Sunshine Act Meeting, 74894 [2012-30552]
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74894
Federal Register / Vol. 77, No. 243 / Tuesday, December 18, 2012 / Notices
in any event must deliver the Vault
Security or close out the fail to deliver
position resulting from the Vault
Security sale by purchasing or
borrowing securities of like kind and
quantity by no later than the beginning
of regular trading hours on the fourth
settlement day following the date on
which the Participant determines, in
accordance with condition (b) above,
that the Vault Security, the sale of
which resulted in the fail to deliver
position, is available for settlement; 37
and
(d) The Participant’s books and
records must reflect that it made
delivery of the Vault Security or closed
out the fail to deliver position resulting
from the Vault Security sale within the
applicable time period, consistent with
this Exemptive Order.
III. Modification, Revocation, and
Expiration of Exemptions
The exemptions granted herein are
subject to modification or revocation if
at any time the Commission determines
that such action is necessary or
appropriate in furtherance of the
purposes of the Exchange Act, and,
absent further action by the
Commission, will expire on February 1,
2013.
For the Commission, by the Division of
Trading and Markets, pursuant to delegated
authority.38
Kevin M. O’Neill,
Deputy Secretary.
[FR Doc. 2012–30427 Filed 12–17–12; 8:45 am]
emcdonald on DSK67QTVN1PROD with
BILLING CODE 8011–01–P
37 For example, a Participant submitted a sale on
October 16, 2012, for clearance and settlement with
an original expected settlement date of October 19,
2012. The security sold was a restricted Vault
Security under Rule 144 whose physical certificate
was located in the Vault. The Participant
determines, as a result of the daily check of DTCC
systems for status of the Vault Securities, that the
Vault Security is available for settlement on
December 12, 2012. Normally Rule 204(a)(2) would
apply and the Participant would be required to
close out the resulting fail to deliver position thirtyfive calendar days after trade date, on November 20,
2012. Because the Vault Security was not available
due to Hurricane Sandy on November 20th, the
Participant would be able to avail itself of the
adjusted close-out timeframe provided in condition
(c) above. In this limited instance, pursuant to this
Exemptive Order, the Participant would be required
to deliver the Vault Security as soon as possible,
and in any event must deliver the Vault Security
or close out the fail to deliver position by no later
than the beginning of regular trading hours on
December 18, 2012.
38 See 17 CFR 200.30–3(a)(11).
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SECURITIES AND EXCHANGE
COMMISSION
SECURITIES AND EXCHANGE
COMMISSION
Sunshine Act Meeting
[Release No. 34–68417; File No. SR–CBOE–
2012–119]
Notice is hereby given, pursuant to
the provisions of the Government in the
Sunshine Act, Public Law 94–409, that
the Securities and Exchange
Commission will hold a Closed Meeting
on Thursday, December 20, 2012 at 2:00
p.m.
Commissioners, Counsel to the
Commissioners, the Secretary to the
Commission, and recording secretaries
will attend the Closed Meeting. Certain
staff members who have an interest in
the matters also may be present.
The General Counsel of the
Commission, or his designee, has
certified that, in his opinion, one or
more of the exemptions set forth in 5
U.S.C. 552b(c)(3), (5), (7), 9(B) and (10)
and 17 CFR 200.402(a)(3), (5), (7), 9(ii)
and (10), permit consideration of the
scheduled matters at the Closed
Meeting.
Commissioner Walter, as duty officer,
voted to consider the items listed for the
Closed Meeting in a closed session.
The subject matter of the Closed
Meeting will be:
Adjudicatory matters;
Institution and settlement of
injunctive actions;
Institution and settlement of
administrative proceedings; and
Other matters relating to enforcement
proceedings.
At times, changes in Commission
priorities require alterations in the
scheduling of meeting items.
For further information and to
ascertain what, if any, matters have been
added, deleted or postponed, please
contact:
The Office of the Secretary at (202)
551–5400.
Self-Regulatory Organizations;
Chicago Board Options Exchange,
Incorporated; Notice of Filing and
Immediate Effectiveness of a Proposed
Rule Change To Amend the CBOE
Stock Exchange Fees Schedule
Dated: December 13, 2012.
Elizabeth M. Murphy,
Secretary.
[FR Doc. 2012–30552 Filed 12–14–12; 4:15 pm]
Pursuant to Section 19(b)(1) of the
Securities Exchange Act of 1934 (the
‘‘Act’’),1 and Rule 19b–4 thereunder,2
notice is hereby given that on December
6, 2012, Chicago Board Options
Exchange, Incorporated (the ‘‘Exchange’’
or ‘‘CBOE’’) filed with the Securities
and Exchange Commission (the
‘‘Commission’’) the proposed rule
change as described in Items I, II and III
below, which Items have been prepared
by the Exchange. The Commission is
publishing this notice to solicit
comments on the proposed rule change
from interested persons.
I. Self-Regulatory Organization’s
Statement of the Terms of Substance of
the Proposed Rule Change
The Exchange proposes to amend the
Fees Schedule for its CBOE Stock
Exchange (‘‘CBSX’’). The text of the
proposed rule change is available on the
Exchange’s Web site (www.cboe.com/
AboutCBOE/
CBOELegalRegulatoryHome.aspx), at
the Exchange’s Office of the Secretary,
and at the Commission.
II. Self-Regulatory Organization’s
Statement of the Purpose of, and
Statutory Basis for, the Proposed Rule
Change
In its filing with the Commission, the
Exchange included statements
concerning the purpose of and basis for
the proposed rule change and discussed
any comments it received on the
proposed rule change. The text of these
statements may be examined at the
places specified in Item IV below. The
Exchange has prepared summaries, set
forth in sections A, B, and C below, of
the most significant aspects of such
statements.
A. Self-Regulatory Organization’s
Statement of the Purpose of, and
Statutory Basis for, the Proposed Rule
Change
BILLING CODE 8011–01–P
PO 00000
December 12, 2012.
1. Purpose
CBSX proposes to increase the Initial
Regulatory Review Fee from $3,000 to
1 15
2 17
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U.S.C. 78s(b)(1).
CFR 240.19b–4.
18DEN1
]]>Agencies
[Federal Register Volume 77, Number 243 (Tuesday, December 18, 2012)]
[Notices]
[Page 74894]
From the Federal Register Online via the Government Printing Office [www.gpo.gov]
[FR Doc No: 2012-30552]
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SECURITIES AND EXCHANGE COMMISSION
Sunshine Act Meeting
Notice is hereby given, pursuant to the provisions of the
Government in the Sunshine Act, Public Law 94-409, that the Securities
and Exchange Commission will hold a Closed Meeting on Thursday,
December 20, 2012 at 2:00 p.m.
Commissioners, Counsel to the Commissioners, the Secretary to the
Commission, and recording secretaries will attend the Closed Meeting.
Certain staff members who have an interest in the matters also may be
present.
The General Counsel of the Commission, or his designee, has
certified that, in his opinion, one or more of the exemptions set forth
in 5 U.S.C. 552b(c)(3), (5), (7), 9(B) and (10) and 17 CFR
200.402(a)(3), (5), (7), 9(ii) and (10), permit consideration of the
scheduled matters at the Closed Meeting.
Commissioner Walter, as duty officer, voted to consider the items
listed for the Closed Meeting in a closed session.
The subject matter of the Closed Meeting will be:
Adjudicatory matters;
Institution and settlement of injunctive actions;
Institution and settlement of administrative proceedings; and
Other matters relating to enforcement proceedings.
At times, changes in Commission priorities require alterations in
the scheduling of meeting items.
For further information and to ascertain what, if any, matters have
been added, deleted or postponed, please contact:
The Office of the Secretary at (202) 551-5400.
Dated: December 13, 2012.
Elizabeth M. Murphy,
Secretary.
[FR Doc. 2012-30552 Filed 12-14-12; 4:15 pm]
BILLING CODE 8011-01-P
