In the Matter of Coastal Pacific Mining Corp. and Petaquilla Minerals Ltd.; Order of Suspension of Trading, 41641 [2016-15255]

Download as PDF Federal Register / Vol. 81, No. 123 / Monday, June 27, 2016 / Notices Internet Web site (https://www.sec.gov/ rules/sro.shtml). Copies of the submission, all subsequent amendments, all written statements with respect to the proposed rule change that are filed with the Commission, and all written communications relating to the proposed rule change between the Commission and any person, other than those that may be withheld from the public in accordance with the provisions of 5 U.S.C. 552, will be available for Web site viewing and printing in the Commission’s Public Reference Room, 100 F Street NE., Washington, DC 20549, on official business days between the hours of 10:00 a.m. and 3:00 p.m. Copies of the filing also will be available for inspection and copying at the principal office of the Exchange. All comments received will be posted without change; the Commission does not edit personal identifying information from submissions. You should submit only information that you wish to make available publicly. All submissions should refer to File Number SRBatsBZX–2016–24, and should be submitted on or before July 18, 2016. For the Commission, by the Division of Trading and Markets, pursuant to delegated authority.21 Robert W. Errett, Deputy Secretary. [FR Doc. 2016–15075 Filed 6–24–16; 8:45 am] BILLING CODE 8011–01–P SECURITIES AND EXCHANGE COMMISSION [File No. 500–1] In the Matter of Coastal Pacific Mining Corp. and Petaquilla Minerals Ltd.; Order of Suspension of Trading mstockstill on DSK3G9T082PROD with NOTICES June 23, 2016. It appears to the Securities and Exchange Commission (‘‘Commission’’) that there is a lack of current and accurate information concerning the securities of Coastal Pacific Mining Corp. (‘‘CPMCF’’ 1) (CIK No. 1410181), an Alberta corporation located in Calgary, Alberta, Canada with a class of securities registered with the Commission pursuant to Securities Exchange Act of 1934 (‘‘Exchange Act’’) Section 12(g) because it is delinquent in its periodic filings with the Commission, having not filed any periodic reports since it filed a Form 20–F for the period ended April 30, 21 17 CFR 200.30–3(a)(12). short form of each issuer’s name is also its stock symbol. 1 The VerDate Sep<11>2014 18:52 Jun 24, 2016 Jkt 238001 2012. On March 19, 2015, the Commission’s Division of Corporation Finance (‘‘Corporation Finance’’) sent a delinquency letter to CPMCF requesting compliance with its periodic filing requirements but CPMCF did not receive the delinquency letter due to its failure to maintain a valid address on file with the Commission as required by Commission rules (Rule 301 of Regulation S–T, 17 CFR 232.301 and Section 5.4 of EDGAR Filer Manual). As of June 16, 2016, the common stock of CPMCF was quoted on OTC Link operated by OTC Markets Group Inc. (formerly ‘‘Pink Sheets’’) (‘‘OTC Link’’), had six market makers, and was eligible for the ‘‘piggyback’’ exception of Exchange Act Rule 15c2–11(f)(3). It appears to the Commission that there is a lack of current and accurate information concerning the securities of Petaquilla Minerals Ltd. (‘‘PTQMF’’) (CIK No. 947121), a British Columbia corporation located in Vancouver, British Columbia, Canada with a class of securities registered with the Commission pursuant to Exchange Act Section 12(g) because it is delinquent in its periodic filings with the Commission, having not filed any periodic reports since it filed a Form 20–F for the period ended June 30, 2013. On September 30, 2015, Corporation Finance sent a delinquency letter to PTQMF requesting compliance with its periodic filing requirements but PTQMF did not receive the delinquency letter due to its failure to maintain a valid address on file with the Commission as required by Commission rules (Rule 301 of Regulation S–T, 17 CFR 232.301 and Section 5.4 of EDGAR Filer Manual). As of June 16, 2016, the common shares of PTQMF were quoted on OTC Link, had six market makers, and were eligible for the ‘‘piggyback’’ exception of Exchange Act Rule 15c2– 11(f)(3). The Commission is of the opinion that the public interest and the protection of investors require a suspension of trading in the securities of the above-listed companies. Therefore, it is ordered, pursuant to Section 12(k) of the Securities Exchange Act of 1934, that trading in the securities of the abovelisted companies is suspended for the period from 9:30 a.m. EDT on June 23, 2016, through 11:59 p.m. EDT on July 7, 2016. By the Commission. Jill M. Peterson, Assistant Secretary. [FR Doc. 2016–15255 Filed 6–23–16; 4:15 pm] BILLING CODE 8011–01–P PO 00000 Frm 00134 Fmt 4703 Sfmt 4703 41641 SECURITIES AND EXCHANGE COMMISSION [Release No. 34–78109; File No. SR–CHX– 2016–08] Self-Regulatory Organizations; Chicago Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Regarding Fingerprinting June 21, 2016. Pursuant to section 19(b)(1) of the Securities Exchange Act of 1934 (‘‘Exchange Act’’ or ‘‘Act’’),1 and Rule 19b–4 2 thereunder, notice is hereby given that on June 9, 2016, the Chicago Stock Exchange, Inc. (‘‘CHX’’ or the ‘‘Exchange’’) filed with the Securities and Exchange Commission (‘‘Commission’’) the proposed rule change as described in Items I and II below, which Items have been prepared by CHX. The Exchange filed the proposal as a ‘‘non-controversial’’ proposed rule change pursuant to section 19(b)(3)(A) of the Act 3 and Rule 19b–4(f)(6) 4 thereunder. The Commission is publishing this notice to solicit comments on the proposed rule change from interested persons. I. Self-Regulatory Organization’s Statement of the Terms of Substance of the Proposed Rule Change CHX proposes to amend the Rules of the Exchange (‘‘CHX Rules’’) to update provisions regarding the fingerprinting of securities industry personnel associated with Participants.5 CHX has designated this proposed rule change as non-controversial pursuant to section 19(b)(3)(A) 6 of the Act and Rule 19b–4(f)(6) 7 thereunder and has provided the Commission with the notice required by Rule 19b– 4(f)(6)(iii).8 The text of this proposed rule change is available on the Exchange’s Web site at (www.chx.com) and in the Commission’s Public Reference Room. II. Self-Regulatory Organization’s Statement of the Purpose of, and StatutoryBasis for, the Proposed Rule Change In its filing with the Commission, the CHX included statements concerning the purpose of and basis for the 1 15 U.S.C. 78s(b)(1). CFR 240.19b–4. 3 15 U.S.C. 78s(b)(3)(A). 4 17 CFR 240.19b–4(f)(6). 5 A ‘‘Participant’’ is a ‘‘member’’ of the Exchange for purposes of the Act. See CHX Article 1, Rule 1(s). 6 15 U.S.C. 78s(b)(3)(A). 7 17 CFR 240.19b–4(f)(6). 8 17 CFR 240.19b–4(f)(6)(iii). 2 17 E:\FR\FM\27JNN1.SGM 27JNN1

Agencies

[Federal Register Volume 81, Number 123 (Monday, June 27, 2016)]
[Notices]
[Page 41641]
From the Federal Register Online via the Government Publishing Office [www.gpo.gov]
[FR Doc No: 2016-15255]


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SECURITIES AND EXCHANGE COMMISSION

[File No. 500-1]


 In the Matter of Coastal Pacific Mining Corp. and Petaquilla 
Minerals Ltd.; Order of Suspension of Trading

June 23, 2016.
    It appears to the Securities and Exchange Commission 
(``Commission'') that there is a lack of current and accurate 
information concerning the securities of Coastal Pacific Mining Corp. 
(``CPMCF'' \1\) (CIK No. 1410181), an Alberta corporation located in 
Calgary, Alberta, Canada with a class of securities registered with the 
Commission pursuant to Securities Exchange Act of 1934 (``Exchange 
Act'') Section 12(g) because it is delinquent in its periodic filings 
with the Commission, having not filed any periodic reports since it 
filed a Form 20-F for the period ended April 30, 2012. On March 19, 
2015, the Commission's Division of Corporation Finance (``Corporation 
Finance'') sent a delinquency letter to CPMCF requesting compliance 
with its periodic filing requirements but CPMCF did not receive the 
delinquency letter due to its failure to maintain a valid address on 
file with the Commission as required by Commission rules (Rule 301 of 
Regulation S-T, 17 CFR 232.301 and Section 5.4 of EDGAR Filer Manual). 
As of June 16, 2016, the common stock of CPMCF was quoted on OTC Link 
operated by OTC Markets Group Inc. (formerly ``Pink Sheets'') (``OTC 
Link''), had six market makers, and was eligible for the ``piggyback'' 
exception of Exchange Act Rule 15c2-11(f)(3).
---------------------------------------------------------------------------

    \1\ The short form of each issuer's name is also its stock 
symbol.
---------------------------------------------------------------------------

    It appears to the Commission that there is a lack of current and 
accurate information concerning the securities of Petaquilla Minerals 
Ltd. (``PTQMF'') (CIK No. 947121), a British Columbia corporation 
located in Vancouver, British Columbia, Canada with a class of 
securities registered with the Commission pursuant to Exchange Act 
Section 12(g) because it is delinquent in its periodic filings with the 
Commission, having not filed any periodic reports since it filed a Form 
20-F for the period ended June 30, 2013. On September 30, 2015, 
Corporation Finance sent a delinquency letter to PTQMF requesting 
compliance with its periodic filing requirements but PTQMF did not 
receive the delinquency letter due to its failure to maintain a valid 
address on file with the Commission as required by Commission rules 
(Rule 301 of Regulation S-T, 17 CFR 232.301 and Section 5.4 of EDGAR 
Filer Manual). As of June 16, 2016, the common shares of PTQMF were 
quoted on OTC Link, had six market makers, and were eligible for the 
``piggyback'' exception of Exchange Act Rule 15c2-11(f)(3).
    The Commission is of the opinion that the public interest and the 
protection of investors require a suspension of trading in the 
securities of the above-listed companies. Therefore, it is ordered, 
pursuant to Section 12(k) of the Securities Exchange Act of 1934, that 
trading in the securities of the above-listed companies is suspended 
for the period from 9:30 a.m. EDT on June 23, 2016, through 11:59 p.m. 
EDT on July 7, 2016.

    By the Commission.
Jill M. Peterson,
Assistant Secretary.
[FR Doc. 2016-15255 Filed 6-23-16; 4:15 pm]
 BILLING CODE 8011-01-P
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