Submission for OMB Review; Comment Request, 41354-41355 [2016-14930]

Download as PDF 41354 Federal Register / Vol. 81, No. 122 / Friday, June 24, 2016 / Notices are available at www.prc.gov, Docket Nos. MC2016–154, CP2016–217. NATIONAL SCIENCE FOUNDATION Sunshine Act Meetings; National Science Board Stanley F. Mires, Attorney, Federal Compliance. The National Science Board, pursuant to NSF regulations (45 CFR part 614), the National Science Foundation Act, as amended (42 U.S.C. 1862n–5), and the Government in the Sunshine Act (5 U.S.C. 552b), hereby gives notice in regard to the scheduling of a meeting for the transaction of National Science Board business, as follows: DATE AND TIME: Wednesday, June 20, 2016 at 2:00–3:00 p.m., EDT. SUBJECT MATTER: NSB Chair’s opening remarks; NSF remarks; discussion and Board action regarding the project budget for NEON; NSB Chair’s closing remarks. STATUS: Closed. This meeting will be held by teleconference originating at the National Science Board Office, National Science Foundation, 4201 Wilson Blvd., Arlington, VA 22230. Please refer to the National Science Board Web site (www.nsf.gov/nsb) for information or schedule updates, or contact: Ronald Campbell, (jrcampbe@nsf.gov), National Science Foundation, 4201 Wilson Blvd., Arlington, VA 22230. Chris Blair, Executive Assistant to the NSB Office. [FR Doc. 2016–15150 Filed 6–22–16; 4:15 pm] BILLING CODE 7555–01–P [FR Doc. 2016–14942 Filed 6–23–16; 8:45 am] BILLING CODE 7710–12–P BILLING CODE 7710–12–P POSTAL SERVICE Product Change—Priority Mail Negotiated Service Agreement Postal Notice. AGENCY: ACTION: The Postal Service gives notice of filing a request with the Postal Regulatory Commission to add a domestic shipping services contract to the list of Negotiated Service Agreements in the Mail Classification Schedule’s Competitive Products List. DATES: Effective date: June 24, 2016. FOR FURTHER INFORMATION CONTACT: Elizabeth A. Reed, 202–268–3179. SUPPLEMENTARY INFORMATION: The United States Postal Service® hereby gives notice that, pursuant to 39 U.S.C. 3642 and 3632(b)(3), on June 17, 2016, it filed with the Postal Regulatory Commission a Request of the United States Postal Service to Add First-Class Package Service Contract 56 to Competitive Product List. Documents sradovich on DSK3GDR082PROD with NOTICES VerDate Sep<11>2014 17:43 Jun 23, 2016 Jkt 238001 ACTION: The Postal Service gives notice of filing a request with the Postal Regulatory Commission to add a domestic shipping services contract to the list of Negotiated Service Agreements in the Mail Classification Schedule’s Competitive Products List. DATES: Effective date: June 24, 2016. FOR FURTHER INFORMATION CONTACT: Elizabeth A. Reed, 202–268–3179. SUPPLEMENTARY INFORMATION: The United States Postal Service® hereby gives notice that, pursuant to 39 U.S.C. 3642 and 3632(b)(3), on June 17, 2016, it filed with the Postal Regulatory Commission a Request of the United States Postal Service to Add First-Class Package Service Contract 57 to Competitive Product List. Documents are available at www.prc.gov, Docket Nos. MC2016–155, CP2016–218. SUMMARY: Stanley F. Mires, Attorney, Federal Compliance. [FR Doc. 2016–14941 Filed 6–23–16; 8:45 am] BILLING CODE 7710–12–P POSTAL SERVICE Product Change—Priority Mail Negotiated Service Agreement SUMMARY: Postal ServiceTM. Notice. AGENCY: The Postal Service gives notice of filing a request with the Postal Regulatory Commission to add a domestic shipping services contract to the list of Negotiated Service Agreements in the Mail Classification Schedule’s Competitive Products List. DATES: Effective date: June 24, 2016. FOR FURTHER INFORMATION CONTACT: Elizabeth A. Reed, 202–268–3179. SUPPLEMENTARY INFORMATION: The United States Postal Service® hereby gives notice that, pursuant to 39 U.S.C. 3642 and 3632(b)(3), on June 17, 2016, it filed with the Postal Regulatory Commission a Request of the United States Postal Service to Add Priority Mail Contract 227 to Competitive Product List. Documents are available at www.prc.gov, Docket Nos. MC2016–156, CP2016–219. SUMMARY: BILLING CODE 7710–12–P ServiceTM. POSTAL SERVICE Product Change—First-Class Package Service Negotiated Service Agreement Postal ServiceTM. ACTION: Notice. AGENCY: [FR Doc. 2016–14943 Filed 6–23–16; 8:45 am] Product Change—First-Class Package Service Negotiated Service Agreement Stanley F. Mires, Attorney, Federal Compliance. [FR Doc. 2016–14944 Filed 6–23–16; 8:45 am] Stanley F. Mires, Attorney, Federal Compliance. POSTAL SERVICE Mail Contract 226 to Competitive Product List. Documents are available at www.prc.gov, Docket Nos. MC2016–153, CP2016–216. Postal ServiceTM. Notice. AGENCY: ACTION: Submission for OMB Review; Comment Request The Postal Service gives notice of filing a request with the Postal Regulatory Commission to add a domestic shipping services contract to the list of Negotiated Service Agreements in the Mail Classification Schedule’s Competitive Products List. DATES: Effective date: June 24, 2016. FOR FURTHER INFORMATION CONTACT: Elizabeth A. Reed, 202–268–3179. SUPPLEMENTARY INFORMATION: The United States Postal Service® hereby gives notice that, pursuant to 39 U.S.C. 3642 and 3632(b)(3), on June 17, 2016, it filed with the Postal Regulatory Commission a Request of the United States Postal Service to Add Priority SUMMARY: PO 00000 Frm 00068 Fmt 4703 Sfmt 4703 SECURITIES AND EXCHANGE COMMISSION Upon Written Request Copies Available From: Securities and Exchange Commission, Office of FOIA Services, 100 F Street NE., Washington, DC 20549–2736. Extension: Form 18–K; SEC File No. 270–108, OMB Control No. 3235–0120. Notice is hereby given that, pursuant to the Paperwork Reduction Act of 1995 (44 U.S.C. 3501 et seq.), the Securities and Exchange Commission (‘‘Commission’’) has submitted to the Office of Management and Budget this request for extension of the previously approved collection of information discussed below. E:\FR\FM\24JNN1.SGM 24JNN1 Federal Register / Vol. 81, No. 122 / Friday, June 24, 2016 / Notices Form 18–K (17 CFR 249.318) is an annual report form used by foreign governments or political subdivisions of foreign governments with securities listed on a United States exchange. The information to be collected is intended to ensure the adequacy and public availability of information available to investors. The information provided is mandatory. Form 18–K is a public document. We estimate that Form 18–K takes approximately 8 hours to prepare and is filed by approximately 35 respondents for a total annual reporting burden of 280 hours (8 hours per response × 35 responses). An agency may not conduct or sponsor, and a person is not required to respond to, a collection of information unless it displays a currently valid control number. The public may view the background documentation for this information collection at the following Web site, www.reginfo.gov. Comments should be directed to: (i) Desk Officer for the Securities and Exchange Commission, Office of Information and Regulatory Affairs, Office of Management and Budget, Room 10102, New Executive Office Building, Washington, DC 20503, or by sending an email to: Shagufta_Ahmed@omb.eop.gov; and (ii) Pamela Dyson, Director/Chief Information Officer, Securities and Exchange Commission, c/o Remi PavlikSimon, 100 F Street NE., Washington, DC 20549 or send an email to: PRA_Mailbox@sec.gov. Comments must be submitted to OMB within 30 days of this notice. Dated: June 20, 2016. Robert W. Errett, Deputy Secretary. [FR Doc. 2016–14930 Filed 6–23–16; 8:45 am] BILLING CODE 8011–01–P SECURITIES AND EXCHANGE COMMISSION sradovich on DSK3GDR082PROD with NOTICES [Release No. 34–78104; File No. SR–BATS– 2016–16] Self-Regulatory Organizations; BATS Exchange, Inc.; Order Granting Approval of a Proposed Rule Change, as Modified by Amendment Nos. 1, 2, and 3, To List and Trade Shares of the Pointbreak Diversified Commodity Strategy Fund of the Pointbreak ETF Trust Under BATS Rule 14.11(i), Managed Fund Shares June 20, 2016. I. Introduction On March 7, 2016, BATS Exchange, Inc. (‘‘Exchange’’ or ‘‘BATS’’) filed with VerDate Sep<11>2014 17:43 Jun 23, 2016 Jkt 238001 the Securities and Exchange Commission (‘‘Commission’’), pursuant to Section 19(b)(1) of the Securities Exchange Act of 1934 (‘‘Exchange Act’’) 1 and Rule 19b–4 thereunder,2 a proposed rule change to list and trade shares (‘‘Shares’’) of the Pointbreak Diversified Commodity Strategy Fund (‘‘Fund’’) of the Pointbreak ETF Trust (‘‘Trust’’) under BATS Rule 14.11(i). The proposed rule change was published for comment in the Federal Register on March 22, 2016.3 On April 8, 2016, the Exchange filed Amendment No. 1 to the proposed rule change, and on April 14, 2016, the Exchange filed Amendment No. 2 to the proposed rule change.4 On May 5, 2016, pursuant to Section 19(b)(2) of the Act,5 the Commission designated a longer period within which to approve the proposed rule change, disapprove the proposed rule change, or institute proceedings to determine whether to disapprove the proposed rule change.6 On June 17, U.S.C. 78s(b)(1). CFR 240.19b–4. 3 See Securities Exchange Act Release No. 77379 (March 16, 2016), 81 FR 15387 (‘‘Notice’’). 4 In Amendment No. 1, which replaced the original filing in its entirety, the Exchange: (1) Changed the name of the Fund from ‘‘Pointbreak Diversified Commodity Fund’’ to ‘‘Pointbreak Diversified Commodity Strategy Fund’’; (2) clarified that the Fund will invest in Commodity Futures through the Subsidiary and invest in Cash Instruments both directly and through the Subsidiary; (3) provided additional clarification and specificity regarding the instruments in which the Fund may invest; (4) provided additional clarification regarding the investment restrictions of the Fund; (5) clarified how certain investments will be valued for computing the Fund’s net asset value (‘‘NAV’’); (6) clarified where price information can be obtained for certain investments of the Fund; (7) clarified that all statements and representations made in the filing regarding the description of the portfolio, limitations on portfolio holdings or reference assets, or the applicability of Exchange rules and surveillance procedures constitute continued listing requirements for listing the Shares on the Exchange; (8) stated that the issuer has represented to the Exchange that it will advise the Exchange of any failure by the Fund to comply with the continued listing requirements, and, pursuant to its obligations under Section 19(g)(1) of the Exchange Act, the Exchange will surveil for compliance with the continued listing requirements, and if the Fund is not in compliance with the applicable listing requirements, the Exchange will commence delisting procedures under Exchange Rule 14.12; and (9) made other technical amendments. Amendment No. 1 is available at https://www.sec.gov/comments/sr-bats2016-16/bats201616-1.pdf. In Amendment No. 2, the Exchange clarified where price information can be obtained for certain investments of the Fund. Amendment No. 2 is available at https:// www.sec.gov/comments/sr-bats-2016-16/ bats201616-2.pdf. Because Amendment Nos. 1 and 2 do not materially alter the substance of the proposed rule change or raise unique or novel regulatory issues, Amendment Nos. 1 and 2 are not subject to notice and comment. 5 15 U.S.C. 78s(b)(2). 6 See Securities Exchange Act Release No. 77770, 81 FR 29311 (May 11, 2016). The Commission 41355 2016, the Exchange filed Amendment No. 3 to the proposed rule change.7 The Commission received no comments on the proposed rule change. This order grants approval of the proposed rule change, as modified by Amendment Nos. 1, 2, and 3. II. The Exchange’s Description of the Proposal The Exchange proposes to list and trade the Shares under BATS Rule 14.11(i), which governs the listing and trading of Managed Fund Shares on the Exchange. The Shares will be offered by the Trust. According to the Exchange, the Trust is registered with the Commission as an open-end investment company.8 Pointbreak Advisers LLC will be the investment adviser (‘‘Adviser’’) 9 to the Fund.10 Brown Brothers Harriman & Co. will be the administrator, custodian, and transfer agent for the Trust and ALPS Distributors, Inc. will serve as the distributor for the Trust.11 1 15 2 17 PO 00000 Frm 00069 Fmt 4703 Sfmt 4703 designated June 20, 2016 as the date by which the Commission shall either approve or disapprove, or institute proceedings to determine whether to disapprove, the proposed rule change. 7 In Amendment No. 3, the Exchange provided additional information regarding the creation and redemption process, and made certain technical amendments. Amendment No. 3 is available at https://www.sec.gov/rules/sro/bats.shtml. Because Amendment No. 3 does not materially alter the substance of the proposed rule change or raise unique or novel regulatory issues, Amendment No. 3 is not subject to notice and comment. 8 The Exchange states that the Trust has filed a registration statement on behalf of the Fund with the Commission. See Registration Statement on Form N–1A for the Trust, dated December 23, 2015 (File Nos. 333–205324 and 811–23068) (‘‘Registration Statement’’). The Exchange states that the Commission has issued an order granting certain exemptive relief to the Trust under the Investment Company Act of 1940 (‘‘1940 Act’’). See Investment Company Act Release No. 32064 (April 4, 2016) (File No. 812–14577). 9 The Exchange states that prior to listing on the Exchange, the Adviser will be registered as a Commodity Pool Operator and will become a member of the National Futures Association (‘‘NFA’’), and that the Fund and its Subsidiary will be subject to regulation by the Commodity Futures Trading Commission and NFA and additional disclosure, reporting, and recordkeeping rules imposed upon commodity pools. 10 The Exchange states that the Adviser is not a registered broker-dealer and is not affiliated with a broker-dealer. In the event that (a) the Adviser becomes a broker-dealer or newly affiliated with a broker-dealer, or (b) any new adviser or sub-adviser is a broker-dealer or becomes affiliated with a broker-dealer, such adviser or sub-adviser will implement a fire wall with respect to its relevant personnel or such broker-dealer affiliate, as applicable, regarding access to information concerning the composition of and/or changes to the portfolio, and will be subject to procedures designed to prevent the use and dissemination of material non-public information regarding the portfolio. 11 Additional information regarding the Trust, the Fund, and the Shares, including investment E:\FR\FM\24JNN1.SGM Continued 24JNN1

Agencies

[Federal Register Volume 81, Number 122 (Friday, June 24, 2016)]
[Notices]
[Pages 41354-41355]
From the Federal Register Online via the Government Publishing Office [www.gpo.gov]
[FR Doc No: 2016-14930]


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SECURITIES AND EXCHANGE COMMISSION


Submission for OMB Review; Comment Request

Upon Written Request Copies Available From: Securities and Exchange 
Commission, Office of FOIA Services, 100 F Street NE., Washington, DC 
20549-2736.

Extension:
    Form 18-K; SEC File No. 270-108, OMB Control No. 3235-0120.

    Notice is hereby given that, pursuant to the Paperwork Reduction 
Act of 1995 (44 U.S.C. 3501 et seq.), the Securities and Exchange 
Commission (``Commission'') has submitted to the Office of Management 
and Budget this request for extension of the previously approved 
collection of information discussed below.

[[Page 41355]]

    Form 18-K (17 CFR 249.318) is an annual report form used by foreign 
governments or political subdivisions of foreign governments with 
securities listed on a United States exchange. The information to be 
collected is intended to ensure the adequacy and public availability of 
information available to investors. The information provided is 
mandatory. Form 18-K is a public document. We estimate that Form 18-K 
takes approximately 8 hours to prepare and is filed by approximately 35 
respondents for a total annual reporting burden of 280 hours (8 hours 
per response x 35 responses).
    An agency may not conduct or sponsor, and a person is not required 
to respond to, a collection of information unless it displays a 
currently valid control number.
    The public may view the background documentation for this 
information collection at the following Web site, www.reginfo.gov. 
Comments should be directed to: (i) Desk Officer for the Securities and 
Exchange Commission, Office of Information and Regulatory Affairs, 
Office of Management and Budget, Room 10102, New Executive Office 
Building, Washington, DC 20503, or by sending an email to: 
Shagufta_Ahmed@omb.eop.gov; and (ii) Pamela Dyson, Director/Chief 
Information Officer, Securities and Exchange Commission, c/o Remi 
Pavlik-Simon, 100 F Street NE., Washington, DC 20549 or send an email 
to: PRA_Mailbox@sec.gov. Comments must be submitted to OMB within 30 
days of this notice.

    Dated: June 20, 2016.
Robert W. Errett,
Deputy Secretary.
[FR Doc. 2016-14930 Filed 6-23-16; 8:45 am]
 BILLING CODE 8011-01-P
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