topic 606, Revenue from Contracts with Customers.
Edward D. Jones & Co., L.P.
Document Number: 2017-18090
Type: Notice
Date: 2017-08-25
Agency: Securities and Exchange Commission, Agencies and Commissions
Proposed Collection; Comment Request
Document Number: 2017-18074
Type: Notice
Date: 2017-08-25
Agency: Securities and Exchange Commission, Agencies and Commissions
Submission for OMB Review; Comment Request
Document Number: 2017-18073
Type: Notice
Date: 2017-08-25
Agency: Securities and Exchange Commission, Agencies and Commissions
Regulatory Flexibility Agenda
Document Number: 2017-17017
Type: Proposed Rule
Date: 2017-08-24
Agency: Securities and Exchange Commission, Agencies and Commissions
The Securities and Exchange Commission is publishing the Chairman's agenda of rulemaking actions pursuant to the Regulatory Flexibility Act (RFA) (Pub. L. 96-354, 94 Stat. 1164) (Sep. 19, 1980). The items listed in the Regulatory Flexibility Agenda for spring 2017 reflect only the priorities of the Acting Chairman of the U.S. Securities and Exchange Commission, and do not necessarily reflect the view and priorities of any individual Commissioner. Information in the agenda was accurate on March 29, 2017, the date on which the Commission's staff completed compilation of the data. To the extent possible, rulemaking actions by the Commission since that date have been reflected in the agenda. The Commission invites questions and public comment on the agenda and on the individual agenda entries. The Commission is now printing in the Federal Register, along with our preamble, only those agenda entries for which we have indicated that preparation of an RFA analysis is required. The Commission's complete RFA agenda will be available online at www.reginfo.gov.