Securities and Exchange Commission March 8, 2016 – Federal Register Recent Federal Regulation Documents

Crescent Capital BDC Inc., et al.; Notice of Application
Document Number: 2016-05106
Type: Notice
Date: 2016-03-08
Agency: Securities and Exchange Commission, Agencies and Commissions
Summary of Application: Applicants request an order to permit a business development company (``BDC'') and certain closed-end management investment companies to co-invest in portfolio companies with each other and with affiliated investment funds. Applicants: Crescent Capital BDC, Inc. (``Crescent''); CBDC Advisors, LLC (``CBDC Advisors''); Crescent Mezzanine Partners VI, LP, Crescent Mezzanine Partners VIB, LP, Crescent Mezzanine Partners VIC, LP, Crescent Long/Short Credit Opportunity Fund, LP, Crescent Capital High Income Fund, LP, Crescent Capital High Income Fund B, L.P., Crescent Capital High Yield Fund, LP, Crescent Senior Secured Floating Rate Loan Fund, LLC, Crescent Senior Secured Floating Rate Loan Fund (Cayman), LP, Crescent/Kamehameha Schools Partnership, LP, NPS/Crescent Strategic Partnership, LP, Crescent (TX) Direct Lending Fund, L.P., Crescent Direct Lending Fund, L.P., CDL Unit Trust (Ireland), Crescent Direct Lending SBIC Fund, L.P., Crescent Special Situations Fund (Investor Group), L.P., Crescent European Specialty Lending Fund, L.P., Crescent European Specialty Loan Fund SCS, SICAV-FIS, Crescent European Specialty Lending Fund (Levered) LP, Crescent European Specialty Lending Fund (Cayman-Levered) LP, Crescent European Specialty Lending Fund (Cayman) LP, Crescent European Specialty Lending Fund for ERISA Plans LP, Crescent Mezzanine Partners VII (Ltl), L.P., Crescent Mezzanine Partners VII, L.P., Crescent Mezzanine Partners VIIB, L.P., Crescent Mezzanine Partners VIIC (LTL), L.P., Crescent Mezzanine Partners VIIC, L.P., and Crescent/AEGIS Partnership, L.P. (collectively, the ``Existing Affiliated Funds''); Crescent Capital Group LP (``Crescent Capital''); and Crescent Direct Lending Management, LLC, Crescent SBIC Management, LLC, and Crescent Credit Europe LLP (collectively with Crescent Capital, the ``Existing Crescent Advisers'').
Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Designation of a Longer Period for Commission Action on Proposed Rule Change, as Modified by Amendment No. 1, Relating to Listing and Trading of Shares of the Cumberland Municipal Bond ETF Under NYSE Arca Equities Rule 8.600; Correction
Document Number: 2016-05045
Type: Notice
Date: 2016-03-08
Agency: Securities and Exchange Commission, Agencies and Commissions
The Securities and Exchange Commission published a document in the Federal Register on January 27, 2016 (81 FR 4724), concerning a Notice of Designation of a Longer Period for Commission Action on Proposed Rule Change, as Modified by Amendment No. 1, Relating to Listing and Trading of Shares of the Cumberland Municipal Bond ETF under NYSE Arca Equities Rule 8.600. The document contained a typographical error.
Submission for OMB Review; Comment Request
Document Number: 2016-05044
Type: Notice
Date: 2016-03-08
Agency: Securities and Exchange Commission, Agencies and Commissions
Apollo Investment Corporation, et al.; Notice of Application
Document Number: 2016-05043
Type: Notice
Date: 2016-03-08
Agency: Securities and Exchange Commission, Agencies and Commissions
Submission for OMB Review; Comment Request
Document Number: 2016-05042
Type: Notice
Date: 2016-03-08
Agency: Securities and Exchange Commission, Agencies and Commissions
Ares Management LLC; Notice of Application
Document Number: 2016-05039
Type: Notice
Date: 2016-03-08
Agency: Securities and Exchange Commission, Agencies and Commissions
Summary of Application: Applicants request an order to exempt certain limited partnerships and other entities (``Partnerships'') formed for the benefit of eligible employees of Ares Management LLC (the ``Company'') and its affiliates from certain provisions of the Act. Each Partnership will be an ``employees' securities company'' within the meaning of section 2(a)(13) of the Act. Applicant: The Company.