Securities and Exchange Commission June 2016 – Federal Register Recent Federal Regulation Documents

SEC Advisory Committee on Small and Emerging Companies
Document Number: 2016-15509
Type: Notice
Date: 2016-06-30
Agency: Securities and Exchange Commission, Agencies and Commissions
The Securities and Exchange Commission Advisory Committee on Small and Emerging Companies is providing notice that it will hold a public meeting on Tuesday, July 19, 2016, in Multi-Purpose Room LL-006 at the Commission's headquarters, 100 F Street NE., Washington, DC. The meeting will begin at 9:30 a.m. (EDT) and will be open to the public. The meeting will be webcast on the Commission's Web site at www.sec.gov. Persons needing special accommodations to take part because of a disability should notify the contact person listed below. The public is invited to submit written statements to the Committee. The agenda for the meeting includes matters relating to rules and regulations affecting small and emerging companies under the federal securities laws.
Notice of Applications for Deregistration Under Section 8(f) of the Investment Company Act of 1940
Document Number: 2016-15458
Type: Notice
Date: 2016-06-30
Agency: Securities and Exchange Commission, Agencies and Commissions
Applicant seeks an order declaring that it has ceased to be an investment company. On December 1, 2015, applicant made a liquidating distribution to its shareholders, based on net asset value. Applicant incurred no expenses in connection with the liquidation. Filing Date: The application was filed on June 1, 2016. Applicant's Address: 6803 S. Tucson Way, Centennial, CO 80112.
In the Matter of Breitling Energy Corporation; Order of Suspension of Trading
Document Number: 2016-15377
Type: Notice
Date: 2016-06-28
Agency: Securities and Exchange Commission, Agencies and Commissions
In the Matter of Coastal Pacific Mining Corp. and Petaquilla Minerals Ltd.; Order of Suspension of Trading
Document Number: 2016-15255
Type: Notice
Date: 2016-06-27
Agency: Securities and Exchange Commission, Agencies and Commissions
In the Matter of Rebornne (USA) Inc.; Order of Suspension of Trading
Document Number: 2016-15210
Type: Notice
Date: 2016-06-27
Agency: Securities and Exchange Commission, Agencies and Commissions
Investor Advisory Committee Meeting
Document Number: 2016-15109
Type: Notice
Date: 2016-06-27
Agency: Securities and Exchange Commission, Agencies and Commissions
The Securities and Exchange Commission Investor Advisory Committee, established pursuant to Section 911 of the Dodd-Frank Wall Street Reform and Consumer Protection Act of 2010, is providing notice that it will hold a public meeting. The public is invited to submit written statements to the Committee.
Modernization of Property Disclosures for Mining Registrants
Document Number: 2016-14632
Type: Proposed Rule
Date: 2016-06-27
Agency: Securities and Exchange Commission, Agencies and Commissions
We are proposing revisions to the property disclosure requirements for mining registrants, and related guidance, currently set forth in Item 102 of Regulation S-K under the Securities Act of 1933 and the Securities Exchange Act of 1934 and in Industry Guide 7. The proposed revisions are intended to provide investors with a more comprehensive understanding of a registrant's mining properties, which should help them make more informed investment decisions. The proposed revisions would also modernize the Commission's disclosure requirements and policies for mining properties by aligning them with current industry and global regulatory practices and standards. In addition, we are proposing to rescind Industry Guide 7 and include the Commission's mining property disclosure requirements in a new subpart of Regulation S-K.
Submission for OMB Review; Comment Request
Document Number: 2016-14931
Type: Notice
Date: 2016-06-24
Agency: Securities and Exchange Commission, Agencies and Commissions
Submission for OMB Review; Comment Request
Document Number: 2016-14930
Type: Notice
Date: 2016-06-24
Agency: Securities and Exchange Commission, Agencies and Commissions
Commission Interpretation Regarding Automated Quotations Under Regulation NMS
Document Number: 2016-14876
Type: Rule
Date: 2016-06-23
Agency: Securities and Exchange Commission, Agencies and Commissions
The Securities and Exchange Commission is issuing a final interpretation with respect to the definition of automated quotation under Rule 600(b)(3) of Regulation NMS.
Proposed Collection; Comment Request
Document Number: 2016-14840
Type: Notice
Date: 2016-06-23
Agency: Securities and Exchange Commission, Agencies and Commissions
Asset-Backed Securities Disclosure and Registration
Document Number: 2016-14730
Type: Rule
Date: 2016-06-22
Agency: Securities and Exchange Commission, Agencies and Commissions
This release makes technical corrections to rules that were published in the Federal Register on September 24, 2014 (79 FR 57184). The Commission adopted revisions to Regulation AB and other rules governing the offering process, disclosure, and reporting for asset- backed securities. These technical amendments are being published to restore rule text that was inadvertently changed, revise outdated cross-references, and make other technical corrections.