Securities and Exchange Commission 2007 – Federal Register Recent Federal Regulation Documents

Results 601 - 650 of 1,834
Proposed Collection; Comment Request
Document Number: E7-17077
Type: Notice
Date: 2007-08-29
Agency: Securities and Exchange Commission, Agencies and Commissions
Allianz RCM Global EcoTrends Fund, et al.
Document Number: E7-17076
Type: Notice
Date: 2007-08-29
Agency: Securities and Exchange Commission, Agencies and Commissions
Hartford Life Insurance Company, et al.; Notice of Application
Document Number: E7-16959
Type: Notice
Date: 2007-08-28
Agency: Securities and Exchange Commission, Agencies and Commissions
Applicants request an order of the Commission pursuant to section 11(a) of the Act approving the terms of the proposed offers of exchange described in this application. Applicants propose to make the following exchange offers: (1) Group variable annuity contracts issued by Hartford Life offering interests in Account Eleven (the ``New Contracts'') for certain group variable annuity contracts issued by Hartford Life (the ``Modified Old Contracts'') offering interests in both Account DC-I and Account Two as well as certain other separate accounts not registered as investment companies under the Act; (2) interests in Account DC-I and Account Two, as originally offered to contract owners, (``Original Old Contracts'') for interests in the Unregistered DC Accounts under Modified Old Contracts; (3) New Contracts for certain group variable annuity contracts issued by Hartford Life (``457 Contracts'') offering interests in Hartford Life Insurance Company Separate Account 457 (``Account 457''); and (4) Original Old Contracts offering interests in Account DC-I and Account Two for 457 Contracts offering interests in Account 457.
Submission for OMB Review; Comment Request
Document Number: E7-16880
Type: Notice
Date: 2007-08-27
Agency: Securities and Exchange Commission, Agencies and Commissions
Extension of Interactive Data Voluntary Reporting Program on the Edgar System To Include Mutual Fund Risk/Return Summary Information
Document Number: Z7-13738
Type: Rule
Date: 2007-08-24
Agency: Internal Revenue Service, Department of Treasury, Department of the Treasury, Securities and Exchange Commission, Agencies and Commissions
Discussion Paper for Consideration by the SEC Advisory Committee on Improvements to Financial Reporting
Document Number: E7-16772
Type: Notice
Date: 2007-08-24
Agency: Securities and Exchange Commission, Agencies and Commissions
The Advisory Committee is soliciting public comment on a discussion paper prepared by the Committee Chairman, Robert Pozen. The discussion paper provides a working outline, including a discussion of issues, views and potential consideration points that the Committee may evaluate.
American International Group, Inc., et al.; Temporary Order and Notice of Application
Document Number: E7-16763
Type: Notice
Date: 2007-08-24
Agency: Securities and Exchange Commission, Agencies and Commissions
Applicants have received a temporary order exempting them from section 9(a) of the Act, with respect to an injunction entered against American International Group, Inc. (``AIG'') on February 17, 2006 by the United States District Court for the Southern District of New York (``Injunction''), from August 20, 2007, until the Commission takes final action on an application for a permanent order. Applicants also have applied for a permanent order. Applicants: AIG, AIG Annuity Life Insurance Corporation (``AIG Annuity''), AIG Annuity Insurance Company (``AIG Annuity''), AIG Equity Sales Corp. (``AIG Equity''), AIG Global Investment Corp. (``AIGGIC''), AIG Life Insurance Company (``AIG Life''), AIG SunAmerica Asset Management Corp. (``SunAmerica Asset Management''), AIG SunAmerica Capital Services, Inc. (``SunAmerica Capital''), AIG SunAmerica Life Assurance Company (``ASLAC''), American General Distributors, Inc. (``AM Distributors''), American General Equity Services Corp. (''AM Equity''), American General Life Insurance Company (``AM Life''), American International Life Assurance Company of New York (``AILAC''), Brazos Capital Management, L.P. (``Brazos''), First SunAmerica Life Insurance Company (``First SunAmerica''), The United States Life Insurance Company in the City of New York (``US Life''), and The Variable Annuity Life Insurance Company (``VALIC'') (collectively, ``Applicants'').\1\
Adoption of Updated EDGAR Filer Manual
Document Number: E7-16414
Type: Rule
Date: 2007-08-21
Agency: Securities and Exchange Commission, Agencies and Commissions
The Securities and Exchange Commission (the Commission) is adopting revisions to the Electronic Data Gathering, Analysis, and Retrieval System (EDGAR) Filer Manual to reflect updates to the EDGAR system. Revisions are being made primarily to support the expansion of the current interactive data voluntary reporting program to enable mutual funds voluntarily to submit supplemental tagged information contained in the risk/return summary section of their prospectuses on Form N-1A. The EDGAR system is being upgraded to support this functionality on August 20, 2007. The filer manual is also being revised to incorporate changes in support of several final rules previously adopted by the Commission and implemented in EDGAR. Those rules include the termination of a foreign private issuer's registration of a class of securities under Section 12(g) and duty to file reports under Section 13(a) or 15(d) of the Securities Exchange Act of 1934 (``Exchange Act''); the electronic filing of Transfer Agent (``TA'') forms TA-1, TA-2 and TA-W; and revisions to the accelerated filer definition under the Exchange Act. Other revisions were made to allow an issuer to indicate whether it is subject to reporting obligations after terminating registration of a class of equity securities under the Exchange Act and to remove references to submission types N-14AE and N-14AE/A for the filing of Form N-14 from ``Table 3-5: Investment Company Submission Types Accepted by EDGAR'' of the Filer Manual. Revisions to the Filer Manual reflect changes within Volumes I and II, entitled EDGAR Filer Manual, Volume I: ``General Information,'' Version 4 (August 2007) and EDGAR Filer Manual, Volume II: ``EDGAR Filing,'' Version 5 (August 2007) respectively. The updated manual will be incorporated by reference into the Code of Federal Regulations.