Securities and Exchange Commission March 2016 – Federal Register Recent Federal Regulation Documents

Notice of Applications for Deregistration Under Section 8(f) of the Investment Company Act of 1940
Document Number: 2016-07209
Type: Notice
Date: 2016-03-31
Agency: Securities and Exchange Commission, Agencies and Commissions
Applicant seeks an order declaring that it has ceased to be an investment company. On December 10, 2015, January 21, 2016, and February 2, 2016, applicant made liquidating distributions to its shareholders, based on net asset value. Expenses of $172,315 incurred in connection with the liquidation were paid by applicant's investment adviser. Filing Date: The application was filed on February 26, 2016. Applicant's Address: 7601 Technology Way, Denver, Colorado 80237.
AMCAP Fund, et al.; Notice of Application
Document Number: 2016-07193
Type: Notice
Date: 2016-03-31
Agency: Securities and Exchange Commission, Agencies and Commissions
Sunshine Act Meeting; Correction
Document Number: 2016-07224
Type: Notice
Date: 2016-03-30
Agency: Securities and Exchange Commission, Agencies and Commissions
NexPoint Capital, Inc., et al.; Notice of Application
Document Number: 2016-07101
Type: Notice
Date: 2016-03-30
Agency: Securities and Exchange Commission, Agencies and Commissions
Sunshine Act Meeting
Document Number: 2016-07108
Type: Notice
Date: 2016-03-29
Agency: Securities and Exchange Commission, Agencies and Commissions
Investor Advisory Committee Meeting
Document Number: 2016-06988
Type: Notice
Date: 2016-03-29
Agency: Securities and Exchange Commission, Agencies and Commissions
The Securities and Exchange Commission Investor Advisory Committee, established pursuant to Section 911 of the Dodd-Frank Wall Street Reform and Consumer Protection Act of 2010, is providing notice that it will hold a public meeting. The public is invited to submit written statements to the Committee.
Sunshine Act Meeting
Document Number: 2016-07021
Type: Notice
Date: 2016-03-28
Agency: Securities and Exchange Commission, Agencies and Commissions
Premise Capital, LLC, et al.; Notice of Application
Document Number: 2016-06785
Type: Notice
Date: 2016-03-25
Agency: Securities and Exchange Commission, Agencies and Commissions
Northern Lights Fund Trust and Princeton Fund Advisors, LLC; Notice of Application
Document Number: 2016-06748
Type: Notice
Date: 2016-03-25
Agency: Securities and Exchange Commission, Agencies and Commissions
Notice of Proposed Commission Interpretation Regarding Automated Quotations Under Regulation NMS
Document Number: 2016-06633
Type: Proposed Rule
Date: 2016-03-24
Agency: Securities and Exchange Commission, Agencies and Commissions
The Securities and Exchange Commission is publishing for comment a proposed interpretation with respect to the definition of automated quotation under Rule 600(b)(3) of Regulation NMS.