Securities and Exchange Commission 2008 – Federal Register Recent Federal Regulation Documents

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Records Services, Fee Schedule
Document Number: E8-31127
Type: Proposed Rule
Date: 2008-12-31
Agency: Securities and Exchange Commission, Agencies and Commissions
The Securities and Exchange Commission (``Commission'') is soliciting comments on a proposed amendment to its regulation governing the fees for records services. The Commission's schedule of fees for records services will be updated using a formula for the calculation of fees under the Freedom of Information Act (``FOIA'') and language that directs FOIA requesters to the Commission's Web site. Using a formula, instead of set rates, will allow the Commission to charge fees that reflect its allowable direct costs.
Submission for OMB Review; Comment Request
Document Number: E8-31093
Type: Notice
Date: 2008-12-31
Agency: Securities and Exchange Commission, Agencies and Commissions
Submission for OMB Review; Comment Request
Document Number: E8-31092
Type: Notice
Date: 2008-12-31
Agency: Securities and Exchange Commission, Agencies and Commissions
Submission for OMB Review; Comment Request
Document Number: E8-31091
Type: Notice
Date: 2008-12-31
Agency: Securities and Exchange Commission, Agencies and Commissions
Citigroup Global Markets Inc., et al.; Notice of Application and Temporary Order
Document Number: E8-31090
Type: Notice
Date: 2008-12-31
Agency: Securities and Exchange Commission, Agencies and Commissions
Grail Advisors, LLC and Grail Advisors' Alpha ETF Trust; Notice of Application
Document Number: E8-31089
Type: Notice
Date: 2008-12-31
Agency: Securities and Exchange Commission, Agencies and Commissions
Sun Life Assurance Company of Canada (U.S.), et al., Notice of Application
Document Number: E8-31088
Type: Notice
Date: 2008-12-31
Agency: Securities and Exchange Commission, Agencies and Commissions
UBS Securities LLC, et al.; Notice of Application and Temporary Order
Document Number: E8-31087
Type: Notice
Date: 2008-12-31
Agency: Securities and Exchange Commission, Agencies and Commissions
AdvisorShares Investments, LLC and AdvisorShares Trust; Notice of Application
Document Number: E8-31086
Type: Notice
Date: 2008-12-31
Agency: Securities and Exchange Commission, Agencies and Commissions
Submission for OMB Review; Comment Request
Document Number: E8-31085
Type: Notice
Date: 2008-12-31
Agency: Securities and Exchange Commission, Agencies and Commissions
Notice of Applications for Deregistration Under Section 8(f) of the Investment Company Act of 1940
Document Number: E8-30855
Type: Notice
Date: 2008-12-30
Agency: Securities and Exchange Commission, Agencies and Commissions
Applicant seeks an order declaring that it has ceased to be an investment company. On September 15, 2008, applicant transferred its assets to BlackRock Global Science & Technology Opportunities Portfolio, a series of BlackRock FundsSM, based on net asset value. Expenses of $487,556 incurred in connection with the reorganization were paid by BlackRock Advisors, LLC, applicant's investment adviser, or its affiliates. Filing Date: The application was filed on November 12, 2008. Applicant's Address: 800 Scudders Mill Rd., Plainsboro, NJ 08536.
Proposed Collection; Comment Request
Document Number: E8-30782
Type: Notice
Date: 2008-12-29
Agency: Securities and Exchange Commission, Agencies and Commissions