Sunshine Act Meeting, 85655 [2016-28642]
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Federal Register / Vol. 81, No. 228 / Monday, November 28, 2016 / Notices
temporarily suspend such rule change if
it appears to the Commission that such
action is necessary or appropriate in the
public interest, for the protection of
investors, or otherwise in furtherance of
the purposes of the Act. If the
Commission takes such action, the
Commission shall institute proceedings
to determine whether the proposed rule
should be approved or disapproved.
IV. Solicitation of Comments
Interested persons are invited to
submit written data, views and
arguments concerning the foregoing,
including whether the proposed rule
change is consistent with the Act.
Comments may be submitted by any of
the following methods:
mstockstill on DSK3G9T082PROD with NOTICES
Electronic Comments
• Use the Commission’s Internet
comment form (https://www.sec.gov/
rules/sro.shtml); or
• Send an email to rule-comments@
sec.gov. Please include File Number SR–
FINRA–2016–043 on the subject line.
Paper Comments
• Send paper comments in triplicate
to Secretary, Securities and Exchange
Commission, 100 F Street NE.,
Washington, DC 20549–1090.
All submissions should refer to File
Number SR–FINRA–2016–043. This file
number should be included on the
subject line if email is used. To help the
Commission process and review your
comments more efficiently, please use
only one method. The Commission will
post all comments on the Commission’s
Internet Web site (https://www.sec.gov/
rules/sro.shtml). Copies of the
submission, all subsequent
amendments, all written statements
with respect to the proposed rule
change that are filed with the
Commission, and all written
communications relating to the
proposed rule change between the
Commission and any person, other than
those that may be withheld from the
public in accordance with the
provisions of 5 U.S.C. 552, will be
available for Web site viewing and
printing in the Commission’s Public
Reference Room, 100 F Street NE.,
Washington, DC 20549, on official
business days between the hours of
10:00 a.m. and 3:00 p.m. Copies of the
filing also will be available for
inspection and copying at the principal
office of FINRA. All comments received
will be posted without change; the
Commission does not edit personal
identifying information from
submissions. You should submit only
information that you wish to make
available publicly. All submissions
VerDate Sep<11>2014
21:15 Nov 25, 2016
Jkt 241001
85655
should refer to File Number SR–FINRA–
2016–043 and should be submitted on
or before December 19, 2016.
SECURITIES AND EXCHANGE
COMMISSION
For the Commission, by the Division of
Trading and Markets, pursuant to delegated
authority.39
Robert W. Errett,
Deputy Secretary.
[Securities Exchange Act of 1934; Release
No. 79370/November 21, 2016]
[FR Doc. 2016–28458 Filed 11–25–16; 8:45 am]
BILLING CODE 8011–01–P
SECURITIES AND EXCHANGE
COMMISSION
Sunshine Act Meeting
Notice is hereby given, pursuant to
the provisions of the Government in the
Sunshine Act, Public Law 94–409, that
the Securities and Exchange
Commission Equity Market Structure
Advisory Committee will hold a public
meeting on Tuesday, November 29,
2016, in the Multipurpose Room, LL–
006 at the Commission’s headquarters,
100 F Street NE., Washington, DC.
The meeting will begin at 9:30 a.m.
(EST) and will be open to the public.
Seating will be on a first-come, firstserved basis. Doors will be open at 9:00
a.m. Visitors will be subject to security
checks. The meeting will be webcast on
the Commission’s Web site at
www.sec.gov.
On November 8, 2016, the
Commission published notice of the
Committee meeting (Release No. 34–
79257), indicating that the meeting is
open to the public and inviting the
public to submit written comments to
the Committee. This Sunshine Act
notice is being issued because a majority
of the Commission may attend the
meeting.
The agenda for the meeting will focus
on recommendations and updates from
the four subcommittees.
For further information, please
contact Brent J. Fields from the Office of
the Secretary at (202) 551–5400.
Dated: November 22, 2016.
Brent J. Fields,
Secretary.
[FR Doc. 2016–28642 Filed 11–23–16; 11:15 am]
BILLING CODE 8011–01–P
39 17
PO 00000
CFR 200.30–3(a)(12).
Frm 00148
Fmt 4703
Sfmt 4703
In the Matter of the New York Stock
Exchange LLC for an Order Granting
the Approval of Proposed Rule Change
Adopting Maximum Fees Member
Organizations May Charge in
Connection With the Distribution of
Investment Company Shareholder
Reports Pursuant to Any Electronic
Delivery Rules Adopted by the
Securities and Exchange Commission;
Order Scheduling Filing of Statements
on Review
On August 15, 2016, the New York
Stock Exchange LLC (‘‘NYSE’’) filed
with the Securities and Exchange
Commission (‘‘Commission’’), pursuant
to Section 19(b)(1) of the Securities
Exchange Act of 1934 1 and Rule 19b–
4 thereunder,2 a proposed rule change
to adopt maximum fees NYSE member
organizations may charge in connection
with the distribution of investment
company shareholder reports pursuant
to any ‘‘notice and access’’ electronic
delivery rules adopted by the
Commission.3 On October 5, 2016, the
Commission extended the time period
for Commission action on the proposal
to November 20, 2016.4 On November
18, 2016, the Division of Trading and
Markets took action, pursuant to
delegated authority, 17 CFR 200.30–
3(a)(12), approving the proposed rule
change.5
Pursuant to Commission Rule of
Practice 431,6 the Commission is
1 15
U.S.C. 78s(b)(1).
CFR 240.19b–4.
3 Notice of Filing of Proposed Rule Change
Adopting Maximum Fees Member Organizations
may Charge in Connection with the Distribution of
Investment Company Shareholder Reports Pursuant
to Any Electronic Delivery Rules Adopted by the
Securities and Exchange Commission, Securities
Exchange Act of 1934, Release No. 78589 (August
16, 2016), 81 FR 56717 (August 22, 2016) (SR–
NYSE–2016–55).
4 Notice of Designation of a Longer Period for
Commission Action on Proposed Rule Change
Adopting Maximum Fees Member Organizations
May Charge in Connection with the Distribution of
Investment Company Shareholder Reports Pursuant
to Any Electronic Delivery Rules Adopted by the
Securities and Exchange Commission, Securities
Exchange Act of 1934, Release No. 79051 (October
5, 2016), 81 FR 70449 (October 12, 2016).
5 Order Granting Approval of Proposed Rule
Change Adopting Maximum Fees Member
Organizations May Charge in Connection with the
Distribution of Investment Company Shareholder
Reports Pursuant to Any Electronic Delivery Rules
Adopted by the Securities and Exchange
Commission, Securities Exchange Act of 1934,
Release No. 79355 (November 18, 2016).
6 17 CFR 201.431.
2 17
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28NON1
Agencies
[Federal Register Volume 81, Number 228 (Monday, November 28, 2016)]
[Notices]
[Page 85655]
From the Federal Register Online via the Government Publishing Office [www.gpo.gov]
[FR Doc No: 2016-28642]
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SECURITIES AND EXCHANGE COMMISSION
Sunshine Act Meeting
Notice is hereby given, pursuant to the provisions of the
Government in the Sunshine Act, Public Law 94-409, that the Securities
and Exchange Commission Equity Market Structure Advisory Committee will
hold a public meeting on Tuesday, November 29, 2016, in the
Multipurpose Room, LL-006 at the Commission's headquarters, 100 F
Street NE., Washington, DC.
The meeting will begin at 9:30 a.m. (EST) and will be open to the
public. Seating will be on a first-come, first-served basis. Doors will
be open at 9:00 a.m. Visitors will be subject to security checks. The
meeting will be webcast on the Commission's Web site at www.sec.gov.
On November 8, 2016, the Commission published notice of the
Committee meeting (Release No. 34-79257), indicating that the meeting
is open to the public and inviting the public to submit written
comments to the Committee. This Sunshine Act notice is being issued
because a majority of the Commission may attend the meeting.
The agenda for the meeting will focus on recommendations and
updates from the four subcommittees.
For further information, please contact Brent J. Fields from the
Office of the Secretary at (202) 551-5400.
Dated: November 22, 2016.
Brent J. Fields,
Secretary.
[FR Doc. 2016-28642 Filed 11-23-16; 11:15 am]
BILLING CODE 8011-01-P