Securities and Exchange Commission June 22, 2016 – Federal Register Recent Federal Regulation Documents

Asset-Backed Securities Disclosure and Registration

Document Number: 2016-14730

Type: Rule

Date: 2016-06-22

Agency: Securities and Exchange Commission, Agencies and Commissions

This release makes technical corrections to rules that were published in the Federal Register on September 24, 2014 (79 FR 57184). The Commission adopted revisions to Regulation AB and other rules governing the offering process, disclosure, and reporting for asset- backed securities. These technical amendments are being published to restore rule text that was inadvertently changed, revise outdated cross-references, and make other technical corrections.

https://regulations.justia.com/regulations/fedreg/2016/06/22/2016-14730.html

Self-Regulatory Organizations; NASDAQ PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Make Clarifying Amendments to and Remove Obsolete Language From Rules 1053 and 1056

Document Number: 2016-14715

Type: Notice

Date: 2016-06-22

Agency: Securities and Exchange Commission, Agencies and Commissions

https://regulations.justia.com/regulations/fedreg/2016/06/22/2016-14715.html

Self-Regulatory Organizations; C2 Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of a Proposed Rule To Amend the Fees Schedule

Document Number: 2016-14714

Type: Notice

Date: 2016-06-22

Agency: Securities and Exchange Commission, Agencies and Commissions

https://regulations.justia.com/regulations/fedreg/2016/06/22/2016-14714.html

Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rules 7018(a) and 7014(h)

Document Number: 2016-14713

Type: Notice

Date: 2016-06-22

Agency: Securities and Exchange Commission, Agencies and Commissions

https://regulations.justia.com/regulations/fedreg/2016/06/22/2016-14713.html