Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2012?limit=200&registers=between&min-day=1&min-month=1&max-day=31&max-month=12&mode=atom 2024-07-18T11:08:36-07:00 Justia Inc https://www.justia.com/ Justia Regulations Tracker https://regulations.justia.com/images/justiafedregulations.gif Copyright 2011 Justia Inc https://regulations.justia.com/regulations/fedreg/2012/12/31/2012-31415.html Notice - Self-Regulatory Organizations; NASDAQ OMX PHLX, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Extension of the Exchange's Penny Pilot Program and Replacement of Penny Pilot Issues That Have Been Delisted 2012-12-31T00:00:00-08:00 2012-12-31T00:00:00-08:00 2012-31415 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-12-31/pdf/2012-31415.pdf https://regulations.justia.com/regulations/fedreg/2012/12/31/2012-31413.html Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Retire the Automated Quote Management Functionality Described Under Rules 4613(a)(2)(F) and (G), and Make Conforming Changes to Rule 4751(f)(15) 2012-12-31T00:00:00-08:00 2012-12-31T00:00:00-08:00 2012-31413 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-12-31/pdf/2012-31413.pdf https://regulations.justia.com/regulations/fedreg/2012/12/31/2012-31412.html Notice - Self-Regulatory Organizations; NYSE MKT LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending the NYSE MKT LLC Price List To Specify Pricing that is Currently Applicable to Certain Executions on the Exchange But That Is Not Currently Included in the Price List 2012-12-31T00:00:00-08:00 2012-12-31T00:00:00-08:00 2012-31412 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-12-31/pdf/2012-31412.pdf https://regulations.justia.com/regulations/fedreg/2012/12/31/2012-31411.html Notice - Self-Regulatory Organizations; NASDAQ OMX BX, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Extension of the Exchange's Penny Pilot Program 2012-12-31T00:00:00-08:00 2012-12-31T00:00:00-08:00 2012-31411 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-12-31/pdf/2012-31411.pdf https://regulations.justia.com/regulations/fedreg/2012/12/31/2012-31410.html Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing of a Proposed Rule Change and Amendment No. 1 Thereto to Establish the Market Quality Program 2012-12-31T00:00:00-08:00 2012-12-31T00:00:00-08:00 2012-31410 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-12-31/pdf/2012-31410.pdf https://regulations.justia.com/regulations/fedreg/2012/12/31/2012-31260.html Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Extending the Bond Trading License and the Bond Liquidity Provider Pilot Program 2012-12-31T00:00:00-08:00 2012-12-31T00:00:00-08:00 2012-31260 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-12-31/pdf/2012-31260.pdf https://regulations.justia.com/regulations/fedreg/2012/12/31/2012-31259.html Notice - Self-Regulatory Organizations; The Options Clearing Corporation; Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Schedule of Fees, Effective January 2, 2013, to Charge Non-Clearing Member Subscribers of Certain Non-Proprietary Data an Additional Monthly Fee to Accommodate Request for Such Data on a Real-Time Basis 2012-12-31T00:00:00-08:00 2012-12-31T00:00:00-08:00 2012-31259 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-12-31/pdf/2012-31259.pdf https://regulations.justia.com/regulations/fedreg/2012/12/31/2012-31258.html Notice - Self-Regulatory Organizations; The Options Clearing Corporation; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Interpretative Guidance Relating to the Adjustment of Stock Options and Single Stock Futures for Cash Dividends and Distributions on Underlying Securities 2012-12-31T00:00:00-08:00 2012-12-31T00:00:00-08:00 2012-31258 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-12-31/pdf/2012-31258.pdf https://regulations.justia.com/regulations/fedreg/2012/12/31/2012-31257.html Notice - Self-Regulatory Organizations; ICE Clear Credit LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Schedule 502 of the ICC Rules for the December 20, 2012 Index Maturity 2012-12-31T00:00:00-08:00 2012-12-31T00:00:00-08:00 2012-31257 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-12-31/pdf/2012-31257.pdf https://regulations.justia.com/regulations/fedreg/2012/12/31/2012-31256.html Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing of Proposed Rule Change To Amend FINRA Rule 6440 (Trading and Quotation Halt in OTC Equity Securities) 2012-12-31T00:00:00-08:00 2012-12-31T00:00:00-08:00 2012-31256 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-12-31/pdf/2012-31256.pdf https://regulations.justia.com/regulations/fedreg/2012/12/31/2012-31254.html Notice - Self-Regulatory Organizations; BATS Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend the Penny Pilot Program 2012-12-31T00:00:00-08:00 2012-12-31T00:00:00-08:00 2012-31254 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-12-31/pdf/2012-31254.pdf https://regulations.justia.com/regulations/fedreg/2012/12/31/2012-31253.html Notice - Self-Regulatory Organizations; ICE Clear Europe Limited; Notice of Filing and Immediate Effectiveness of Proposed Rule Changes To Implement Requirements of Commodity Futures Trading Commission Rule 39.13(g)(8)(ii) 2012-12-31T00:00:00-08:00 2012-12-31T00:00:00-08:00 2012-31253 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-12-31/pdf/2012-31253.pdf https://regulations.justia.com/regulations/fedreg/2012/12/31/2012-31247.html Notice - Self-Regulatory Organizations; NYSE MKT LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Exchange Rule 953NY-Trading Halts and Suspensions 2012-12-31T00:00:00-08:00 2012-12-31T00:00:00-08:00 2012-31247 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-12-31/pdf/2012-31247.pdf https://regulations.justia.com/regulations/fedreg/2012/12/31/2012-31246.html Notice - Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NASDAQ OMX PHLX LLC Relating to the Distribution of Auction Messages 2012-12-31T00:00:00-08:00 2012-12-31T00:00:00-08:00 2012-31246 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-12-31/pdf/2012-31246.pdf https://regulations.justia.com/regulations/fedreg/2012/12/31/2012-31245.html Notice - Self-Regulatory Organizations; NASDAQ OMX BX, Inc.; Notice of Filing of Proposed Rule Change with Respect to the Amendment of the By-Laws of its Parent Corporation, The NASDAQ OMX Group, Inc. 2012-12-31T00:00:00-08:00 2012-12-31T00:00:00-08:00 2012-31245 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-12-31/pdf/2012-31245.pdf https://regulations.justia.com/regulations/fedreg/2012/12/31/2012-31241.html Notice - Self-Regulatory Organizations; Chicago Mercantile Exchange Inc.; Notice of Filing of Proposed Rule Change Related to the Liquidity Factor of CME's CDS Margin Methodology 2012-12-31T00:00:00-08:00 2012-12-31T00:00:00-08:00 2012-31241 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-12-31/pdf/2012-31241.pdf https://regulations.justia.com/regulations/fedreg/2012/12/31/2012-31240.html Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Designation of a Longer Period for Commission Action on Proposed Rule Change Deleting NYSE Rules 95(c) and (d) and Related Supplementary Material 2012-12-31T00:00:00-08:00 2012-12-31T00:00:00-08:00 2012-31240 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-12-31/pdf/2012-31240.pdf https://regulations.justia.com/regulations/fedreg/2012/12/31/2012-31239.html Notice - Self-Regulatory Organizations; NYSE MKT LLC; Notice of Designation of a Longer Period for Commission Action on Proposed Rule Change Deleting NYSE MKT Rules 95(c) and (d)-Equities and Related Supplementary Material 2012-12-31T00:00:00-08:00 2012-12-31T00:00:00-08:00 2012-31239 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-12-31/pdf/2012-31239.pdf https://regulations.justia.com/regulations/fedreg/2012/12/31/2012-31238.html Notice - Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Notice of Filing of Proposed Rule Change With Respect to the Amendment of the By-Laws of its Parent Corporation, The NASDAQ OMX Group, Inc. 2012-12-31T00:00:00-08:00 2012-12-31T00:00:00-08:00 2012-31238 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-12-31/pdf/2012-31238.pdf https://regulations.justia.com/regulations/fedreg/2012/12/31/2012-31236.html Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing of Proposed Rule Change with Respect to the Amendment of the By-Laws of its Parent Corporation, The NASDAQ OMX Group, Inc. 2012-12-31T00:00:00-08:00 2012-12-31T00:00:00-08:00 2012-31236 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-12-31/pdf/2012-31236.pdf https://regulations.justia.com/regulations/fedreg/2012/12/31/2012-31235.html Notice - Pyxis Capital, L.P., et al.; 2012-12-31T00:00:00-08:00 2012-12-31T00:00:00-08:00 2012-31235 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-12-31/pdf/2012-31235.pdf https://regulations.justia.com/regulations/fedreg/2012/12/31/2012-31223.html Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Designation of Longer Period for Commission Action on Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change To List and Trade Shares of the iShares Copper Trust Pursuant to NYSE Arca Equities Rule 8.201 2012-12-31T00:00:00-08:00 2012-12-31T00:00:00-08:00 2012-31223 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-12-31/pdf/2012-31223.pdf https://regulations.justia.com/regulations/fedreg/2012/12/31/2012-31221.html Rule - Temporary Rule Regarding Principal Trades With Certain Advisory Clients 2012-12-31T00:00:00-08:00 2012-12-31T00:00:00-08:00 2012-31221 Rule http://www.gpo.gov/fdsys/pkg/FR-2012-12-31/pdf/2012-31221.pdf https://regulations.justia.com/regulations/fedreg/2012/12/28/2012-31162.html Notice - Decimalization Roundtable 2012-12-28T00:00:00-08:00 2012-12-28T00:00:00-08:00 2012-31162 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-12-28/pdf/2012-31162.pdf https://regulations.justia.com/regulations/fedreg/2012/12/28/2012-31154.html Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing of a Proposed Rule Change Related to SPX Combo Orders 2012-12-28T00:00:00-08:00 2012-12-28T00:00:00-08:00 2012-31154 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-12-28/pdf/2012-31154.pdf https://regulations.justia.com/regulations/fedreg/2012/12/28/2012-31153.html Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Port Fees and a Participant Fee 2012-12-28T00:00:00-08:00 2012-12-28T00:00:00-08:00 2012-31153 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-12-28/pdf/2012-31153.pdf https://regulations.justia.com/regulations/fedreg/2012/12/28/2012-31152.html Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Modify a Level 2 Subscriber Fee and Related Rule Clarifications 2012-12-28T00:00:00-08:00 2012-12-28T00:00:00-08:00 2012-31152 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-12-28/pdf/2012-31152.pdf https://regulations.justia.com/regulations/fedreg/2012/12/27/2012-31131.html Notice - Franklin Advisers, Inc., et al.; 2012-12-27T00:00:00-08:00 2012-12-27T00:00:00-08:00 2012-31131 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-12-27/pdf/2012-31131.pdf https://regulations.justia.com/regulations/fedreg/2012/12/27/2012-31130.html Notice - Self-Regulatory Organizations; ICE Clear Europe Limited; Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Delivery Procedures To Reflect the Clearing Relationship for ICE Futures U.S. Inc. 2012-12-27T00:00:00-08:00 2012-12-27T00:00:00-08:00 2012-31130 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-12-27/pdf/2012-31130.pdf https://regulations.justia.com/regulations/fedreg/2012/12/27/2012-31129.html Notice - Self-Regulatory Organizations; Fixed Income Clearing Corporation; Notice of Filing of Advance Notice and Notice of No Objection Relating to the Replacement of the Prepayment Component of the Value-at-Risk Charge 2012-12-27T00:00:00-08:00 2012-12-27T00:00:00-08:00 2012-31129 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-12-27/pdf/2012-31129.pdf https://regulations.justia.com/regulations/fedreg/2012/12/27/2012-31128.html Notice - Self-Regulatory Organizations; ICE Clear Europe Limited; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Acceptance of Letters of Credit or Pass-Through Letters of Credit Deposits From Non-Financial Institution Energy Clearing Members 2012-12-27T00:00:00-08:00 2012-12-27T00:00:00-08:00 2012-31128 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-12-27/pdf/2012-31128.pdf https://regulations.justia.com/regulations/fedreg/2012/12/27/2012-31127.html Notice - Self-Regulatory Organizations; ICE Clear Europe Limited; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Intra-Day Margin Calling Policy for Energy Clearing Members 2012-12-27T00:00:00-08:00 2012-12-27T00:00:00-08:00 2012-31127 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-12-27/pdf/2012-31127.pdf https://regulations.justia.com/regulations/fedreg/2012/12/27/2012-31126.html Notice - Self-Regulatory Organizations; ICE Clear Europe Limited; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Position Allocation Methodology for SPAN Margin Calculation Extended to Three Additional Calendar Spread Options 2012-12-27T00:00:00-08:00 2012-12-27T00:00:00-08:00 2012-31126 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-12-27/pdf/2012-31126.pdf https://regulations.justia.com/regulations/fedreg/2012/12/27/2012-31125.html Notice - Self-Regulatory Organizations; ICE Clear Europe Limited; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend the Position Allocation Methodology to Margin Calculations for Two Additional OTC Spread Swap Futures Contracts 2012-12-27T00:00:00-08:00 2012-12-27T00:00:00-08:00 2012-31125 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-12-27/pdf/2012-31125.pdf https://regulations.justia.com/regulations/fedreg/2012/12/27/2012-31124.html Notice - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing of Proposed Rule Change To Reduce the Response Times in the Block Mechanism, Facilitation Mechanism, Solicited Order Mechanism and Price Improvement Mechanism 2012-12-27T00:00:00-08:00 2012-12-27T00:00:00-08:00 2012-31124 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-12-27/pdf/2012-31124.pdf https://regulations.justia.com/regulations/fedreg/2012/12/27/2012-31123.html Notice - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend ISE Rule 504(f) To Permit the Exchange To List Additional Strike Prices Until the Close of Trading on the Second Business Day Prior to Monthly Expiration in Unusual Market Conditions 2012-12-27T00:00:00-08:00 2012-12-27T00:00:00-08:00 2012-31123 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-12-27/pdf/2012-31123.pdf https://regulations.justia.com/regulations/fedreg/2012/12/27/2012-31122.html Notice - Self-Regulatory Organizations; Chicago Mercantile Exchange Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Fee Schedule Applicable to its OTC Credit Default Swap Clearing Offering 2012-12-27T00:00:00-08:00 2012-12-27T00:00:00-08:00 2012-31122 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-12-27/pdf/2012-31122.pdf https://regulations.justia.com/regulations/fedreg/2012/12/27/2012-31121.html Notice - Self-Regulatory Organizations; BOX Options Exchange LLC; Order Approving Minor Rule Violation Plan for BOX Options Exchange LLC 2012-12-27T00:00:00-08:00 2012-12-27T00:00:00-08:00 2012-31121 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-12-27/pdf/2012-31121.pdf https://regulations.justia.com/regulations/fedreg/2012/12/27/2012-31120.html Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing of Proposed Rule Change To List and Trade the Guggenheim Enhanced Total Return ETF Under NYSE Arca Equities Rule 8.600 2012-12-27T00:00:00-08:00 2012-12-27T00:00:00-08:00 2012-31120 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-12-27/pdf/2012-31120.pdf https://regulations.justia.com/regulations/fedreg/2012/12/27/2012-31119.html Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Proposed Rule To Amend Various CBOE Rules Governing Letters of Guarantee and Authorization 2012-12-27T00:00:00-08:00 2012-12-27T00:00:00-08:00 2012-31119 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-12-27/pdf/2012-31119.pdf https://regulations.justia.com/regulations/fedreg/2012/12/26/2012-31151.html Notice - New Generation Biofuels Holdings, Inc.; Order of Suspension of Trading 2012-12-26T00:00:00-08:00 2012-12-26T00:00:00-08:00 2012-31151 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-12-26/pdf/2012-31151.pdf https://regulations.justia.com/regulations/fedreg/2012/12/26/2012-31030.html Notice - Sunshine Act Meeting 2012-12-26T00:00:00-08:00 2012-12-26T00:00:00-08:00 2012-31030 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-12-26/pdf/2012-31030.pdf https://regulations.justia.com/regulations/fedreg/2012/12/26/2012-31023.html Notice - IAS Energy, Inc., IB3 Networks, Inc., IBroadband, Inc., ICP Solar Technologies, Inc., IdentiPHI, Inc., iDNA, Inc., Immune Network Ltd., Inca Designs, Inc., Indico Technologies, Inc. (n/k/a Indico Resources Ltd.), Infopage, Inc. (a/k/a Tamija Gold & Diamond Exploration, Inc.), Innofone.com, Inc. (n/k/a Goldstar Global Minerals Corp.), Instachem Systems, Inc. (n/k/a CH Lighting International Corp.), Interlink-US-Network, Ltd., and International Aerospace Enterprises, Inc.,; Order of Suspension of Trading 2012-12-26T00:00:00-08:00 2012-12-26T00:00:00-08:00 2012-31023 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-12-26/pdf/2012-31023.pdf https://regulations.justia.com/regulations/fedreg/2012/12/26/2012-31022.html Notice - Submission for OMB Review; Comment Request 2012-12-26T00:00:00-08:00 2012-12-26T00:00:00-08:00 2012-31022 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-12-26/pdf/2012-31022.pdf https://regulations.justia.com/regulations/fedreg/2012/12/26/2012-31021.html Notice - Self-Regulatory Organizations; ICE Clear Credit LLC; Notice of Filing of Proposed Rule Change To Add Rules Related to the Clearing of European Corporate Single-Name CDS 2012-12-26T00:00:00-08:00 2012-12-26T00:00:00-08:00 2012-31021 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-12-26/pdf/2012-31021.pdf https://regulations.justia.com/regulations/fedreg/2012/12/26/2012-31020.html Notice - Self-Regulatory Organizations; ICE Clear Credit LLC; Notice of Filing of Proposed Rule Change to Add Rules Related to the Clearing of iTraxx Europe Index CDS 2012-12-26T00:00:00-08:00 2012-12-26T00:00:00-08:00 2012-31020 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-12-26/pdf/2012-31020.pdf https://regulations.justia.com/regulations/fedreg/2012/12/26/2012-31019.html Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to the Options Regulatory Fee 2012-12-26T00:00:00-08:00 2012-12-26T00:00:00-08:00 2012-31019 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-12-26/pdf/2012-31019.pdf https://regulations.justia.com/regulations/fedreg/2012/12/26/2012-31018.html Notice - Self-Regulatory Organizations; C2 Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to the Options Regulatory Fee 2012-12-26T00:00:00-08:00 2012-12-26T00:00:00-08:00 2012-31018 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-12-26/pdf/2012-31018.pdf https://regulations.justia.com/regulations/fedreg/2012/12/26/2012-31017.html Notice - Self-Regulatory Organizations; BOX Options Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Increase the Position and Exercise Limits for Options on the iShares MSCI Emerging Markets Index Fund to 500,000 Contracts 2012-12-26T00:00:00-08:00 2012-12-26T00:00:00-08:00 2012-31017 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-12-26/pdf/2012-31017.pdf https://regulations.justia.com/regulations/fedreg/2012/12/26/2012-31016.html Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing of Proposed Rule Change To List and Trade PIMCO Foreign Currency Strategy Exchange-Traded Fund Under NYSE Arca Equities Rule 8.600 2012-12-26T00:00:00-08:00 2012-12-26T00:00:00-08:00 2012-31016 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-12-26/pdf/2012-31016.pdf https://regulations.justia.com/regulations/fedreg/2012/12/26/2012-31015.html Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Add the Term Chief Legal Officer to the Definition of General Counsel 2012-12-26T00:00:00-08:00 2012-12-26T00:00:00-08:00 2012-31015 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-12-26/pdf/2012-31015.pdf https://regulations.justia.com/regulations/fedreg/2012/12/26/2012-31014.html Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending NYSE Arca Rule 6.65-Trading Halts and Suspensions 2012-12-26T00:00:00-08:00 2012-12-26T00:00:00-08:00 2012-31014 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-12-26/pdf/2012-31014.pdf https://regulations.justia.com/regulations/fedreg/2012/12/26/2012-31013.html Notice - Self-Regulatory Organizations; Municipal Securities Rulemaking Board; Order Approving a Proposed Rule Change Consisting of Amendments To Streamline New Issue Information Submission Requirements Under MSRB Rules G-32 and G-34 2012-12-26T00:00:00-08:00 2012-12-26T00:00:00-08:00 2012-31013 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-12-26/pdf/2012-31013.pdf https://regulations.justia.com/regulations/fedreg/2012/12/26/2012-31012.html Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend the Date by Which Eligible Registrants Must Complete a Firm-Element Continuing Education Program To Qualify To Engage in a Security Futures Business 2012-12-26T00:00:00-08:00 2012-12-26T00:00:00-08:00 2012-31012 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-12-26/pdf/2012-31012.pdf https://regulations.justia.com/regulations/fedreg/2012/12/26/2012-30981.html Notice - Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Permit and Order Entry Port Fee 2012-12-26T00:00:00-08:00 2012-12-26T00:00:00-08:00 2012-30981 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-12-26/pdf/2012-30981.pdf https://regulations.justia.com/regulations/fedreg/2012/12/26/2012-30980.html Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend the Expiration Date of FINRA Rule 0180 (Application of Rules to Security-Based Swaps) 2012-12-26T00:00:00-08:00 2012-12-26T00:00:00-08:00 2012-30980 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-12-26/pdf/2012-30980.pdf https://regulations.justia.com/regulations/fedreg/2012/12/26/2012-30979.html Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Sections 902.02 and 902.03 of the New York Stock Exchange LLC Listed Company Manual To Introduce an Initial Application Fee 2012-12-26T00:00:00-08:00 2012-12-26T00:00:00-08:00 2012-30979 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-12-26/pdf/2012-30979.pdf https://regulations.justia.com/regulations/fedreg/2012/12/26/2012-30978.html Notice - Self-Regulatory Organizations; NYSE MKT LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Section 140 of the NYSE MKT LLC Company Guide To Introduce an Initial Application Fee 2012-12-26T00:00:00-08:00 2012-12-26T00:00:00-08:00 2012-30978 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-12-26/pdf/2012-30978.pdf https://regulations.justia.com/regulations/fedreg/2012/12/26/2012-30893.html Notice - Yorkville ETF Trust and Yorkville ETF Advisors, LLC; Notice of Application 2012-12-26T00:00:00-08:00 2012-12-26T00:00:00-08:00 2012-30893 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-12-26/pdf/2012-30893.pdf https://regulations.justia.com/regulations/fedreg/2012/12/26/2012-30892.html Notice - Submission for OMB Review; Comment Request 2012-12-26T00:00:00-08:00 2012-12-26T00:00:00-08:00 2012-30892 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-12-26/pdf/2012-30892.pdf https://regulations.justia.com/regulations/fedreg/2012/12/26/2012-30891.html Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Order Granting Approval of Proposed Rule Change To Amend Commentary .06 to NYSE Arca Options Rule 6.4 To Permit the Exchange To List Additional Strike Prices Until the Close of Trading on the Second Business Day Prior to Monthly Expiration 2012-12-26T00:00:00-08:00 2012-12-26T00:00:00-08:00 2012-30891 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-12-26/pdf/2012-30891.pdf https://regulations.justia.com/regulations/fedreg/2012/12/26/2012-30890.html Notice - Self-Regulatory Organizations; NYSE MKT LLC.; Order Granting Approval of Proposed Rule Change To Amend Commentary .04 to NYSE Amex Options Rule 903 To Permit the Exchange to List Additional Strike Prices Until the Close of Trading on the Second Business Day Prior to Monthly Expiration 2012-12-26T00:00:00-08:00 2012-12-26T00:00:00-08:00 2012-30890 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-12-26/pdf/2012-30890.pdf https://regulations.justia.com/regulations/fedreg/2012/12/26/2012-30889.html Notice - Order Granting Limited Exemptions From Exchange Act Rule 10b-17 and Rules 101 and 102 of Regulation M to ALPS ETF Trust, ALPS/GS Momentum Builder Growth Markets Equities and U.S. Treasuries Index ETF, ALPS/GS Momentum Builder Multi-Asset Index ETF, and ALPS/GS Momentum Builder Asia ex-Japan Equities and U.S. Treasuries Index ETF Pursuant to Exchange Act Rule 10b-17(b)(2) and Rules 101(d) and 102(e) of Regulation M 2012-12-26T00:00:00-08:00 2012-12-26T00:00:00-08:00 2012-30889 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-12-26/pdf/2012-30889.pdf https://regulations.justia.com/regulations/fedreg/2012/12/26/2012-30888.html Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing of Proposed Rule Change To List and Trade First Trust Preferred Securities and Income ETF Under NYSE Arca Equities Rule 8.600 2012-12-26T00:00:00-08:00 2012-12-26T00:00:00-08:00 2012-30888 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-12-26/pdf/2012-30888.pdf https://regulations.justia.com/regulations/fedreg/2012/12/26/2012-30887.html Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing of a Proposed Rule Change, as Modified by Amendment No. 2, To Allow the Listing and Trading of a P.M.-Settled S&P 500 Index Option Product 2012-12-26T00:00:00-08:00 2012-12-26T00:00:00-08:00 2012-30887 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-12-26/pdf/2012-30887.pdf https://regulations.justia.com/regulations/fedreg/2012/12/26/2012-30886.html Notice - Self-Regulatory Organizations; Chicago Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Telemarketing Rules 2012-12-26T00:00:00-08:00 2012-12-26T00:00:00-08:00 2012-30886 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-12-26/pdf/2012-30886.pdf https://regulations.justia.com/regulations/fedreg/2012/12/21/2012-30795.html Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Extending the Temporary Suspension of Those Aspects of Rules 36.20 and 36.21 That Would Not Permit Floor Brokers To Use Personal Portable Phone Devices on the Trading Floor Following the Aftermath of Hurricane Sandy Until the Earlier of When Phone Service Is Fully Restored or Friday, January 18, 2013 2012-12-21T00:00:00-08:00 2012-12-21T00:00:00-08:00 2012-30795 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-12-21/pdf/2012-30795.pdf https://regulations.justia.com/regulations/fedreg/2012/12/21/2012-30794.html Notice - Self-Regulatory Organizations; NYSE MKT LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Extending the Temporary Suspension of Those Aspects of Rules 36.20-Equities and 36.21-Equities That Would Not Permit Floor Brokers To Use Personal Portable Phone Devices on the Trading Floor Following the Aftermath of Hurricane Sandy Until the Earlier of When Phone Service Is Fully Restored or Friday, January 18, 2013 2012-12-21T00:00:00-08:00 2012-12-21T00:00:00-08:00 2012-30794 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-12-21/pdf/2012-30794.pdf https://regulations.justia.com/regulations/fedreg/2012/12/21/2012-30793.html Notice - Self-Regulatory Organizations; BATS Y-Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Related to Fees for Use of BATS Y-Exchange, Inc. 2012-12-21T00:00:00-08:00 2012-12-21T00:00:00-08:00 2012-30793 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-12-21/pdf/2012-30793.pdf https://regulations.justia.com/regulations/fedreg/2012/12/21/2012-30791.html Notice - Proposed Collection; Comment Request 2012-12-21T00:00:00-08:00 2012-12-21T00:00:00-08:00 2012-30791 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-12-21/pdf/2012-30791.pdf https://regulations.justia.com/regulations/fedreg/2012/12/21/2012-30790.html Notice - Submission for OMB Review; Comment Request 2012-12-21T00:00:00-08:00 2012-12-21T00:00:00-08:00 2012-30790 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-12-21/pdf/2012-30790.pdf https://regulations.justia.com/regulations/fedreg/2012/12/21/2012-30789.html Notice - Proposed Collection; Comment Request 2012-12-21T00:00:00-08:00 2012-12-21T00:00:00-08:00 2012-30789 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-12-21/pdf/2012-30789.pdf https://regulations.justia.com/regulations/fedreg/2012/12/21/2012-30739.html Notice - Public Company Accounting Oversight Board; Order Granting Approval of Proposed Rules on Auditing Standard No. 16, Communications With Audit Committees, and Related and Transitional Amendments to PCAOB Standards 2012-12-21T00:00:00-08:00 2012-12-21T00:00:00-08:00 2012-30739 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-12-21/pdf/2012-30739.pdf https://regulations.justia.com/regulations/fedreg/2012/12/20/2012-30689.html Notice - Self-Regulatory Organizations; Options Clearing Corporation; Order Approving Proposed Rule Change To Revise the Method for Determining the Minimum Clearing Fund Size To Include Consideration of the Amount Necessary To Draw on Secured Credit Facilities 2012-12-20T00:00:00-08:00 2012-12-20T00:00:00-08:00 2012-30689 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-12-20/pdf/2012-30689.pdf https://regulations.justia.com/regulations/fedreg/2012/12/20/2012-30688.html Notice - Self-Regulatory Organizations; NYSE MKT LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Section 102(a) of the NYSE MKT Company Guide To Eliminate an Erroneous Reference 2012-12-20T00:00:00-08:00 2012-12-20T00:00:00-08:00 2012-30688 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-12-20/pdf/2012-30688.pdf https://regulations.justia.com/regulations/fedreg/2012/12/20/2012-30687.html Notice - Self-Regulatory Organizations; BATS Exchange, Inc.; Notice of Filing of a Proposed Rule Change To Modify Exchange Rule 11.23 Relating to Auctions of Exchange-Listed Securities 2012-12-20T00:00:00-08:00 2012-12-20T00:00:00-08:00 2012-30687 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-12-20/pdf/2012-30687.pdf https://regulations.justia.com/regulations/fedreg/2012/12/20/2012-30649.html Notice - Self-Regulatory Organizations; The Depository Trust Company; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Make Ministerial Changes to the Existing Reorganization Service Guide 2012-12-20T00:00:00-08:00 2012-12-20T00:00:00-08:00 2012-30649 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-12-20/pdf/2012-30649.pdf https://regulations.justia.com/regulations/fedreg/2012/12/20/2012-30648.html Notice - Self-Regulatory Organizations; Chicago Mercantile Exchange Inc.; Order Approving Proposed Rule Change To Amend Rules in Connection With Status as a “Deemed Registered” Clearing Agency 2012-12-20T00:00:00-08:00 2012-12-20T00:00:00-08:00 2012-30648 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-12-20/pdf/2012-30648.pdf https://regulations.justia.com/regulations/fedreg/2012/12/20/2012-30647.html Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing of Amendment No. 1 and Order Granting Accelerated Approval of a Proposed Rule Change as Modified by Amendment No. 1 To List and Trade Shares of the JPM XF Physical Copper Trust Pursuant to NYSE Arca Equities Rule 8.201 2012-12-20T00:00:00-08:00 2012-12-20T00:00:00-08:00 2012-30647 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-12-20/pdf/2012-30647.pdf https://regulations.justia.com/regulations/fedreg/2012/12/20/2012-30646.html Notice - Order Granting Limited Exemptions From Exchange Act Rules 101 and 102 of Regulation M to Shares of JPM XF Physical Copper Trust Pursuant to Exchange Act Rules 101(d) and 102(e) 2012-12-20T00:00:00-08:00 2012-12-20T00:00:00-08:00 2012-30646 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-12-20/pdf/2012-30646.pdf https://regulations.justia.com/regulations/fedreg/2012/12/20/2012-30645.html Notice - Self-Regulatory Organizations; The Options Clearing Corporation; Notice of No Objection to Advance Notice Filing To Revise the Method for Determining the Minimum Clearing Fund Size To Include Consideration of the Amount Necessary To Draw on Secured Credit Facilities 2012-12-20T00:00:00-08:00 2012-12-20T00:00:00-08:00 2012-30645 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-12-20/pdf/2012-30645.pdf https://regulations.justia.com/regulations/fedreg/2012/12/20/2012-30604.html Notice - Self-Regulatory Organizations; ICE Clear Europe Limited; Notice of Designation of a Longer Period for Commission Action on Proposed Rule Change To Clear Western European Sovereign CDS Contracts 2012-12-20T00:00:00-08:00 2012-12-20T00:00:00-08:00 2012-30604 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-12-20/pdf/2012-30604.pdf https://regulations.justia.com/regulations/fedreg/2012/12/19/2012-30665.html Notice - Spencer Pharmaceutical Inc.; Order of Suspension of Trading 2012-12-19T00:00:00-08:00 2012-12-19T00:00:00-08:00 2012-30665 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-12-19/pdf/2012-30665.pdf https://regulations.justia.com/regulations/fedreg/2012/12/19/2012-30553.html Notice - Order Granting Conditional Exemptions Under the Securities Exchange Act of 1934 in Connection With Portfolio Margining of Swaps and Security-Based Swaps 2012-12-19T00:00:00-08:00 2012-12-19T00:00:00-08:00 2012-30553 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-12-19/pdf/2012-30553.pdf https://regulations.justia.com/regulations/fedreg/2012/12/19/2012-30551.html Notice - AllianceBernstein Active ETFs, Inc., et al.; Notice of Application 2012-12-19T00:00:00-08:00 2012-12-19T00:00:00-08:00 2012-30551 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-12-19/pdf/2012-30551.pdf https://regulations.justia.com/regulations/fedreg/2012/12/19/2012-30548.html Notice - The Adams Express Company and Petroleum & Resources Corporation; Notice of Application 2012-12-19T00:00:00-08:00 2012-12-19T00:00:00-08:00 2012-30548 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-12-19/pdf/2012-30548.pdf https://regulations.justia.com/regulations/fedreg/2012/12/19/2012-30547.html Notice - Self-Regulatory Organizations; Options Clearing Corporation; Order Approving Proposed Rule Change, as Modified by Amendment No. 1 Thereto, and Notice of No Objection to Advance Notice, Modified by Amendment No. 1 Thereto, Relating to the Clearance and Settlement of Over-the-Counter Options 2012-12-19T00:00:00-08:00 2012-12-19T00:00:00-08:00 2012-30547 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-12-19/pdf/2012-30547.pdf https://regulations.justia.com/regulations/fedreg/2012/12/19/2012-30546.html Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend NASDAQ's Fees for Order Execution 2012-12-19T00:00:00-08:00 2012-12-19T00:00:00-08:00 2012-30546 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-12-19/pdf/2012-30546.pdf https://regulations.justia.com/regulations/fedreg/2012/12/19/2012-30545.html Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Designation of a Longer Period for Commission Action on Proposed Rule Change To Establish Fees for New Optional Wireless Connectivity for Co-Located Clients 2012-12-19T00:00:00-08:00 2012-12-19T00:00:00-08:00 2012-30545 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-12-19/pdf/2012-30545.pdf https://regulations.justia.com/regulations/fedreg/2012/12/19/2012-30503.html Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Order Approving a Proposed Rule Change, as Modified by Amendment No. 1, To List and Trade Units of the Sprott Physical Platinum and Palladium Trust Pursuant to NYSE Arca Equities Rule 8.201 2012-12-19T00:00:00-08:00 2012-12-19T00:00:00-08:00 2012-30503 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-12-19/pdf/2012-30503.pdf https://regulations.justia.com/regulations/fedreg/2012/12/19/2012-30502.html Notice - Self-Regulatory Organizations; C2 Options Exchange, Incorporated; Notice of Proposed Rule Change Related to Bylaw and Other Changes 2012-12-19T00:00:00-08:00 2012-12-19T00:00:00-08:00 2012-30502 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-12-19/pdf/2012-30502.pdf https://regulations.justia.com/regulations/fedreg/2012/12/19/2012-30501.html Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Proposed Rule Change Related to Bylaw and Other Changes 2012-12-19T00:00:00-08:00 2012-12-19T00:00:00-08:00 2012-30501 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-12-19/pdf/2012-30501.pdf https://regulations.justia.com/regulations/fedreg/2012/12/19/2012-30500.html Notice - Self-Regulatory Organizations; NYSE MKT LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Commentary .02 to NYSE Amex Options Rule 960NY in Order To Extend the Penny Pilot in Options Classes in Certain Issues Through March 31, 2013 2012-12-19T00:00:00-08:00 2012-12-19T00:00:00-08:00 2012-30500 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-12-19/pdf/2012-30500.pdf https://regulations.justia.com/regulations/fedreg/2012/12/19/2012-30499.html Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Commentary .02 to NYSE Arca Options Rule 6.72 To Extend the Penny Pilot in Options Classes in Certain Issues Through March 31, 2013 2012-12-19T00:00:00-08:00 2012-12-19T00:00:00-08:00 2012-30499 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-12-19/pdf/2012-30499.pdf https://regulations.justia.com/regulations/fedreg/2012/12/19/2012-30498.html Notice - Self-Regulatory Organizations; BOX Options Exchange LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Extend the Penny Pilot Program 2012-12-19T00:00:00-08:00 2012-12-19T00:00:00-08:00 2012-30498 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-12-19/pdf/2012-30498.pdf https://regulations.justia.com/regulations/fedreg/2012/12/19/2012-30497.html Notice - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend the Penny Pilot Program 2012-12-19T00:00:00-08:00 2012-12-19T00:00:00-08:00 2012-30497 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-12-19/pdf/2012-30497.pdf https://regulations.justia.com/regulations/fedreg/2012/12/19/2012-30496.html Notice - Self-Regulatory Organizations; C2 Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Fees Schedule 2012-12-19T00:00:00-08:00 2012-12-19T00:00:00-08:00 2012-30496 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-12-19/pdf/2012-30496.pdf https://regulations.justia.com/regulations/fedreg/2012/12/19/2012-30495.html Notice - Self-Regulatory Organizations; C2 Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Fees Schedule 2012-12-19T00:00:00-08:00 2012-12-19T00:00:00-08:00 2012-30495 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-12-19/pdf/2012-30495.pdf https://regulations.justia.com/regulations/fedreg/2012/12/19/2012-30494.html Notice - Self-Regulatory Organizations; NYSE MKT LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Adding New Rule 956.1NY, Which Will Govern the Submission of Automated Trading Data 2012-12-19T00:00:00-08:00 2012-12-19T00:00:00-08:00 2012-30494 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-12-19/pdf/2012-30494.pdf https://regulations.justia.com/regulations/fedreg/2012/12/18/C1-2012-29218.html Notice - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Make Available a New Market Data Offering 2012-12-18T00:00:00-08:00 2012-12-18T00:00:00-08:00 C1-2012-29218 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-12-18/pdf/C1-2012-29218.pdf https://regulations.justia.com/regulations/fedreg/2012/12/18/2012-30552.html Notice - Sunshine Act Meeting 2012-12-18T00:00:00-08:00 2012-12-18T00:00:00-08:00 2012-30552 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-12-18/pdf/2012-30552.pdf https://regulations.justia.com/regulations/fedreg/2012/12/18/2012-30427.html Notice - Order Granting Exemptions From Certain Rules of Regulation SHO Related to Hurricane Sandy 2012-12-18T00:00:00-08:00 2012-12-18T00:00:00-08:00 2012-30427 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-12-18/pdf/2012-30427.pdf https://regulations.justia.com/regulations/fedreg/2012/12/18/2012-30406.html Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the CBOE Stock Exchange Fees Schedule 2012-12-18T00:00:00-08:00 2012-12-18T00:00:00-08:00 2012-30406 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-12-18/pdf/2012-30406.pdf https://regulations.justia.com/regulations/fedreg/2012/12/18/2012-30389.html Rule - Extension of Dates for Certain Requirements and Amendment of Form 19b-4 2012-12-18T00:00:00-08:00 2012-12-18T00:00:00-08:00 2012-30389 Rule http://www.gpo.gov/fdsys/pkg/FR-2012-12-18/pdf/2012-30389.pdf https://regulations.justia.com/regulations/fedreg/2012/12/18/2012-30380.html Notice - Cambria Investment Management, L.P. and Cambria ETF Trust; Notice of Application 2012-12-18T00:00:00-08:00 2012-12-18T00:00:00-08:00 2012-30380 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-12-18/pdf/2012-30380.pdf https://regulations.justia.com/regulations/fedreg/2012/12/18/2012-30379.html Notice - Self-Regulatory Organizations; Miami International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Adopt the MIAX Options Fee Schedule 2012-12-18T00:00:00-08:00 2012-12-18T00:00:00-08:00 2012-30379 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-12-18/pdf/2012-30379.pdf https://regulations.justia.com/regulations/fedreg/2012/12/18/2012-30378.html Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing of Proposed Rule Change To Require Members To Report the Factor to TRACE in Asset-Backed Security Transactions (Except an Asset-Backed Security Traded TBA), in the Limited Instances When Members Effect Such Transactions as Agent and Charge a Commission 2012-12-18T00:00:00-08:00 2012-12-18T00:00:00-08:00 2012-30378 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-12-18/pdf/2012-30378.pdf https://regulations.justia.com/regulations/fedreg/2012/12/18/2012-30377.html Notice - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Schedule of Fees 2012-12-18T00:00:00-08:00 2012-12-18T00:00:00-08:00 2012-30377 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-12-18/pdf/2012-30377.pdf https://regulations.justia.com/regulations/fedreg/2012/12/18/2012-30376.html Notice - Self-Regulatory Organizations; BOX Options Exchange LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Eliminate Market Maker Pre-Opening Obligations on BOX 2012-12-18T00:00:00-08:00 2012-12-18T00:00:00-08:00 2012-30376 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-12-18/pdf/2012-30376.pdf https://regulations.justia.com/regulations/fedreg/2012/12/17/2012-30325.html Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Order Approving a Proposed Rule Change To List and Trade Shares of the Pring Turner Business Cycle ETF Under NYSE Arca Equities Rule 8.600 2012-12-17T00:00:00-08:00 2012-12-17T00:00:00-08:00 2012-30325 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-12-17/pdf/2012-30325.pdf https://regulations.justia.com/regulations/fedreg/2012/12/17/2012-30324.html Notice - Self-Regulatory Organizations; NYSE MKT LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Proposing To Amend the NYSE Amex Options Fee Schedule for Professional Customers and Broker-Dealers To Modify Existing Volume-Based Tiers and the Associated Rate per Contract for Certain Electronic Executions 2012-12-17T00:00:00-08:00 2012-12-17T00:00:00-08:00 2012-30324 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-12-17/pdf/2012-30324.pdf https://regulations.justia.com/regulations/fedreg/2012/12/17/2012-30323.html Notice - Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Strategies 2012-12-17T00:00:00-08:00 2012-12-17T00:00:00-08:00 2012-30323 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-12-17/pdf/2012-30323.pdf https://regulations.justia.com/regulations/fedreg/2012/12/17/2012-30321.html Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending the NYSE Arca Options Fee Schedule 2012-12-17T00:00:00-08:00 2012-12-17T00:00:00-08:00 2012-30321 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-12-17/pdf/2012-30321.pdf https://regulations.justia.com/regulations/fedreg/2012/12/17/2012-30290.html Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the NYSE Arca Options Fee Schedule To Allow Manual Orders Entered Into the Exchange's Electronic Order Capture System or Entered Into an Order Entry Device and Contemporaneously Recorded Into the EOC System To Qualify for the Manual Transaction Fee 2012-12-17T00:00:00-08:00 2012-12-17T00:00:00-08:00 2012-30290 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-12-17/pdf/2012-30290.pdf https://regulations.justia.com/regulations/fedreg/2012/12/17/2012-30273.html Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Order Approving Proposed Rule Change To Amend the Customer and Industry Codes of Arbitration Procedure Relating to Subpoenas and to Arbitrator Authority To Direct the Appearance of Associated Person Witnesses and the Production of Documents Without Subpoenas 2012-12-17T00:00:00-08:00 2012-12-17T00:00:00-08:00 2012-30273 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-12-17/pdf/2012-30273.pdf https://regulations.justia.com/regulations/fedreg/2012/12/17/2012-30272.html Notice - Self-Regulatory Organizations; The Options Clearing Corporation; Notice of Filing of Proposed Rule Change To Accommodate Certain Physically-Settled Options on U.S. Treasury Securities 2012-12-17T00:00:00-08:00 2012-12-17T00:00:00-08:00 2012-30272 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-12-17/pdf/2012-30272.pdf https://regulations.justia.com/regulations/fedreg/2012/12/17/2012-30271.html Notice - Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Rebates and Fees for Adding and Removing Liquidity 2012-12-17T00:00:00-08:00 2012-12-17T00:00:00-08:00 2012-30271 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-12-17/pdf/2012-30271.pdf https://regulations.justia.com/regulations/fedreg/2012/12/17/2012-30270.html Notice - Self-Regulatory Organizations; Chicago Mercantile Exchange Inc.; Order Approving Proposed Rule Change Regarding the Valuation of Securities on Deposit 2012-12-17T00:00:00-08:00 2012-12-17T00:00:00-08:00 2012-30270 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-12-17/pdf/2012-30270.pdf https://regulations.justia.com/regulations/fedreg/2012/12/17/2012-30269.html Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Fees for SOX, OSX and HGX 2012-12-17T00:00:00-08:00 2012-12-17T00:00:00-08:00 2012-30269 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-12-17/pdf/2012-30269.pdf https://regulations.justia.com/regulations/fedreg/2012/12/17/2012-30268.html Notice - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Increase Position and Exercise Limits in EEM Options 2012-12-17T00:00:00-08:00 2012-12-17T00:00:00-08:00 2012-30268 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-12-17/pdf/2012-30268.pdf https://regulations.justia.com/regulations/fedreg/2012/12/14/2012-30326.html Notice - Sunshine Act Meeting 2012-12-14T00:00:00-08:00 2012-12-14T00:00:00-08:00 2012-30326 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-12-14/pdf/2012-30326.pdf https://regulations.justia.com/regulations/fedreg/2012/12/14/2012-30301.html Notice - In the Matter of the Hartcourt Companies, Inc., Hawksdale Financial Visions, Inc. (n/k/a Advanced Medical Institute, Inc.), Healthcare Providers Direct, Inc., Heartland Oil & Gas Corp., Hellenic Solutions Corp., and HIV-VAC, Inc. (n/k/a Grupo International, Inc.); Order of Suspension of Trading 2012-12-14T00:00:00-08:00 2012-12-14T00:00:00-08:00 2012-30301 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-12-14/pdf/2012-30301.pdf https://regulations.justia.com/regulations/fedreg/2012/12/14/2012-30299.html Notice - Encore Clean Energy, Inc., Energy & Engine Technology Corp., Equity Media Holdings Corporation, eTotalSource, Inc., Extensions, Inc., Firepond, Inc., and GNC Energy Corporation; Order Withdrawing Trading Suspension as to Extensions, Inc. 2012-12-14T00:00:00-08:00 2012-12-14T00:00:00-08:00 2012-30299 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-12-14/pdf/2012-30299.pdf https://regulations.justia.com/regulations/fedreg/2012/12/14/2012-30211.html Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change for the NASDAQ Options Market (“NOM”) With Respect to the Authority of the Exchange or Nasdaq Options Services LLC (“NOS”) To Cancel Options Orders When a Technical or System Issue Occurs and To Describe the Operation of an Error Account for NOS 2012-12-14T00:00:00-08:00 2012-12-14T00:00:00-08:00 2012-30211 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-12-14/pdf/2012-30211.pdf https://regulations.justia.com/regulations/fedreg/2012/12/14/2012-30169.html Notice - Self-Regulatory Organizations; NASDAQ OMX BX, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change With Respect to the Authority of the Exchange or Nasdaq Options Services LLC (“NOS”) To Cancel Options Orders When a Technical or System Issue Occurs and To Describe the Operation of an Error Account for NOS 2012-12-14T00:00:00-08:00 2012-12-14T00:00:00-08:00 2012-30169 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-12-14/pdf/2012-30169.pdf https://regulations.justia.com/regulations/fedreg/2012/12/14/2012-30168.html Notice - Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Notice of Filing and Immediate Effectiveness of a Proposal with Respect to the Authority of the Exchange or Nasdaq Options Services LLC (“NOS”) To Cancel Options Orders when a Technical or System Issue Occurs and To Describe the Operation of an Error Account for NOS 2012-12-14T00:00:00-08:00 2012-12-14T00:00:00-08:00 2012-30168 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-12-14/pdf/2012-30168.pdf https://regulations.justia.com/regulations/fedreg/2012/12/14/2012-30167.html Notice - Self-Regulatory Organizations; National Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Its Fee and Rebate Schedule 2012-12-14T00:00:00-08:00 2012-12-14T00:00:00-08:00 2012-30167 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-12-14/pdf/2012-30167.pdf https://regulations.justia.com/regulations/fedreg/2012/12/14/2012-30166.html Notice - Self-Regulatory Organizations; National Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Its Fee and Rebate Schedule 2012-12-14T00:00:00-08:00 2012-12-14T00:00:00-08:00 2012-30166 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-12-14/pdf/2012-30166.pdf https://regulations.justia.com/regulations/fedreg/2012/12/14/2012-30165.html Notice - Self-Regulatory Organizations; BATS Exchange, Inc.; Order Granting Approval of Proposed Rule Change To List and Trade Shares of the iShares Sovereign Screened Global Bond Fund 2012-12-14T00:00:00-08:00 2012-12-14T00:00:00-08:00 2012-30165 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-12-14/pdf/2012-30165.pdf https://regulations.justia.com/regulations/fedreg/2012/12/14/2012-30164.html Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend and Adopt Several NASDAQ Rules To Reflect Changes to Rules of the Financial Industry Regulatory Authority (“FINRA”) 2012-12-14T00:00:00-08:00 2012-12-14T00:00:00-08:00 2012-30164 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-12-14/pdf/2012-30164.pdf https://regulations.justia.com/regulations/fedreg/2012/12/14/2012-30163.html Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing of Proposed Rule Change Amending NYSE Arca Equities Rule 7.31(h)(7) To Permit PL Select Orders To Interact With Incoming Orders Larger Than the Size of the PL Select Order 2012-12-14T00:00:00-08:00 2012-12-14T00:00:00-08:00 2012-30163 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-12-14/pdf/2012-30163.pdf https://regulations.justia.com/regulations/fedreg/2012/12/13/2012-30106.html Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing of Proposed Rule Change To Establish Optional TRACE Data Delivery Services and Related Fees 2012-12-13T00:00:00-08:00 2012-12-13T00:00:00-08:00 2012-30106 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-12-13/pdf/2012-30106.pdf https://regulations.justia.com/regulations/fedreg/2012/12/13/2012-30104.html Notice - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Regarding Payment for Order Flow Fees 2012-12-13T00:00:00-08:00 2012-12-13T00:00:00-08:00 2012-30104 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-12-13/pdf/2012-30104.pdf https://regulations.justia.com/regulations/fedreg/2012/12/13/2012-30054.html Notice - T. Rowe Price Associates, Inc., et al.; Notice of Application 2012-12-13T00:00:00-08:00 2012-12-13T00:00:00-08:00 2012-30054 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-12-13/pdf/2012-30054.pdf https://regulations.justia.com/regulations/fedreg/2012/12/13/2012-30053.html Notice - PNC Capital Advisors, LLC, et al.; Notice of Application 2012-12-13T00:00:00-08:00 2012-12-13T00:00:00-08:00 2012-30053 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-12-13/pdf/2012-30053.pdf https://regulations.justia.com/regulations/fedreg/2012/12/13/2012-30052.html Notice - Lord, Abbett & Co. LLC, et al.; Notice of Application 2012-12-13T00:00:00-08:00 2012-12-13T00:00:00-08:00 2012-30052 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-12-13/pdf/2012-30052.pdf https://regulations.justia.com/regulations/fedreg/2012/12/13/2012-30051.html Notice - Hatteras Variable Trust, et al.; Notice of Application 2012-12-13T00:00:00-08:00 2012-12-13T00:00:00-08:00 2012-30051 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-12-13/pdf/2012-30051.pdf https://regulations.justia.com/regulations/fedreg/2012/12/13/2012-30050.html Notice - ING Investments, LLC, et al.; Notice of Application 2012-12-13T00:00:00-08:00 2012-12-13T00:00:00-08:00 2012-30050 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-12-13/pdf/2012-30050.pdf https://regulations.justia.com/regulations/fedreg/2012/12/13/2012-30049.html Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing of Amendment Nos. 1 and 2, and Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendment Nos. 1 and 2, Relating to FINRA Rule 8210 (Provision of Information and Testimony and Inspection and Copying of Books) 2012-12-13T00:00:00-08:00 2012-12-13T00:00:00-08:00 2012-30049 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-12-13/pdf/2012-30049.pdf https://regulations.justia.com/regulations/fedreg/2012/12/13/2012-30048.html Notice - Self-Regulatory Organizations; NYSE MKT LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Exchange Rule 952NY With Respect to Opening Trading in an Options Series 2012-12-13T00:00:00-08:00 2012-12-13T00:00:00-08:00 2012-30048 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-12-13/pdf/2012-30048.pdf https://regulations.justia.com/regulations/fedreg/2012/12/13/2012-30047.html Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing And Immediate Effectiveness of Proposed Rule Change to Allow for the Split-Price Priority Provisions to Apply to Open Outcry Trading of Cabinet Trades 2012-12-13T00:00:00-08:00 2012-12-13T00:00:00-08:00 2012-30047 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-12-13/pdf/2012-30047.pdf https://regulations.justia.com/regulations/fedreg/2012/12/13/2012-30046.html Notice - Self-Regulatory Organizations; NYSE MKT LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Proposing To Modify the NYSE Amex Options Fee Schedule Regarding the Manner in Which Funds From Marketing Charges Are Controlled 2012-12-13T00:00:00-08:00 2012-12-13T00:00:00-08:00 2012-30046 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-12-13/pdf/2012-30046.pdf https://regulations.justia.com/regulations/fedreg/2012/12/13/2012-30045.html Notice - Self-Regulatory Organizations; NYSE MKT LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Exchange Rule 903 To Provide That the Exchange May Not List Short Term Option Series Expirations That Coincide With the Expiration of Quarterly Option Series on the Same Class 2012-12-13T00:00:00-08:00 2012-12-13T00:00:00-08:00 2012-30045 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-12-13/pdf/2012-30045.pdf https://regulations.justia.com/regulations/fedreg/2012/12/12/2012-29966.html Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Modifying the Manner in Which New York Stock Exchange LLC Calculates Certain Volume, Liquidity and Quoting Thresholds Applicable to Billing on the Exchange in Relation to a Systems Issue Experienced by the Exchange on November 12, 2012 2012-12-12T00:00:00-08:00 2012-12-12T00:00:00-08:00 2012-29966 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-12-12/pdf/2012-29966.pdf https://regulations.justia.com/regulations/fedreg/2012/12/12/2012-29965.html Notice - Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Complex Orders 2012-12-12T00:00:00-08:00 2012-12-12T00:00:00-08:00 2012-29965 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-12-12/pdf/2012-29965.pdf https://regulations.justia.com/regulations/fedreg/2012/12/12/2012-29964.html Notice - Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Singly Listed Options 2012-12-12T00:00:00-08:00 2012-12-12T00:00:00-08:00 2012-29964 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-12-12/pdf/2012-29964.pdf https://regulations.justia.com/regulations/fedreg/2012/12/12/2012-29960.html Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Withdrawal of Proposed Rule Change, as Modified by Amendment Nos. 1 and 2 Thereto, To Establish the Market Quality Program 2012-12-12T00:00:00-08:00 2012-12-12T00:00:00-08:00 2012-29960 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-12-12/pdf/2012-29960.pdf https://regulations.justia.com/regulations/fedreg/2012/12/12/2012-29930.html Notice - Self-Regulatory Organizations; The Options Clearing Corporation; Order Granting Approval of Accelerated Delivery of Supplement to the Options Disclosure Document Reflecting Certain Changes to Disclosure Regarding Adjustments for Cash Dividends and Distributions in Respect of Options Overlying Less than 100 Shares To Accommodate the Trading of Mini Options 2012-12-12T00:00:00-08:00 2012-12-12T00:00:00-08:00 2012-29930 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-12-12/pdf/2012-29930.pdf https://regulations.justia.com/regulations/fedreg/2012/12/12/2012-29929.html Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Fees Schedule 2012-12-12T00:00:00-08:00 2012-12-12T00:00:00-08:00 2012-29929 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-12-12/pdf/2012-29929.pdf https://regulations.justia.com/regulations/fedreg/2012/12/11/2012-29858.html Notice - Mutual of America Life Insurance Company, et al; 2012-12-11T00:00:00-08:00 2012-12-11T00:00:00-08:00 2012-29858 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-12-11/pdf/2012-29858.pdf https://regulations.justia.com/regulations/fedreg/2012/12/11/2012-29857.html Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Designation of Longer Period for Commission Action on Proposed Rule Change With Respect to INAV Pegged Orders for ETFs; Correction 2012-12-11T00:00:00-08:00 2012-12-11T00:00:00-08:00 2012-29857 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-12-11/pdf/2012-29857.pdf https://regulations.justia.com/regulations/fedreg/2012/12/11/2012-29856.html Notice - Self-Regulatory Organizations; BOX Options Exchange LLC; Notice of Filing and Immediate Effectiveness of a Proposal To Expand the Short Term Options Series Program 2012-12-11T00:00:00-08:00 2012-12-11T00:00:00-08:00 2012-29856 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-12-11/pdf/2012-29856.pdf https://regulations.justia.com/regulations/fedreg/2012/12/11/2012-29855.html Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Commentary .06 to Exchange Rule 6.8 To Increase the Position and Exercise Limits for Options on the iShares MSCI Emerging Markets Index Fund to 500,000 Contracts 2012-12-11T00:00:00-08:00 2012-12-11T00:00:00-08:00 2012-29855 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-12-11/pdf/2012-29855.pdf https://regulations.justia.com/regulations/fedreg/2012/12/11/2012-29854.html Notice - Self-Regulatory Organizations; NYSE MKT LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Commentary .07 to Exchange Rule 904 To Increase the Position and Exercise Limits for Options on the iShares MSCI Emerging Markets Index Fund to 500,000 Contracts 2012-12-11T00:00:00-08:00 2012-12-11T00:00:00-08:00 2012-29854 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-12-11/pdf/2012-29854.pdf https://regulations.justia.com/regulations/fedreg/2012/12/11/2012-29853.html Notice - Self-Regulatory Organizations; NYSE MKT LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Rule 472-Equities, Which Addresses Communications With the Public, Adopting New Rule Text To Conform to the Changes Adopted by the Financial Industry Regulatory Authority, Inc. for Research Analysts and Research Reports as Required by the Jumpstart Our Business Startups Act 2012-12-11T00:00:00-08:00 2012-12-11T00:00:00-08:00 2012-29853 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-12-11/pdf/2012-29853.pdf https://regulations.justia.com/regulations/fedreg/2012/12/11/2012-29852.html Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending NYSE Rule 472, Which Addresses Communications With the Public, Adopting New Rule Text To Conform to the Changes Adopted by the Financial Industry Regulatory Authority, Inc. for Research Analysts and Research Reports as Required by the Jumpstart Our Business Startups Act 2012-12-11T00:00:00-08:00 2012-12-11T00:00:00-08:00 2012-29852 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-12-11/pdf/2012-29852.pdf https://regulations.justia.com/regulations/fedreg/2012/12/11/2012-29843.html Notice - Program for Allocation of Regulatory Responsibilities Pursuant to Rule 17d-2; Notice of Filing and Order Approving and Declaring Effective an Amendment to the Plan for the Allocation of Regulatory Responsibilities Among the BATS Exchange, Inc., BOX Options Exchange, LLC, the Chicago Board Options Exchange, Incorporated, C2 Options Exchange, Incorporated, the International Securities Exchange, LLC, Financial Industry Regulatory Authority, Inc., Miami International Securities Exchange, LLC, the New York Stock Exchange LLC, NYSE MKT LLC, NYSE Arca, Inc., The NASDAQ Stock Market LLC, NASDAQ OMX BX, Inc., and NASDAQ OMX PHLX, LLC. Concerning Options-Related Sales Practice Matters 2012-12-11T00:00:00-08:00 2012-12-11T00:00:00-08:00 2012-29843 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-12-11/pdf/2012-29843.pdf https://regulations.justia.com/regulations/fedreg/2012/12/11/2012-29842.html Notice - Program for Allocation of Regulatory Responsibilities Pursuant to Rule 17d-2; Notice of Filing and Order Approving and Declaring Effective an Amendment to the Plan for the Allocation of Regulatory Responsibilities Among NYSE MKT LLC, BATS Exchange, Inc., BOX Options Exchange LLC, C2 Options Exchange, Incorporated, the Chicago Board Options Exchange, Incorporated, the International Securities Exchange LLC, Financial Industry Regulatory Authority, Inc., NYSE Arca, Inc., The NASDAQ Stock Market LLC, NASDAQ OMX BX, Inc., the NASDAQ OMX PHLX, Inc. and Miami International Securities Exchange, LLC Concerning Options-Related Market Surveillance 2012-12-11T00:00:00-08:00 2012-12-11T00:00:00-08:00 2012-29842 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-12-11/pdf/2012-29842.pdf https://regulations.justia.com/regulations/fedreg/2012/12/10/2012-29859.html Notice - Sunshine Act Meeting 2012-12-10T00:00:00-08:00 2012-12-10T00:00:00-08:00 2012-29859 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-12-10/pdf/2012-29859.pdf https://regulations.justia.com/regulations/fedreg/2012/12/10/2012-29841.html Notice - Emerging World Pharma, Inc.; Order of Suspension of Trading 2012-12-10T00:00:00-08:00 2012-12-10T00:00:00-08:00 2012-29841 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-12-10/pdf/2012-29841.pdf https://regulations.justia.com/regulations/fedreg/2012/12/10/2012-29745.html Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the CBOE Stock Exchange Fees Schedule 2012-12-10T00:00:00-08:00 2012-12-10T00:00:00-08:00 2012-29745 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-12-10/pdf/2012-29745.pdf https://regulations.justia.com/regulations/fedreg/2012/12/10/2012-29712.html Rule - Extension of Dates for Certain Requirements and Amendment of Form 19b-4 2012-12-10T00:00:00-08:00 2012-12-10T00:00:00-08:00 2012-29712 Rule http://www.gpo.gov/fdsys/pkg/FR-2012-12-10/pdf/2012-29712.pdf https://regulations.justia.com/regulations/fedreg/2012/12/10/2012-29702.html Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing of Proposed Rule Change Relating to Listing and Trading of Shares of the Horizons S&P 500 Covered Call ETF, Horizons S&P Financial Select Sector Covered Call ETF, and Horizons S&P Energy Select Sector Covered Call ETF Under NYSE Arca Equities Rule 5.2(j)(3) 2012-12-10T00:00:00-08:00 2012-12-10T00:00:00-08:00 2012-29702 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-12-10/pdf/2012-29702.pdf https://regulations.justia.com/regulations/fedreg/2012/12/10/2012-29701.html Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Rule Related to Multi-Class Broad-Based Index Option Spread Orders 2012-12-10T00:00:00-08:00 2012-12-10T00:00:00-08:00 2012-29701 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-12-10/pdf/2012-29701.pdf https://regulations.justia.com/regulations/fedreg/2012/12/07/2012-29624.html Notice - Notice of Applications for Deregistration Under Section 8(f) of the Investment Company Act of 1940 2012-12-07T00:00:00-08:00 2012-12-07T00:00:00-08:00 2012-29624 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-12-07/pdf/2012-29624.pdf https://regulations.justia.com/regulations/fedreg/2012/12/07/2012-29623.html Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Fees Schedule 2012-12-07T00:00:00-08:00 2012-12-07T00:00:00-08:00 2012-29623 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-12-07/pdf/2012-29623.pdf https://regulations.justia.com/regulations/fedreg/2012/12/07/2012-29605.html Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Order Approving Proposed Rule Change To Modify Certain Disclosure Requirements To Require Issuers To Publicly Describe the Specific Basis and Concern Identified by Nasdaq When a Listed Issuer Does Not Meet a Listing Standard and Give Nasdaq the Authority To Make a Public Announcement When a Listed Issuer Fails To Make a Public Announcement 2012-12-07T00:00:00-08:00 2012-12-07T00:00:00-08:00 2012-29605 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-12-07/pdf/2012-29605.pdf https://regulations.justia.com/regulations/fedreg/2012/12/07/2012-29571.html Notice - Submission for OMB Review; Comment Request 2012-12-07T00:00:00-08:00 2012-12-07T00:00:00-08:00 2012-29571 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-12-07/pdf/2012-29571.pdf https://regulations.justia.com/regulations/fedreg/2012/12/07/2012-29570.html Notice - Notice of Applications for Deregistration Under Section 8(f) of the Investment Company Act of 1940 2012-12-07T00:00:00-08:00 2012-12-07T00:00:00-08:00 2012-29570 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-12-07/pdf/2012-29570.pdf https://regulations.justia.com/regulations/fedreg/2012/12/07/2012-29569.html Notice - Cambria Investment Management, L.P. and Cambria ETF Trust; Notice of Application 2012-12-07T00:00:00-08:00 2012-12-07T00:00:00-08:00 2012-29569 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-12-07/pdf/2012-29569.pdf https://regulations.justia.com/regulations/fedreg/2012/12/07/2012-29568.html Notice - In the Matter of the Application of Miami International Securities Exchange, LLC for Registration as a National Securities Exchange: Findings, Opinion, and Order of the Commission 2012-12-07T00:00:00-08:00 2012-12-07T00:00:00-08:00 2012-29568 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-12-07/pdf/2012-29568.pdf https://regulations.justia.com/regulations/fedreg/2012/12/07/2012-29567.html Notice - Self-Regulatory Organizations; NYSE MKT LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Rule 123C(9)(a)(1)(ii)-Equities To Delete the Requirement That the Order Acceptance Cut-Off Time Cannot Be Past 4:30 p.m. 2012-12-07T00:00:00-08:00 2012-12-07T00:00:00-08:00 2012-29567 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-12-07/pdf/2012-29567.pdf https://regulations.justia.com/regulations/fedreg/2012/12/07/2012-29566.html Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending NYSE Arca Rule 6.62(cc) Making Available the Post No Preference Light Only Quotation to Options Classes Not Participating in the Penny Pilot 2012-12-07T00:00:00-08:00 2012-12-07T00:00:00-08:00 2012-29566 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-12-07/pdf/2012-29566.pdf https://regulations.justia.com/regulations/fedreg/2012/12/07/2012-29565.html Notice - Self-Regulatory Organizations; ICE Clear Credit LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Schedule 502 of the ICC Rules To Update the Contract Reference Obligation ISIN Associated With One Single Name Contract 2012-12-07T00:00:00-08:00 2012-12-07T00:00:00-08:00 2012-29565 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-12-07/pdf/2012-29565.pdf https://regulations.justia.com/regulations/fedreg/2012/12/07/2012-29564.html Notice - Self-Regulatory Organizations; ICE Clear Credit LLC; Notice of Withdrawal of Proposed Rule Change To Add Rules Related to the Clearing of iTraxx Europe Index CDS and European Corporate Single-Name CDS 2012-12-07T00:00:00-08:00 2012-12-07T00:00:00-08:00 2012-29564 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-12-07/pdf/2012-29564.pdf https://regulations.justia.com/regulations/fedreg/2012/12/07/2012-29563.html Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing of Proposed Rule Change To Establish the Retail Price Improvement Program on a Pilot Basis Until 12 Months From the Date of Implementation 2012-12-07T00:00:00-08:00 2012-12-07T00:00:00-08:00 2012-29563 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-12-07/pdf/2012-29563.pdf https://regulations.justia.com/regulations/fedreg/2012/12/06/2012-29617.html Notice - Sunshine Act Meeting 2012-12-06T00:00:00-08:00 2012-12-06T00:00:00-08:00 2012-29617 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-12-06/pdf/2012-29617.pdf https://regulations.justia.com/regulations/fedreg/2012/12/06/2012-29596.html Notice - In the Matter of HealthSport, Inc., Home Director, Inc., Home Theater Products International, Inc., House of Taylor Jewelry, Inc. (n/k/a Global Jewelry Concepts, Inc.), and Huifeng Bio-Pharmaceutical Technology, Inc.; Order of Suspension of Trading 2012-12-06T00:00:00-08:00 2012-12-06T00:00:00-08:00 2012-29596 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-12-06/pdf/2012-29596.pdf https://regulations.justia.com/regulations/fedreg/2012/12/06/2012-29457.html Notice - Proposed Collection; Comment Request 2012-12-06T00:00:00-08:00 2012-12-06T00:00:00-08:00 2012-29457 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-12-06/pdf/2012-29457.pdf https://regulations.justia.com/regulations/fedreg/2012/12/06/2012-29456.html Notice - Self-Regulatory Organizations; BATS Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Expand the Availability of Risk Management Tools 2012-12-06T00:00:00-08:00 2012-12-06T00:00:00-08:00 2012-29456 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-12-06/pdf/2012-29456.pdf https://regulations.justia.com/regulations/fedreg/2012/12/06/2012-29455.html Notice - Self-Regulatory Organizations; BATS Y-Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Expand the Availability of Risk Management Tools 2012-12-06T00:00:00-08:00 2012-12-06T00:00:00-08:00 2012-29455 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-12-06/pdf/2012-29455.pdf https://regulations.justia.com/regulations/fedreg/2012/12/06/2012-29454.html Notice - Self-Regulatory Organizations; Municipal Securities Rulemaking Board; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend the Implementation Date of the Requirement To Report the Contractual Dollar Prices at Which Transactions Were Executed for Inter-Dealer Transactions 2012-12-06T00:00:00-08:00 2012-12-06T00:00:00-08:00 2012-29454 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-12-06/pdf/2012-29454.pdf https://regulations.justia.com/regulations/fedreg/2012/12/06/2012-29453.html Notice - Self-Regulatory Organizations; BOX Options Exchange, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Increase the Maximum Term for LEAPS to Fifteen Years 2012-12-06T00:00:00-08:00 2012-12-06T00:00:00-08:00 2012-29453 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-12-06/pdf/2012-29453.pdf https://regulations.justia.com/regulations/fedreg/2012/12/06/2012-29452.html Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Waiver of Certain TRACE Late Trade Reporting Fees Due to Hurricane Sandy 2012-12-06T00:00:00-08:00 2012-12-06T00:00:00-08:00 2012-29452 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-12-06/pdf/2012-29452.pdf https://regulations.justia.com/regulations/fedreg/2012/12/06/2012-29451.html Notice - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Adopt Gateway Fees 2012-12-06T00:00:00-08:00 2012-12-06T00:00:00-08:00 2012-29451 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-12-06/pdf/2012-29451.pdf https://regulations.justia.com/regulations/fedreg/2012/12/05/2012-29318.html Notice - William Blair & Company, L.L.C. and William Blair Funds.; Notice of Application 2012-12-05T00:00:00-08:00 2012-12-05T00:00:00-08:00 2012-29318 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-12-05/pdf/2012-29318.pdf https://regulations.justia.com/regulations/fedreg/2012/12/05/2012-29317.html Notice - Foreside Advisor Services, LLC, et al.; Notice of Application 2012-12-05T00:00:00-08:00 2012-12-05T00:00:00-08:00 2012-29317 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-12-05/pdf/2012-29317.pdf https://regulations.justia.com/regulations/fedreg/2012/12/05/2012-29316.html Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Permit ETP Holders to Designate Orders as Retail Orders By Using a Tag in the Order Entry Message 2012-12-05T00:00:00-08:00 2012-12-05T00:00:00-08:00 2012-29316 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-12-05/pdf/2012-29316.pdf https://regulations.justia.com/regulations/fedreg/2012/12/05/2012-29315.html Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Designation of Longer Period for Commission Action on Proposed Rule Change, as Modified by Amendment No. 1 Thereto, Relating to the Listing and Trading of Shares of the NYSE Arca U.S. Equity Synthetic Reverse Convertible Index Fund Under NYSE Arca Equities Rule 5.2(j)(3) 2012-12-05T00:00:00-08:00 2012-12-05T00:00:00-08:00 2012-29315 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-12-05/pdf/2012-29315.pdf https://regulations.justia.com/regulations/fedreg/2012/12/05/2012-29314.html Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Designation of Longer Period for Commission Action on Proposed Rule Change Relating to the Listing and Trading of Shares of the U.S. Equity High Volatility Put Write Index Fund Under NYSE Arca Equities Rule 5.2(j)(3) 2012-12-05T00:00:00-08:00 2012-12-05T00:00:00-08:00 2012-29314 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-12-05/pdf/2012-29314.pdf https://regulations.justia.com/regulations/fedreg/2012/12/05/2012-29313.html Notice - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Regarding the Short Term Option Series Program 2012-12-05T00:00:00-08:00 2012-12-05T00:00:00-08:00 2012-29313 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-12-05/pdf/2012-29313.pdf https://regulations.justia.com/regulations/fedreg/2012/12/05/2012-29281.html Notice - Self-Regulatory Organizations; National Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Adopt a New Order Type Called the Double Play Order 2012-12-05T00:00:00-08:00 2012-12-05T00:00:00-08:00 2012-29281 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-12-05/pdf/2012-29281.pdf https://regulations.justia.com/regulations/fedreg/2012/12/04/2012-29392.html Notice - Sunshine Act Meeting 2012-12-04T00:00:00-08:00 2012-12-04T00:00:00-08:00 2012-29392 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-12-04/pdf/2012-29392.pdf https://regulations.justia.com/regulations/fedreg/2012/12/04/2012-29319.html Notice - Sunshine Act Meeting 2012-12-04T00:00:00-08:00 2012-12-04T00:00:00-08:00 2012-29319 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-12-04/pdf/2012-29319.pdf https://regulations.justia.com/regulations/fedreg/2012/12/04/2012-29241.html Notice - Self-Regulatory Organizations; National Stock Exchange, Inc.; Notice of Designation of Longer Period for Commission Action on a Proposed Rule Change Relating to Adoption of Listing Standards for Compensation Committees and Advisors as Required by Rule 10C-1 2012-12-04T00:00:00-08:00 2012-12-04T00:00:00-08:00 2012-29241 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-12-04/pdf/2012-29241.pdf https://regulations.justia.com/regulations/fedreg/2012/12/04/2012-29240.html Notice - Self-Regulatory Organizations; Chicago Stock Exchange, Inc.; Notice of Designation of Longer Period for Commission Action on a Proposed Rule Change Relating to Adoption of Listing Standards for Compensation Committees and Advisors as Required by Rule 10C-1 2012-12-04T00:00:00-08:00 2012-12-04T00:00:00-08:00 2012-29240 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-12-04/pdf/2012-29240.pdf https://regulations.justia.com/regulations/fedreg/2012/12/04/2012-29239.html Notice - Self-Regulatory Organizations; EDGX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend EDGX Rule 15.1(a) and (c) 2012-12-04T00:00:00-08:00 2012-12-04T00:00:00-08:00 2012-29239 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-12-04/pdf/2012-29239.pdf https://regulations.justia.com/regulations/fedreg/2012/12/04/2012-29219.html Notice - In the Matter of Encore Clean Energy, Inc., Energy & Engine Technology Corp., Equity Media Holdings Corporation, eTotalSource, Inc., Extensions, Inc., Firepond, Inc., and GNC Energy Corporation; Order of Suspension of Trading 2012-12-04T00:00:00-08:00 2012-12-04T00:00:00-08:00 2012-29219 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-12-04/pdf/2012-29219.pdf https://regulations.justia.com/regulations/fedreg/2012/12/04/2012-29218.html Notice - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Make Available a New Market Data Offering 2012-12-04T00:00:00-08:00 2012-12-04T00:00:00-08:00 2012-29218 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-12-04/pdf/2012-29218.pdf https://regulations.justia.com/regulations/fedreg/2012/12/04/2012-29217.html Notice - Self-Regulatory Organizations; The Options Clearing Corporation; Notice of Filing and Immediate Effectiveness of Proposed Rule Changes to Explicitly State That OCC May Reject a Request for Withdrawal of Margin or Make an Intra-Day Margin Call in Situations Where a Clearing Member's Projected Settlement Obligations Could Exceed OCC's Available Liquidity Resources 2012-12-04T00:00:00-08:00 2012-12-04T00:00:00-08:00 2012-29217 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-12-04/pdf/2012-29217.pdf