Securities and Exchange Commission 2007 – Federal Register Recent Federal Regulation Documents

Results 551 - 600 of 1,834
Financial Investors Variable Insurance Trust et al., Notice of Application September 4, 2007
Document Number: E7-17786
Type: Notice
Date: 2007-09-11
Agency: Securities and Exchange Commission, Agencies and Commissions
Trust for Professional Managers, Inc., et al.; Notice of Application
Document Number: E7-17698
Type: Notice
Date: 2007-09-07
Agency: Securities and Exchange Commission, Agencies and Commissions
Notice of Applications for Deregistration Under Section 8(f) of the Investment Company Act of 1940
Document Number: E7-17673
Type: Notice
Date: 2007-09-07
Agency: Securities and Exchange Commission, Agencies and Commissions
Applicant, a closed-end investment company, seeks an order declaring that it has ceased to be an investment company. On April 13, 2007, applicant transferred its assets to AllianceBernstein Global High Income Fund, Inc., based on net asset value. Expenses of $268,815 incurred in connection with the reorganization were paid by applicant.
SPA ETF Trust and SPA ETF Inc.; Notice of Application
Document Number: E7-17671
Type: Notice
Date: 2007-09-07
Agency: Securities and Exchange Commission, Agencies and Commissions
Sunshine Act Meeting
Document Number: E7-17672
Type: Notice
Date: 2007-09-06
Agency: Securities and Exchange Commission, Agencies and Commissions
Sunshine Act Meeting
Document Number: E7-17640
Type: Notice
Date: 2007-09-06
Agency: Securities and Exchange Commission, Agencies and Commissions
Submission for OMB Review; Comment Request
Document Number: E7-17585
Type: Notice
Date: 2007-09-06
Agency: Securities and Exchange Commission, Agencies and Commissions
Submission for OMB Review; Comment Request
Document Number: E7-17584
Type: Notice
Date: 2007-09-06
Agency: Securities and Exchange Commission, Agencies and Commissions
Submission for OMB Review; Comment Request
Document Number: E7-17583
Type: Notice
Date: 2007-09-06
Agency: Securities and Exchange Commission, Agencies and Commissions
Submission for OMB Review; Comment Request
Document Number: E7-17576
Type: Notice
Date: 2007-09-06
Agency: Securities and Exchange Commission, Agencies and Commissions
Submission for OMB Review; Comment Request
Document Number: E7-17575
Type: Notice
Date: 2007-09-06
Agency: Securities and Exchange Commission, Agencies and Commissions
Submission for OMB Review; Comment Request
Document Number: E7-17574
Type: Notice
Date: 2007-09-06
Agency: Securities and Exchange Commission, Agencies and Commissions
Minnesota Life Insurance Company, et al.
Document Number: E7-17573
Type: Notice
Date: 2007-09-06
Agency: Securities and Exchange Commission, Agencies and Commissions
Rydex ETF Trust, et al.; Notice of Application
Document Number: E7-17499
Type: Notice
Date: 2007-09-05
Agency: Securities and Exchange Commission, Agencies and Commissions
Sunshine Act Meeting
Document Number: E7-17167
Type: Notice
Date: 2007-08-30
Agency: Securities and Exchange Commission, Agencies and Commissions
Proposed Collection; Comment Request
Document Number: E7-17078
Type: Notice
Date: 2007-08-29
Agency: Securities and Exchange Commission, Agencies and Commissions