Extension of Dates for Certain Requirements and Amendment of Form 19b-4, 74775 [2012-30389]

Download as PDF 74775 Rules and Regulations Federal Register Vol. 77, No. 243 Tuesday, December 18, 2012 This section of the FEDERAL REGISTER contains regulatory documents having general applicability and legal effect, most of which are keyed to and codified in the Code of Federal Regulations, which is published under 50 titles pursuant to 44 U.S.C. 1510. The Code of Federal Regulations is sold by the Superintendent of Documents. Prices of new books are listed in the first FEDERAL REGISTER issue of each week. 33 CFR Part 117 unnecessary staffing of the drawbridge during periods of navigational inactivity. DATES: This rule is effective January 17, 2013. ADDRESSES: Comments and related materials received from the public, as well as documents mentioned in this preamble as being available in the docket, are part of Docket No. USCG– 2011–1138 and are available online by going to https://www.regulations.gov, inserting USCG–2011–1138 in the ‘‘Search’’ box, and then clicking ‘‘Search.’’ This material is also available for inspection or copying at the Docket Management Facility (M–30), U.S. Department of Transportation, West Building Ground Floor, Room W12–140, 1200 New Jersey Avenue SE., Washington, DC 20590, between 9 a.m. and 5 p.m., Monday through Friday, except Federal holidays. FOR FURTHER INFORMATION CONTACT: If you have questions on this rule, call or email David H. Sulouff, Chief, Bridge Section, Eleventh Coast Guard District; telephone (510) 437–3516, email David.H.Sulouff@uscg.mil. If you have questions on viewing or submitting material to the docket, call Renee V. Wright, Program Manager, Docket Operations, telephone 202–366–9826. SUPPLEMENTARY INFORMATION: [Docket No. USCG–2011–1138] Table of Acronyms RIN 1625–AA09 CFR Code of Federal Regulations DHS Department of Homeland Security FR Federal Register NPRM Notice of Proposed Rulemaking ANPRM Advanced Notice of Proposed Rulemaking § Section U.S.C. United States Code Correction In the Federal Register of December 10, 2012 (77 FR 73302), in FR Doc. 2012–29712, the following corrections are made to page 73305: 1. In the second column, remove footnote 22. 2. In the second column, under General Instructions for Form 19b-4, the first sentence is corrected to read as follows: ‘‘This form shall be used for all selfregulatory organization filings of proposed rule changes pursuant to Section 19(b)(1) of the Securities Exchange Act of 1934 (‘‘Act’’) (except filings with respect to the proposed rule changes by self-regulatory organizations submitted pursuant to Section 19(b)(7) 1 of the Act), security-based swap submissions, and advance notices.’’ SECURITIES AND EXCHANGE COMMISSION 17 CFR Part 240 [Release No. 34–68357A; File No. S7–44– 10] RIN 3235–AK87 * Extension of Dates for Certain Requirements and Amendment of Form 19b–4 December 12, 2012. Kevin M. O’Neill, Deputy Secretary. Securities and Exchange Commission. ACTION: Final rule; extension of dates for certain requirements; correction. AGENCY: On December 10, 2012, the Securities and Exchange Commission (‘‘Commission’’) published a document in the Federal Register to amend its regulations under the Securities Exchange Act of 1934 (‘‘Exchange Act’’) to extend the dates with respect to the requirements that designated clearing agencies for which the Commission is the supervisory agency file advance notices and clearing agencies file security-based swap submissions with the Commission in an electronic format to dedicated email addresses to December 10, 2013, and amend the General Instructions to Form 19b-4 to clarify the process for submitting advance notices and security-based swap submissions to the Commission. The document contained an error with respect to the placement and numbering of a footnote. DATES: Effective December 18, 2012. FOR FURTHER INFORMATION CONTACT: Kenneth Riitho, Special Counsel, at 551–5592; and Wyatt A. Robinson, Attorney-Adviser, at 551–5649, Division of Trading and Markets, Securities and Exchange Commission, 100 F Street NE., Washington, DC 20549–7010. SUPPLEMENTARY INFORMATION: emcdonald on DSK67QTVN1PROD with SUMMARY: VerDate Mar<15>2010 15:09 Dec 17, 2012 Jkt 229001 * * * * [FR Doc. 2012–30389 Filed 12–17–12; 8:45 am] BILLING CODE 8011–01–P DEPARTMENT OF HOMELAND SECURITY Coast Guard Drawbridge Operation Regulation; Sacramento River, CA Coast Guard, DHS. Final rule. AGENCY: ACTION: The Coast Guard is changing the operating schedule governing the Freeport Drawbridge, mile 46.0, over the Sacramento River. The bridge owner proposed to change the ‘‘on demand’’ bridge opening hours and dates, due to a documented decrease in drawbridge openings compared to other nearby bridges. The change is to address the issue of misalignment between drawbridge staffing and actual drawbridge operation, resulting in SUMMARY: 1 Because Section 19(b)(7)(C) of the Act states that filings abrogated pursuant to this Section should be re-filed pursuant to paragraph (b)(1) of Section 19 of the Act, SROs are required to file electronically such proposed rule changes in accordance with this form. PO 00000 Frm 00001 Fmt 4700 Sfmt 4700 A. Regulatory History and Information On January 25, 2012, we published an Advance Notice of Proposed Rulemaking (ANPRM), entitled Drawbridge Operation Regulation; Sacramento River, CA in the Federal Register (77 FR 3664). On August 10, 2012, we published a Notice of Proposed Rulemaking (NPRM), entitled Drawbridge Operation Regulation, Sacramento River, CA, in the Federal Register (77 FR 47789). No public meeting was requested, and none was held. B. Basis and Purpose The Freeport Drawbridge is a swing span style drawbridge at mile 46.0, over E:\FR\FM\18DER1.SGM 18DER1

Agencies

SECURITIES AND EXCHANGE COMMISSION

[Federal Register Volume 77, Number 243 (Tuesday, December 18, 2012)]
[Rules and Regulations]
[Page 74775]
From the Federal Register Online via the Government Printing Office [www.gpo.gov]
[FR Doc No: 2012-30389]



========================================================================
Rules and Regulations
                                                Federal Register
________________________________________________________________________

This section of the FEDERAL REGISTER contains regulatory documents 
having general applicability and legal effect, most of which are keyed 
to and codified in the Code of Federal Regulations, which is published 
under 50 titles pursuant to 44 U.S.C. 1510.

The Code of Federal Regulations is sold by the Superintendent of Documents. 
Prices of new books are listed in the first FEDERAL REGISTER issue of each 
week.

========================================================================


Federal Register / Vol. 77, No. 243 / Tuesday, December 18, 2012 / 
Rules and Regulations

[[Page 74775]]



SECURITIES AND EXCHANGE COMMISSION

17 CFR Part 240

[Release No. 34-68357A; File No. S7-44-10]
RIN 3235-AK87


Extension of Dates for Certain Requirements and Amendment of Form 
19b-4

AGENCY: Securities and Exchange Commission.

ACTION: Final rule; extension of dates for certain requirements; 
correction.

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SUMMARY: On December 10, 2012, the Securities and Exchange Commission 
(``Commission'') published a document in the Federal Register to amend 
its regulations under the Securities Exchange Act of 1934 (``Exchange 
Act'') to extend the dates with respect to the requirements that 
designated clearing agencies for which the Commission is the 
supervisory agency file advance notices and clearing agencies file 
security-based swap submissions with the Commission in an electronic 
format to dedicated email addresses to December 10, 2013, and amend the 
General Instructions to Form 19b-4 to clarify the process for 
submitting advance notices and security-based swap submissions to the 
Commission. The document contained an error with respect to the 
placement and numbering of a footnote.

DATES: Effective December 18, 2012.

FOR FURTHER INFORMATION CONTACT: Kenneth Riitho, Special Counsel, at 
551-5592; and Wyatt A. Robinson, Attorney-Adviser, at 551-5649, 
Division of Trading and Markets, Securities and Exchange Commission, 
100 F Street NE., Washington, DC 20549-7010.

SUPPLEMENTARY INFORMATION:

Correction

    In the Federal Register of December 10, 2012 (77 FR 73302), in FR 
Doc. 2012-29712, the following corrections are made to page 73305:
    1. In the second column, remove footnote 22.
    2. In the second column, under General Instructions for Form 19b-4, 
the first sentence is corrected to read as follows:

    ``This form shall be used for all self-regulatory organization 
filings of proposed rule changes pursuant to Section 19(b)(1) of the 
Securities Exchange Act of 1934 (``Act'') (except filings with 
respect to the proposed rule changes by self-regulatory 
organizations submitted pursuant to Section 19(b)(7) \1\ of the 
Act), security-based swap submissions, and advance notices.''
---------------------------------------------------------------------------

    \1\ Because Section 19(b)(7)(C) of the Act states that filings 
abrogated pursuant to this Section should be re-filed pursuant to 
paragraph (b)(1) of Section 19 of the Act, SROs are required to file 
electronically such proposed rule changes in accordance with this 
form.
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* * * * *

     December 12, 2012.
Kevin M. O'Neill,
Deputy Secretary.
[FR Doc. 2012-30389 Filed 12-17-12; 8:45 am]
BILLING CODE 8011-01-P

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