Sunshine Act Meeting, 51281 [E7-17672]

Download as PDF Federal Register / Vol. 72, No. 172 / Thursday, September 6, 2007 / Notices provisions for recapture of any Credit Enhancement under the Contracts does not violate Section 2(a)(32) and 27(i)(2)(A) of the 1940 Act and Rule 22c–1 thereunder. Applicants hereby request that the Commission issue an order pursuant to Section 6(c) of the 1940 Act to exempt the Applicants with respect to (1) the Contracts, (2) Future Accounts that support the Contracts, and (3) Future Underwriters from the provisions of Sections 2(a)(32) and 27(i)(2)(A) of the 1940 Act and Rule 22c–1 thereunder, to the extent necessary to permit the recapture of all or a portion of the Credit Enhancement(s) (previously applied to purchase payments) where the credit was applied and (1) the Contract owner exercises his or her ‘‘free look’’ right, (2) in the event of death within twelve months of the Credit Enhancement being applied (unless the Contract is continued under the surviving spouse benefit continuation option), or (3) partial withdrawal, annuitization, or surrender of the Contract in the first seven Contract Years (pursuant to the Credit Enhancement recapture formula described above). For the Commission, by the Division of Investment Management, pursuant to delegated authority. Florence E. Harmon, Deputy Secretary. [FR Doc. E7–17573 Filed 9–5–07; 8:45 am] mstockstill on PROD1PC66 with NOTICES Sunshine Act Meeting Notice is hereby given, pursuant to the provisions of the Government in the Sunshine Act, Pub. L. 94–409, that the Securities and Exchange Commission will hold the following meeting during the week of September 10, 2007: A Closed Meeting will be held on Monday, September 10, 2007 at 2 p.m. Commissioners, Counsel to the Commissioners, the Secretary to the Commission, and recording secretaries will attend the Closed Meeting. Certain staff members who have an interest in the matters may also be present. The General Counsel of the Commission, or his designee, has certified that, in his opinion, one or more of the exemptions set forth in 5 U.S.C. 552b(c)(3), (5), (7), (9)(B), and (10) and 17 CFR 200.402(a)(3), (5), (7), 9(ii) and (10), permit consideration of the scheduled matters at the Closed Meeting. Jkt 211001 BILLING CODE 8010–01–P SECURITIES AND EXCHANGE COMMISSION Sunshine Act Meeting; Federal Register Citation of Previous Announcement: [to be published] STATUS: Open Meeting. PLACE: 100 F Street, NE., L–002, Auditorium, Washington, DC. SECURITIES AND EXCHANGE COMMISSION 18:25 Sep 05, 2007 August 31, 2007. Florence E. Harmon, Deputy Secretary. [FR Doc. E7–17640 Filed 9–5–07; 8:45 am] Sunshine Act Meeting BILLING CODE 8010–01–P VerDate Aug<31>2005 Commissioner Atkins, as duty officer, voted to consider the items listed for the closed meeting in closed session. The subject matter of the Closed Meeting scheduled for Monday, September 10, 2007 will be: Formal orders of investigations; Institution and settlement of injunctive actions; Institution and settlement of administrative proceedings of an enforcement nature; and Resolution of litigation claims. At times, changes in Commission priorities require alterations in the scheduling of meeting items. For further information and to ascertain what, if any, matters have been added, deleted or postponed, please contact: The Office of the Secretary at (202) 551–5400. ANNOUNCEMENT OF ADDITIONAL MEETING: Open Meeting. The Commission has scheduled an Open Meeting for Monday, September 10, 2007 at 10 a.m. in the Auditorium, Room L–002. The SEC will hold its second annual Seniors Summit at its headquarters, 100 F Street, NE., Washington DC 20549. The event will further examine how regulators, community organizations, and others can increasingly coordinate efforts to protect older Americans from abusive sales practices and investment fraud. At times, changes in Commission priorities require alterations in the scheduling of meeting items. For further information and to ascertain what, if any, matters have been added, deleted or postponed, please contact: The Office of the Secretary at (202) 551–5400. Dated: August 30, 2007. Florence E. Harmon, Deputy Secretary. [FR Doc. E7–17672 Filed 9–5–07; 8:45 am] BILLING CODE 8010–01–P PO 00000 Frm 00070 Fmt 4703 Sfmt 4703 51281 SECURITIES AND EXCHANGE COMMISSION [Release No. 34–56336; File No. SR–Amex– 2007–35] Self-Regulatory Organizations; American Stock Exchange LLC; Notice of Filing of Proposed Rule Change as Modified by Amendment No. 1 Thereto Relating to the Criteria for Securities That Underlie Options Traded on the Exchange August 29, 2007. Pursuant to Section 19(b)(1) of the Securities Exchange Act of 1934 (‘‘Act’’),1 and Rule 19b–4 thereunder,2 notice is hereby given that on April 5, 2007, the American Stock Exchange LLC (‘‘Amex’’ or ‘‘Exchange’’) filed with the Securities and Exchange Commission (‘‘Commission’’) the proposed rule change as described in Items I, II, and III below, which Items have been substantially prepared by the Amex. On August 20, 2007, the Exchange filed Amendment No. 1 to the proposed rule change.3 The Commission is publishing this notice to solicit comments on the proposed rule change, as amended, from interested persons. I. Self-Regulatory Organization’s Statement of the Terms of Substance of the Proposed Rule Change The Exchange proposes to permit the initial and continued listing and trading on the Exchange of options on Index Multiple Exchange Traded Fund Shares (‘‘Multiple Fund Shares’’) and Index Inverse Exchange Traded Fund Shares (‘‘Inverse Fund Shares’’) (collectively, the ‘‘Fund Shares’’). The text of the proposed rule change is available at Amex, the Commission’s Public Reference Room, and www.amex.com. II. Self-Regulatory Organization’s Statement of the Purpose of, and Statutory Basis for, the Proposed Rule Change In its filing with the Commission, the Amex included statements concerning the purpose of, and basis for, the proposed rule change and discussed any comments it received on the proposed rule change. The text of these statements may be examined at the places specified in Item IV below. The Exchange has prepared summaries, set forth in Sections A, B, and C below, of the most significant aspects of such statements. 1 15 U.S.C. 78s(b)(1). CFR 240.19b–4. 3 Amendment No. 1 superseded and replaced the original filing in its entirety. 2 17 E:\FR\FM\06SEN1.SGM 06SEN1

Agencies

[Federal Register Volume 72, Number 172 (Thursday, September 6, 2007)]
[Notices]
[Page 51281]
From the Federal Register Online via the Government Printing Office [www.gpo.gov]
[FR Doc No: E7-17672]


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SECURITIES AND EXCHANGE COMMISSION


Sunshine Act Meeting

    Sunshine Act Meeting; Federal Register Citation of Previous 
Announcement: [to be published]

Status: Open Meeting.

Place: 100 F Street, NE., L-002, Auditorium, Washington, DC.

Announcement of Additional Meeting: Open Meeting.
    The Commission has scheduled an Open Meeting for Monday, September 
10, 2007 at 10 a.m. in the Auditorium, Room L-002.
    The SEC will hold its second annual Seniors Summit at its 
headquarters, 100 F Street, NE., Washington DC 20549. The event will 
further examine how regulators, community organizations, and others can 
increasingly coordinate efforts to protect older Americans from abusive 
sales practices and investment fraud.
    At times, changes in Commission priorities require alterations in 
the scheduling of meeting items. For further information and to 
ascertain what, if any, matters have been added, deleted or postponed, 
please contact: The Office of the Secretary at (202) 551-5400.

    Dated: August 30, 2007.
Florence E. Harmon,
Deputy Secretary.
[FR Doc. E7-17672 Filed 9-5-07; 8:45 am]
BILLING CODE 8010-01-P