Securities and Exchange Commission November 2016 – Federal Register Recent Federal Regulation Documents

Sunshine Act Meeting
Document Number: 2016-28772
Type: Notice
Date: 2016-11-29
Agency: Securities and Exchange Commission, Agencies and Commissions
OWLshares Trust, et al.; Notice of Application
Document Number: 2016-28640
Type: Notice
Date: 2016-11-29
Agency: Securities and Exchange Commission, Agencies and Commissions
Sunshine Act Meeting
Document Number: 2016-28642
Type: Notice
Date: 2016-11-28
Agency: Securities and Exchange Commission, Agencies and Commissions
Advisory Committee on Small and Emerging Companies
Document Number: 2016-28257
Type: Notice
Date: 2016-11-23
Agency: Securities and Exchange Commission, Agencies and Commissions
The Securities and Exchange Commission Advisory Committee on Small and Emerging Companies is providing notice that it will hold an open, public telephone meeting on Wednesday, December 7, 2016, beginning at 11:00 a.m. ET. Members of the public may attend the meeting by listening to the audiocast accessible on the Commission's Web site at www.sec.gov. Persons needing special accommodations to access the meeting because of a disability should notify the contact person listed below. The agenda for the meeting includes a continuation of discussions started at the Committee's meeting on October 5, 2016, including outreach and board diversity. The public is invited to submit written statements to the Committee.
Joint Industry Plan; Order Approving the National Market System Plan Governing the Consolidated Audit Trail
Document Number: 2016-27919
Type: Notice
Date: 2016-11-23
Agency: Securities and Exchange Commission, Agencies and Commissions
Investor Advisory Committee Meeting
Document Number: 2016-28077
Type: Notice
Date: 2016-11-22
Agency: Securities and Exchange Commission, Agencies and Commissions
The Securities and Exchange Commission Investor Advisory Committee, established pursuant to Section 911 of the Dodd-Frank Wall Street Reform and Consumer Protection Act of 2010, is providing notice that it will hold a public meeting. The public is invited to submit written statements to the Committee.