Securities and Exchange Commission 2012 – Federal Register Recent Federal Regulation Documents

Results 101 - 150 of 2,063
Sunshine Act Meeting
Document Number: 2012-30552
Type: Notice
Date: 2012-12-18
Agency: Securities and Exchange Commission, Agencies and Commissions
Order Granting Exemptions From Certain Rules of Regulation SHO Related to Hurricane Sandy
Document Number: 2012-30427
Type: Notice
Date: 2012-12-18
Agency: Securities and Exchange Commission, Agencies and Commissions
Extension of Dates for Certain Requirements and Amendment of Form 19b-4
Document Number: 2012-30389
Type: Rule
Date: 2012-12-18
Agency: Securities and Exchange Commission, Agencies and Commissions
On December 10, 2012, the Securities and Exchange Commission (``Commission'') published a document in the Federal Register to amend its regulations under the Securities Exchange Act of 1934 (``Exchange Act'') to extend the dates with respect to the requirements that designated clearing agencies for which the Commission is the supervisory agency file advance notices and clearing agencies file security-based swap submissions with the Commission in an electronic format to dedicated email addresses to December 10, 2013, and amend the General Instructions to Form 19b-4 to clarify the process for submitting advance notices and security-based swap submissions to the Commission. The document contained an error with respect to the placement and numbering of a footnote.
Cambria Investment Management, L.P. and Cambria ETF Trust; Notice of Application
Document Number: 2012-30380
Type: Notice
Date: 2012-12-18
Agency: Securities and Exchange Commission, Agencies and Commissions
Sunshine Act Meeting
Document Number: 2012-30326
Type: Notice
Date: 2012-12-14
Agency: Securities and Exchange Commission, Agencies and Commissions
T. Rowe Price Associates, Inc., et al.; Notice of Application
Document Number: 2012-30054
Type: Notice
Date: 2012-12-13
Agency: Securities and Exchange Commission, Agencies and Commissions
PNC Capital Advisors, LLC, et al.; Notice of Application
Document Number: 2012-30053
Type: Notice
Date: 2012-12-13
Agency: Securities and Exchange Commission, Agencies and Commissions
Lord, Abbett & Co. LLC, et al.; Notice of Application
Document Number: 2012-30052
Type: Notice
Date: 2012-12-13
Agency: Securities and Exchange Commission, Agencies and Commissions
Hatteras Variable Trust, et al.; Notice of Application
Document Number: 2012-30051
Type: Notice
Date: 2012-12-13
Agency: Securities and Exchange Commission, Agencies and Commissions
ING Investments, LLC, et al.; Notice of Application
Document Number: 2012-30050
Type: Notice
Date: 2012-12-13
Agency: Securities and Exchange Commission, Agencies and Commissions
Mutual of America Life Insurance Company, et al;
Document Number: 2012-29858
Type: Notice
Date: 2012-12-11
Agency: Securities and Exchange Commission, Agencies and Commissions
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