Securities and Exchange Commission November 22, 2016 – Federal Register Recent Federal Regulation Documents

Investor Advisory Committee Meeting
Document Number: 2016-28077
Type: Notice
Date: 2016-11-22
Agency: Securities and Exchange Commission, Agencies and Commissions
The Securities and Exchange Commission Investor Advisory Committee, established pursuant to Section 911 of the Dodd-Frank Wall Street Reform and Consumer Protection Act of 2010, is providing notice that it will hold a public meeting. The public is invited to submit written statements to the Committee.
Legg Mason ETF Equity Trust, et al.; Notice of Application
Document Number: 2016-28029
Type: Notice
Date: 2016-11-22
Agency: Securities and Exchange Commission, Agencies and Commissions
Submission for OMB Review; Comment Request
Document Number: 2016-28028
Type: Notice
Date: 2016-11-22
Agency: Securities and Exchange Commission, Agencies and Commissions
Proposed Collection; Comment Request
Document Number: 2016-28027
Type: Notice
Date: 2016-11-22
Agency: Securities and Exchange Commission, Agencies and Commissions
Submission for OMB Review; Comment Request
Document Number: 2016-28026
Type: Notice
Date: 2016-11-22
Agency: Securities and Exchange Commission, Agencies and Commissions