Securities and Exchange Commission 2012 – Federal Register Recent Federal Regulation Documents

Results 301 - 350 of 2,063
Highland Associates, Inc. and Financial Investors Trust; Notice of Application
Document Number: 2012-27875
Type: Notice
Date: 2012-11-16
Agency: Securities and Exchange Commission, Agencies and Commissions
Summary of Application: Applicants request an order that would permit them to enter into and materially amend subadvisory agreements without shareholder approval.
Sunshine Act Meeting
Document Number: 2012-27867
Type: Notice
Date: 2012-11-15
Agency: Securities and Exchange Commission, Agencies and Commissions
Submission for OMB Review; Comment Request
Document Number: 2012-27608
Type: Notice
Date: 2012-11-14
Agency: Securities and Exchange Commission, Agencies and Commissions
Submission for OMB Review; Comment Request
Document Number: 2012-27607
Type: Notice
Date: 2012-11-14
Agency: Securities and Exchange Commission, Agencies and Commissions
Submission for OMB Review; Comment Request
Document Number: 2012-27606
Type: Notice
Date: 2012-11-14
Agency: Securities and Exchange Commission, Agencies and Commissions
Submission for OMB Review; Comment Request
Document Number: 2012-27604
Type: Notice
Date: 2012-11-14
Agency: Securities and Exchange Commission, Agencies and Commissions
Submission for OMB Review; Comment Request
Document Number: 2012-27603
Type: Notice
Date: 2012-11-14
Agency: Securities and Exchange Commission, Agencies and Commissions
Submission for OMB Review; Comment Request
Document Number: 2012-27602
Type: Notice
Date: 2012-11-14
Agency: Securities and Exchange Commission, Agencies and Commissions
Submission for OMB Review; Comment Request
Document Number: 2012-27601
Type: Notice
Date: 2012-11-14
Agency: Securities and Exchange Commission, Agencies and Commissions
Sunshine Act Meeting
Document Number: 2012-27647
Type: Notice
Date: 2012-11-13
Agency: Securities and Exchange Commission, Agencies and Commissions
Self-Regulatory Organizations; BOX Options Exchange LLC; Notice of Filing of Proposed Minor Rule Violation Plan
Document Number: 2012-27527
Type: Notice
Date: 2012-11-13
Agency: Securities and Exchange Commission, Agencies and Commissions
Fidelity Aberdeen Street Trust, et al.;
Document Number: 2012-27494
Type: Notice
Date: 2012-11-13
Agency: Securities and Exchange Commission, Agencies and Commissions
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