Securities and Exchange Commission March 25, 2016 – Federal Register Recent Federal Regulation Documents

Premise Capital, LLC, et al.; Notice of Application

Document Number: 2016-06785

Type: Notice

Date: 2016-03-25

Agency: Securities and Exchange Commission, Agencies and Commissions

https://regulations.justia.com/regulations/fedreg/2016/03/25/2016-06785.html

Northern Lights Fund Trust and Princeton Fund Advisors, LLC; Notice of Application

Document Number: 2016-06748

Type: Notice

Date: 2016-03-25

Agency: Securities and Exchange Commission, Agencies and Commissions

https://regulations.justia.com/regulations/fedreg/2016/03/25/2016-06748.html

Self-Regulatory Organizations; ICE Clear Credit LLC; Notice of Filing of Proposed Rule Change To Revise the ICC Operational Risk Management Framework

Document Number: 2016-06747

Type: Notice

Date: 2016-03-25

Agency: Securities and Exchange Commission, Agencies and Commissions

https://regulations.justia.com/regulations/fedreg/2016/03/25/2016-06747.html

Self-Regulatory Organizations; ISE Mercury, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Schedule of Fees

Document Number: 2016-06746

Type: Notice

Date: 2016-03-25

Agency: Securities and Exchange Commission, Agencies and Commissions

https://regulations.justia.com/regulations/fedreg/2016/03/25/2016-06746.html

Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Eliminate the Strict Concentration Limits on Primary Market Makers

Document Number: 2016-06745

Type: Notice

Date: 2016-03-25

Agency: Securities and Exchange Commission, Agencies and Commissions

https://regulations.justia.com/regulations/fedreg/2016/03/25/2016-06745.html

Self-Regulatory Organizations; ISE Mercury, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Schedule of Fees

Document Number: 2016-06744

Type: Notice

Date: 2016-03-25

Agency: Securities and Exchange Commission, Agencies and Commissions

https://regulations.justia.com/regulations/fedreg/2016/03/25/2016-06744.html