Securities and Exchange Commission March 2016 – Federal Register Recent Federal Regulation Documents
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Notice of Applications for Deregistration Under Section 8(f) of the Investment Company Act of 1940
Applicant seeks an order declaring that it has ceased to be an investment company. On December 10, 2015, January 21, 2016, and February 2, 2016, applicant made liquidating distributions to its shareholders, based on net asset value. Expenses of $172,315 incurred in connection with the liquidation were paid by applicant's investment adviser. Filing Date: The application was filed on February 26, 2016. Applicant's Address: 7601 Technology Way, Denver, Colorado 80237.
Investor Advisory Committee Meeting
The Securities and Exchange Commission Investor Advisory Committee, established pursuant to Section 911 of the Dodd-Frank Wall Street Reform and Consumer Protection Act of 2010, is providing notice that it will hold a public meeting. The public is invited to submit written statements to the Committee.
Notice of Proposed Commission Interpretation Regarding Automated Quotations Under Regulation NMS
The Securities and Exchange Commission is publishing for comment a proposed interpretation with respect to the definition of automated quotation under Rule 600(b)(3) of Regulation NMS.
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