Self-Regulatory Organizations; NYSE MKT LLC; Suspension of and Order Instituting Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change To Modify the NYSE Amex Options Fee Schedule With Respect to Fees, Rebates, and Credits for Transactions in the Customer Best Execution Auction, 42388 [C1-2016-14086]

Download as PDF 42388 Federal Register / Vol. 81, No. 125 / Wednesday, June 29, 2016 / Notices III. Date of Effectiveness of the Proposed Rule Change and Timing for Commission Action The proposed rule change will become effective on June 13, 2016. At any time within 60 days of the date of effectiveness of the proposed rule change, the Commission, after consultation with the CFTC, may summarily abrogate the proposed rule change and require that the proposed rule change be refiled in accordance with the provisions of Section 19(b)(1) of the Act.7 IV. Solicitation of Comments office of the Exchange. All comments received will be posted without change; the Commission does not edit personal identifying information from submissions. You should submit only information that you wish to make available publicly. All submissions should refer to File Number SR–CFE– 2016–002, and should be submitted on or before July 20, 2016. For the Commission, by the Division of Trading and Markets, pursuant to delegated authority.8 Brent J. Fields, Secretary. Interested persons are invited to submit written data, views, and arguments concerning the foregoing, including whether the proposed rule change is consistent with the Act. Comments may be submitted by any of the following methods: [FR Doc. 2016–15322 Filed 6–28–16; 8:45 am] Electronic Comments [Release No. 34–78029; File No. SR– NYSEMKT–2016–45] • Use the Commission’s Internet comment form (https://www.sec.gov/ rules/sro.shtml); or • Send an email to rule-comments@ sec.gov. Please include File Number SR– CFE–2016–002 on the subject line. mstockstill on DSK3G9T082PROD with NOTICES Paper Comments • Send paper comments in triplicate to Secretary, Securities and Exchange Commission, 100 F Street NE., Washington, DC 20549–1090. All submissions should refer to File Number SR–CFE–2016–002. This file number should be included on the subject line if email is used. To help the Commission process and review your comments more efficiently, please use only one method. The Commission will post all comments on the Commission’s Internet Web site (https://www.sec.gov/ rules/sro.shtml). Copies of the submission, all subsequent amendments, all written statements with respect to the proposed rule change that are filed with the Commission, and all written communications relating to the proposed rule change between the Commission and any person, other than those that may be withheld from the public in accordance with the provisions of 5 U.S.C. 552, will be available for Web site viewing and printing in the Commission’s Public Reference Room, 100 F Street NE., Washington, DC 20549, on official business days between the hours of 10:00 a.m. and 3:00 p.m. Copies of such filing also will be available for inspection and copying at the principal BILLING CODE 8011–01–P SECURITIES AND EXCHANGE COMMISSION Self-Regulatory Organizations; NYSE MKT LLC; Suspension of and Order Instituting Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change To Modify the NYSE Amex Options Fee Schedule With Respect to Fees, Rebates, and Credits for Transactions in the Customer Best Execution Auction June 9, 2016. Correction In notice document 2016–14086, beginning on page 39089 in the issue of Wednesday, June 15, 2016, make the following corrections: 1. On page 39091, in the third column, in the ninth and tenth lines, ‘‘July 5, 2016’’ should read ‘‘July 6, 2016’’. 2. On the same page, in the eleventh line, ‘‘July 19, 2016’’ should read ‘‘July 20, 2016’’. [FR Doc. C1–2016–14086 Filed 6–28–16; 8:45 am] SECURITIES AND EXCHANGE COMMISSION [Release No. 34–78149; File No. SR– NASDAQ–2016–085] Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Allow Listed Companies Not Currently Subject to Nasdaq’s All-Inclusive Annual Listing Fee To Opt In to That Fee Program for 2017 June 24, 2016. Pursuant to Section 19(b)(1) of the Securities Exchange Act of 1934 (‘‘Act’’),1 and Rule 19b–4 thereunder,2 notice is hereby given that on June 10, 2016, The NASDAQ Stock Market LLC (‘‘Nasdaq’’ or ‘‘Exchange’’) filed with the Securities and Exchange Commission (‘‘SEC’’ or ‘‘Commission’’) the proposed rule change as described in Items I, II, and III, below, which Items have been prepared by the Exchange. The Commission is publishing this notice to solicit comments on the proposed rule change from interested persons. I. Self-Regulatory Organization’s Statement of the Terms of Substance of the Proposed Rule Change The Exchange proposes to allow listed companies not currently subject to Nasdaq’s all-inclusive annual listing fee to opt in to that fee program for 2017. The changes proposed herein are effective upon filing. The text of the proposed rule change is available on the Exchange’s Web site at https://nasdaq.cchwallstreet.com, at the principal office of the Exchange, and at the Commission’s Public Reference Room. II. Self-Regulatory Organization’s Statement of the Purpose of, and Statutory Basis for, the Proposed Rule Change In its filing with the Commission, the Exchange included statements concerning the purpose of and basis for the proposed rule change and discussed any comments it received on the proposed rule change. The text of these statements may be examined at the places specified in Item IV below. The Exchange has prepared summaries, set forth in sections A, B, and C below, of the most significant aspects of such statements. BILLING CODE 1505–01–D 1 15 7 15 U.S.C. 78s(b)(1). VerDate Sep<11>2014 17:18 Jun 28, 2016 8 17 Jkt 238001 PO 00000 CFR 200.30–3(a)(73). Frm 00081 Fmt 4703 2 17 Sfmt 4703 E:\FR\FM\29JNN1.SGM U.S.C. 78s(b)(1). CFR 240.19b–4. 29JNN1

Agencies

SECURITIES AND EXCHANGE COMMISSION

[Federal Register Volume 81, Number 125 (Wednesday, June 29, 2016)]
[Notices]
[Page 42388]
From the Federal Register Online via the Government Publishing Office [www.gpo.gov]
[FR Doc No: C1-2016-14086]


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SECURITIES AND EXCHANGE COMMISSION

[Release No. 34-78029; File No. SR-NYSEMKT-2016-45]


Self-Regulatory Organizations; NYSE MKT LLC; Suspension of and 
Order Instituting Proceedings To Determine Whether To Approve or 
Disapprove a Proposed Rule Change To Modify the NYSE Amex Options Fee 
Schedule With Respect to Fees, Rebates, and Credits for Transactions in 
the Customer Best Execution Auction

June 9, 2016.

Correction

    In notice document 2016-14086, beginning on page 39089 in the issue 
of Wednesday, June 15, 2016, make the following corrections:
    1. On page 39091, in the third column, in the ninth and tenth 
lines, ``July 5, 2016'' should read ``July 6, 2016''.
    2. On the same page, in the eleventh line, ``July 19, 2016'' should 
read ``July 20, 2016''.

[FR Doc. C1-2016-14086 Filed 6-28-16; 8:45 am]
BILLING CODE 1505-01-D

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