Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2007?limit=200&registers=between&min-day=1&min-month=1&max-day=31&max-month=12&mode=atom 2019-06-27T05:19:58-07:00 Justia Inc https://www.justia.com/ Justia Regulations Tracker https://regulations.justia.com/images/justiafedregulations.gif Copyright 2011 Justia Inc https://regulations.justia.com/regulations/fedreg/2007/12/31/E7-25378.html Notice - The UBS Funds, et al.; Notice of Application 2007-12-31T00:00:00-08:00 2007-12-31T00:00:00-08:00 E7-25378 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-12-31/pdf/E7-25378.pdf https://regulations.justia.com/regulations/fedreg/2007/12/31/E7-25376.html Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Establish a New Non-Regulatory Trading Halt Condition Under Rule 123D Designated as “Investment Company Units or Index-Linked Securities” 2007-12-31T00:00:00-08:00 2007-12-31T00:00:00-08:00 E7-25376 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-12-31/pdf/E7-25376.pdf https://regulations.justia.com/regulations/fedreg/2007/12/31/E7-25375.html Notice - Self-Regulatory Organizations; Notice of Filing of Proposed Rule Change by the Philadelphia Stock Exchange, Inc. To Require a Non-Streaming Quote Trader Registered Option Traders (“non-SQT ROT”) To Submit a List of Options for Intended Assignment 2007-12-31T00:00:00-08:00 2007-12-31T00:00:00-08:00 E7-25375 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-12-31/pdf/E7-25375.pdf https://regulations.justia.com/regulations/fedreg/2007/12/31/E7-25374.html Notice - Self-Regulatory Organizations; American Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Related to Section 107D(g) of the Amex Company Guide 2007-12-31T00:00:00-08:00 2007-12-31T00:00:00-08:00 E7-25374 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-12-31/pdf/E7-25374.pdf https://regulations.justia.com/regulations/fedreg/2007/12/31/E7-25373.html Notice - Self-Regulatory Organizations; Chicago Stock Exchange, Inc.; Notice of Filing of Proposed Rule Change To Amend its Rule 25 To Eliminate a Requirement That a Participant Have a Formal Written Agreement To Use Another Participant's Give-Up 2007-12-31T00:00:00-08:00 2007-12-31T00:00:00-08:00 E7-25373 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-12-31/pdf/E7-25373.pdf https://regulations.justia.com/regulations/fedreg/2007/12/31/E7-25370.html Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing of Proposed Rule Change to Make Technical Amendments to the Uniform Application for Securities Industry Registration or Transfer (“Form U4”), the Uniform Termination Notice for Securities Industry Registration (“Form U5”) and the Uniform Branch Office Form (“Form BR”) 2007-12-31T00:00:00-08:00 2007-12-31T00:00:00-08:00 E7-25370 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-12-31/pdf/E7-25370.pdf https://regulations.justia.com/regulations/fedreg/2007/12/31/E7-25369.html Notice - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Elimination of the Short Sale “tick” and Price Tests 2007-12-31T00:00:00-08:00 2007-12-31T00:00:00-08:00 E7-25369 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-12-31/pdf/E7-25369.pdf https://regulations.justia.com/regulations/fedreg/2007/12/31/E7-25368.html Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change as Modified by Amendment No. 1 Thereto To Trade Shares of the GreenHaven Continuous Commodity Index Fund Pursuant to Unlisted Trading Privileges 2007-12-31T00:00:00-08:00 2007-12-31T00:00:00-08:00 E7-25368 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-12-31/pdf/E7-25368.pdf https://regulations.justia.com/regulations/fedreg/2007/12/31/E7-25367.html Notice - Self-Regulatory Organizations; Philadelphia Stock Exchange, Inc.; Order Approving a Proposed Rule Change Relating to Amending By-Law Article X, Section 10-11 2007-12-31T00:00:00-08:00 2007-12-31T00:00:00-08:00 E7-25367 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-12-31/pdf/E7-25367.pdf https://regulations.justia.com/regulations/fedreg/2007/12/31/E7-25366.html Notice - Self-Regulatory Organizations; Philadelphia Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to $5 Strike Price Intervals of Options on Exchange-Traded Fund Shares above $200 2007-12-31T00:00:00-08:00 2007-12-31T00:00:00-08:00 E7-25366 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-12-31/pdf/E7-25366.pdf https://regulations.justia.com/regulations/fedreg/2007/12/31/E7-25357.html Notice - Main Street Capital Corporation, et al.; Notice of Application 2007-12-31T00:00:00-08:00 2007-12-31T00:00:00-08:00 E7-25357 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-12-31/pdf/E7-25357.pdf https://regulations.justia.com/regulations/fedreg/2007/12/31/E7-25356.html Notice - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Open the Exchange's Equity Trading Platform at 9 a.m. 2007-12-31T00:00:00-08:00 2007-12-31T00:00:00-08:00 E7-25356 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-12-31/pdf/E7-25356.pdf https://regulations.justia.com/regulations/fedreg/2007/12/31/E7-25355.html Notice - Self-Regulatory Organizations; Philadelphia Stock Exchange, Inc.; Notice of Filing of a Proposed Rule Change and Amendment No. 1 Thereto Relating to Customized U.S. Dollar-Settled Foreign Currency Options 2007-12-31T00:00:00-08:00 2007-12-31T00:00:00-08:00 E7-25355 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-12-31/pdf/E7-25355.pdf https://regulations.justia.com/regulations/fedreg/2007/12/31/E7-25354.html Notice - Self-Regulatory Organizations; the NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Establishing Fee for Registering and Transferring Registration of Associated Persons 2007-12-31T00:00:00-08:00 2007-12-31T00:00:00-08:00 E7-25354 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-12-31/pdf/E7-25354.pdf https://regulations.justia.com/regulations/fedreg/2007/12/31/E7-25351.html Notice - Self-Regulatory Organizations; American Stock Exchange LLC; Notice of Filing of Proposed Rule Change To Establish a New Class of Off Floor Market Makers in ETFs Called Designated Amex Remote Traders 2007-12-31T00:00:00-08:00 2007-12-31T00:00:00-08:00 E7-25351 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-12-31/pdf/E7-25351.pdf https://regulations.justia.com/regulations/fedreg/2007/12/31/E7-25350.html Notice - Millennium India Acquisition Company Inc.; Notice of Application 2007-12-31T00:00:00-08:00 2007-12-31T00:00:00-08:00 E7-25350 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-12-31/pdf/E7-25350.pdf https://regulations.justia.com/regulations/fedreg/2007/12/31/E7-25178.html Rule - Staff Accounting Bulletin No. 110 2007-12-31T00:00:00-08:00 2007-12-31T00:00:00-08:00 E7-25178 Rule http://www.gpo.gov/fdsys/pkg/FR-2007-12-31/pdf/E7-25178.pdf https://regulations.justia.com/regulations/fedreg/2007/12/28/E7-25244.html Notice - Securities Exchange Act of 1934; Order Granting Registration of Egan-Jones Rating Company As A Nationally Recognized Statistical Rating Organization 2007-12-28T00:00:00-08:00 2007-12-28T00:00:00-08:00 E7-25244 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-12-28/pdf/E7-25244.pdf https://regulations.justia.com/regulations/fedreg/2007/12/28/E7-25208.html Notice - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Rule 710, Minimum Trading Increments 2007-12-28T00:00:00-08:00 2007-12-28T00:00:00-08:00 E7-25208 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-12-28/pdf/E7-25208.pdf https://regulations.justia.com/regulations/fedreg/2007/12/28/E7-25207.html Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Order Granting Accelerated Approval of a Proposed Rule Change as Modified by Amendment No. 1 Thereto to Trade Shares of 11 Funds of the ProShares Trust Pursuant to Unlisted Trading Privileges 2007-12-28T00:00:00-08:00 2007-12-28T00:00:00-08:00 E7-25207 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-12-28/pdf/E7-25207.pdf https://regulations.justia.com/regulations/fedreg/2007/12/28/E7-25206.html Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing of Proposed Rule Change and Amendment No. 1 thereto to Amend Trade Reporting Rules to Require Related Market Center Indicator on Certain Non-Tape Reports Submitted to FINRA 2007-12-28T00:00:00-08:00 2007-12-28T00:00:00-08:00 E7-25206 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-12-28/pdf/E7-25206.pdf https://regulations.justia.com/regulations/fedreg/2007/12/28/E7-25202.html Notice - Self-Regulatory Organizations; American Stock Exchange LLC; Notice of Filing of Proposed Rule Change and Amendment Nos. 1 and 2 Thereto Relating to Annual Shareholder Meeting Requirements 2007-12-28T00:00:00-08:00 2007-12-28T00:00:00-08:00 E7-25202 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-12-28/pdf/E7-25202.pdf https://regulations.justia.com/regulations/fedreg/2007/12/28/E7-25201.html Notice - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Amendment of the Exchange's Amended and Restated Constitution 2007-12-28T00:00:00-08:00 2007-12-28T00:00:00-08:00 E7-25201 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-12-28/pdf/E7-25201.pdf https://regulations.justia.com/regulations/fedreg/2007/12/28/E7-25200.html Notice - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change To List and Trade Options on the iShares MSCI Mexico Index Fund 2007-12-28T00:00:00-08:00 2007-12-28T00:00:00-08:00 E7-25200 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-12-28/pdf/E7-25200.pdf https://regulations.justia.com/regulations/fedreg/2007/12/28/E7-25199.html Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change to List and Trade Options on Shares of the iShares MSCI Mexico Index Fund 2007-12-28T00:00:00-08:00 2007-12-28T00:00:00-08:00 E7-25199 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-12-28/pdf/E7-25199.pdf https://regulations.justia.com/regulations/fedreg/2007/12/28/E7-25198.html Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing of a Proposed Rule Change and Amendment No. 1 Thereto Amending its Obvious Error Rule for Options on Indices, ETFs, and HOLDRS 2007-12-28T00:00:00-08:00 2007-12-28T00:00:00-08:00 E7-25198 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-12-28/pdf/E7-25198.pdf https://regulations.justia.com/regulations/fedreg/2007/12/28/E7-25197.html Notice - Self-Regulatory Organizations; American Stock Exchange LLC; Notice of Filing of a Proposed Rule Change, as Modified by Amendment No. 1, to Allow Registered Options Traders to Quote Remotely From Off the Amex's Trading Floor on a Limited Basis 2007-12-28T00:00:00-08:00 2007-12-28T00:00:00-08:00 E7-25197 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-12-28/pdf/E7-25197.pdf https://regulations.justia.com/regulations/fedreg/2007/12/28/E7-25191.html Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing of Proposed Rule Change To Create Exception to Principal Approval Requirements for Certain Filed Sales Material 2007-12-28T00:00:00-08:00 2007-12-28T00:00:00-08:00 E7-25191 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-12-28/pdf/E7-25191.pdf https://regulations.justia.com/regulations/fedreg/2007/12/28/E7-25190.html Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Change To Exchange Rule 325 Relating to Financial Responsibility Requirements of Member Organizations 2007-12-28T00:00:00-08:00 2007-12-28T00:00:00-08:00 E7-25190 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-12-28/pdf/E7-25190.pdf https://regulations.justia.com/regulations/fedreg/2007/12/28/E7-25189.html Notice - Self-Regulatory Organizations; The Chicago Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Regarding the Elimination of Provisions Relating to Rule 10a-1 2007-12-28T00:00:00-08:00 2007-12-28T00:00:00-08:00 E7-25189 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-12-28/pdf/E7-25189.pdf https://regulations.justia.com/regulations/fedreg/2007/12/28/E7-25188.html Notice - Self-Regulatory Organizations; New York Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change by the New York Stock Exchange LLC Relating to NYSE Rule 300 (Trading Licenses) 2007-12-28T00:00:00-08:00 2007-12-28T00:00:00-08:00 E7-25188 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-12-28/pdf/E7-25188.pdf https://regulations.justia.com/regulations/fedreg/2007/12/28/E7-25187.html Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing of a Proposed Rule Change as Modified by Amendment No. 1 Thereto Amending Its Obvious Error Rule for Options on Indices, ETFs, and HOLDRS 2007-12-28T00:00:00-08:00 2007-12-28T00:00:00-08:00 E7-25187 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-12-28/pdf/E7-25187.pdf https://regulations.justia.com/regulations/fedreg/2007/12/28/E7-25186.html Notice - Self-Regulatory Organizations; Municipal Securities Rulemaking Board; Notice of Filing of Proposed Rule Change Relating to an Amendment to the Municipal Securities Information Library® System To Establish a Pilot System for Consolidated Dissemination of Disclosure Documents and Related Information Through an Internet-Based Public Access Portal 2007-12-28T00:00:00-08:00 2007-12-28T00:00:00-08:00 E7-25186 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-12-28/pdf/E7-25186.pdf https://regulations.justia.com/regulations/fedreg/2007/12/28/E7-25185.html Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Rule 15 (ITS and Pre-Opening Applications) 2007-12-28T00:00:00-08:00 2007-12-28T00:00:00-08:00 E7-25185 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-12-28/pdf/E7-25185.pdf https://regulations.justia.com/regulations/fedreg/2007/12/28/E7-25184.html Notice - Self-Regulatory Organizations; Municipal Securities Rulemaking Board; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Rule G-14, Reports of Sales or Purchases, to Extend the Expiration Date of the Three-Hour Exception to the Fifteen-Minute Reporting Deadline 2007-12-28T00:00:00-08:00 2007-12-28T00:00:00-08:00 E7-25184 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-12-28/pdf/E7-25184.pdf https://regulations.justia.com/regulations/fedreg/2007/12/28/E7-25183.html Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing of a Proposed Amendment to NYSE Rule 104.21 (“Specialist Organizations-Additional Capital Requirements”) 2007-12-28T00:00:00-08:00 2007-12-28T00:00:00-08:00 E7-25183 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-12-28/pdf/E7-25183.pdf https://regulations.justia.com/regulations/fedreg/2007/12/28/E7-25182.html Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Order Approving a Proposed Rule Change Regarding the CBSX Floor Post 2007-12-28T00:00:00-08:00 2007-12-28T00:00:00-08:00 E7-25182 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-12-28/pdf/E7-25182.pdf https://regulations.justia.com/regulations/fedreg/2007/12/28/E7-25181.html Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing of a Proposed Rule Change and Amendment No. 1 Thereto to List and Trade Range Options 2007-12-28T00:00:00-08:00 2007-12-28T00:00:00-08:00 E7-25181 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-12-28/pdf/E7-25181.pdf https://regulations.justia.com/regulations/fedreg/2007/12/28/E7-25180.html Notice - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Amendment of International Securities Exchange Holdings, Inc.'s Certificate of Incorporation and Trust Agreement 2007-12-28T00:00:00-08:00 2007-12-28T00:00:00-08:00 E7-25180 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-12-28/pdf/E7-25180.pdf https://regulations.justia.com/regulations/fedreg/2007/12/28/E7-25179.html Notice - Self-Regulatory Organizations; National Association of Securities Dealers, Inc. (n/k/a/ Financial Industry Regulatory Authority, Inc.); Order Granting Approval of a Proposed Rule Change Related to Mandated Use of an Automated Liability Notification System 2007-12-28T00:00:00-08:00 2007-12-28T00:00:00-08:00 E7-25179 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-12-28/pdf/E7-25179.pdf https://regulations.justia.com/regulations/fedreg/2007/12/27/E7-24997.html Notice - Self-Regulatory Organizations; American Stock Exchange LLC; Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change, as Modified by Amendment No. 1 Thereto, To List and Trade Shares of Eleven Funds of the ProShares Trust 2007-12-27T00:00:00-08:00 2007-12-27T00:00:00-08:00 E7-24997 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-12-27/pdf/E7-24997.pdf https://regulations.justia.com/regulations/fedreg/2007/12/27/E7-24996.html Notice - Submission for OMB Review; Comment Request 2007-12-27T00:00:00-08:00 2007-12-27T00:00:00-08:00 E7-24996 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-12-27/pdf/E7-24996.pdf https://regulations.justia.com/regulations/fedreg/2007/12/27/E7-24990.html Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change, as Modified by Amendment No. 1 Thereto, To List and Trade the BearLinxSM 2007-12-27T00:00:00-08:00 2007-12-27T00:00:00-08:00 E7-24990 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-12-27/pdf/E7-24990.pdf https://regulations.justia.com/regulations/fedreg/2007/12/27/E7-24989.html Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change Relating to the Trading of Certain Securities Outside of the Regular Market Session 2007-12-27T00:00:00-08:00 2007-12-27T00:00:00-08:00 E7-24989 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-12-27/pdf/E7-24989.pdf https://regulations.justia.com/regulations/fedreg/2007/12/27/E7-24988.html Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendment No. 1 Thereto, To List and Trade Shares of the iShares MSCI Japan Small Cap Index Fund 2007-12-27T00:00:00-08:00 2007-12-27T00:00:00-08:00 E7-24988 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-12-27/pdf/E7-24988.pdf https://regulations.justia.com/regulations/fedreg/2007/12/27/E7-24987.html Notice - Self-Regulatory Organizations; American Stock Exchange LLC; Notice of Filing of Proposed Rule Change as Modified by Amendments No. 1 and 2 Relating to Independent Directors and Audit Committee Members 2007-12-27T00:00:00-08:00 2007-12-27T00:00:00-08:00 E7-24987 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-12-27/pdf/E7-24987.pdf https://regulations.justia.com/regulations/fedreg/2007/12/27/E7-24986.html Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Order Approving a Proposed Rule Change, as Modified by Amendment No. 2 Thereto, To Amend Listing Fees for Structured Products 2007-12-27T00:00:00-08:00 2007-12-27T00:00:00-08:00 E7-24986 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-12-27/pdf/E7-24986.pdf https://regulations.justia.com/regulations/fedreg/2007/12/27/E7-24985.html Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing of a Proposed Rule Change as Modified by Amendment No. 1 Thereto To Amend Listing Fees for Structured Products, Short-Term Securities, and Debt Securities 2007-12-27T00:00:00-08:00 2007-12-27T00:00:00-08:00 E7-24985 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-12-27/pdf/E7-24985.pdf https://regulations.justia.com/regulations/fedreg/2007/12/27/E7-24984.html Notice - Self-Regulatory Organizations; the Options Clearing Corporation; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Cleared Contracts Carried in a Proprietary Account 2007-12-27T00:00:00-08:00 2007-12-27T00:00:00-08:00 E7-24984 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-12-27/pdf/E7-24984.pdf https://regulations.justia.com/regulations/fedreg/2007/12/27/E7-24968.html Rule - Revisions to the Eligibility Requirements for Primary Securities Offerings on Forms S-3 and F-3 2007-12-27T00:00:00-08:00 2007-12-27T00:00:00-08:00 E7-24968 Rule http://www.gpo.gov/fdsys/pkg/FR-2007-12-27/pdf/E7-24968.pdf https://regulations.justia.com/regulations/fedreg/2007/12/26/E7-24909.html Notice - Securities Act of 1933; Securities Exchange Act of 1934; Order Approving Public Company Accounting Oversight Board Budget and Annual Accounting Support Fee for Calendar Year 2008 2007-12-26T00:00:00-08:00 2007-12-26T00:00:00-08:00 E7-24909 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-12-26/pdf/E7-24909.pdf https://regulations.justia.com/regulations/fedreg/2007/12/26/E7-24905.html Notice - Advisory Committee on Improvements to Financial Reporting 2007-12-26T00:00:00-08:00 2007-12-26T00:00:00-08:00 E7-24905 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-12-26/pdf/E7-24905.pdf https://regulations.justia.com/regulations/fedreg/2007/12/26/E7-24897.html Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Modify Fees for Members Using the Nasdaq Market Center 2007-12-26T00:00:00-08:00 2007-12-26T00:00:00-08:00 E7-24897 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-12-26/pdf/E7-24897.pdf https://regulations.justia.com/regulations/fedreg/2007/12/26/E7-24890.html Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend its Equity Options Obvious Error Rule 2007-12-26T00:00:00-08:00 2007-12-26T00:00:00-08:00 E7-24890 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-12-26/pdf/E7-24890.pdf https://regulations.justia.com/regulations/fedreg/2007/12/26/E7-24889.html Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing of Proposed Rule Change, as Modified by Amendment No. 1 Thereto, to Reduce From Six Months to Three Months the Period for Which a Company's Average Global Market Capitalization Must Exceed the Levels Established by the Exchange's Pure Valuation/Revenue Test 2007-12-26T00:00:00-08:00 2007-12-26T00:00:00-08:00 E7-24889 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-12-26/pdf/E7-24889.pdf https://regulations.justia.com/regulations/fedreg/2007/12/26/E7-24885.html Notice - Submission for OMB Review; Comment Request 2007-12-26T00:00:00-08:00 2007-12-26T00:00:00-08:00 E7-24885 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-12-26/pdf/E7-24885.pdf https://regulations.justia.com/regulations/fedreg/2007/12/21/E7-24801.html Notice - Self-Regulatory Organizations; American Stock Exchange LLC; Notice of Filing of Proposed Rule Change as Modified by Amendment No. 1 Thereto To Include Volume Executed by Remote Quoting Towards the Earning of Remote Quoting Rights 2007-12-21T00:00:00-08:00 2007-12-21T00:00:00-08:00 E7-24801 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-12-21/pdf/E7-24801.pdf https://regulations.justia.com/regulations/fedreg/2007/12/21/E7-24800.html Notice - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing of Proposed Rule Change, as Modified by Amendment No. 1 Thereto, Relating to Rule 2213, Market Maker Trading Licenses 2007-12-21T00:00:00-08:00 2007-12-21T00:00:00-08:00 E7-24800 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-12-21/pdf/E7-24800.pdf https://regulations.justia.com/regulations/fedreg/2007/12/21/E7-24790.html Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing of Amendment No. 1 and Order Granting Accelerated Approval of Proposed Rule Change as Modified by Amendment No. 1 Relating to CBOE Rules Governing Doing Business With the Public 2007-12-21T00:00:00-08:00 2007-12-21T00:00:00-08:00 E7-24790 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-12-21/pdf/E7-24790.pdf https://regulations.justia.com/regulations/fedreg/2007/12/21/E7-24789.html Notice - Self-Regulatory Organizations; the NASDAQ Stock Market LLC; Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change To Trade the Shares of 45 Funds of the Rydex ETF Trust Based on Numerous Domestic Securities Indexes Pursuant to Unlisted Trading Privileges 2007-12-21T00:00:00-08:00 2007-12-21T00:00:00-08:00 E7-24789 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-12-21/pdf/E7-24789.pdf https://regulations.justia.com/regulations/fedreg/2007/12/21/07-6174.html Notice - In the Matter of: Score One, Inc., Physical Property Holdings, Inc.; Order of Suspension of Trading 2007-12-21T00:00:00-08:00 2007-12-21T00:00:00-08:00 07-6174 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-12-21/pdf/07-6174.pdf https://regulations.justia.com/regulations/fedreg/2007/12/20/E7-24729.html Notice - Self-Regulatory Organizations; American Stock Exchange LLC; Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendment Nos. 1, 2, and 3 Thereto, and Notice of Amendment No. 3 to the Proposed Rule Change Relating to the Listing and Trading of the GreenHaven Continuous Commodity Index Fund 2007-12-20T00:00:00-08:00 2007-12-20T00:00:00-08:00 E7-24729 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-12-20/pdf/E7-24729.pdf https://regulations.justia.com/regulations/fedreg/2007/12/20/E7-24728.html Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to NYSE Rule 92 and Riskless Principal Trading at the Exchange 2007-12-20T00:00:00-08:00 2007-12-20T00:00:00-08:00 E7-24728 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-12-20/pdf/E7-24728.pdf https://regulations.justia.com/regulations/fedreg/2007/12/20/E7-24727.html Notice - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change as Modified by Amendment No. 1 Thereto Relating to Fee Changes 2007-12-20T00:00:00-08:00 2007-12-20T00:00:00-08:00 E7-24727 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-12-20/pdf/E7-24727.pdf https://regulations.justia.com/regulations/fedreg/2007/12/20/E7-24726.html Notice - Self-Regulatory Organizations; American Stock Exchange LLC; Notice of Filing and Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendment No. 1 Thereto, To Require Specialists To Yield Orally Agreed Upon Proprietary Trades to Later-Arriving Customer System Orders 2007-12-20T00:00:00-08:00 2007-12-20T00:00:00-08:00 E7-24726 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-12-20/pdf/E7-24726.pdf https://regulations.justia.com/regulations/fedreg/2007/12/20/E7-24725.html Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Order Approving Proposed Rule Change as Modified by Amendment Nos. 2 and 3 Thereto Relating to Rule 104 (Dealings by Specialists) 2007-12-20T00:00:00-08:00 2007-12-20T00:00:00-08:00 E7-24725 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-12-20/pdf/E7-24725.pdf https://regulations.justia.com/regulations/fedreg/2007/12/20/E7-24724.html Notice - Self-Regulatory Organizations; Boston Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Exchange Fees and Charges 2007-12-20T00:00:00-08:00 2007-12-20T00:00:00-08:00 E7-24724 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-12-20/pdf/E7-24724.pdf https://regulations.justia.com/regulations/fedreg/2007/12/20/E7-24723.html Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Order Granting Approval of Proposed Rule Change, as Modified by Amendment Nos. 1 and 2 Thereto, Relating to a Delta Hedging Exemption From Equity Options Position Limits 2007-12-20T00:00:00-08:00 2007-12-20T00:00:00-08:00 E7-24723 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-12-20/pdf/E7-24723.pdf https://regulations.justia.com/regulations/fedreg/2007/12/20/E7-24693.html Notice - Self-Regulatory Organizations; American Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Commentary .10 to Amex Rule 584 To Delete the Reference to the Weekly Bulletin 2007-12-20T00:00:00-08:00 2007-12-20T00:00:00-08:00 E7-24693 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-12-20/pdf/E7-24693.pdf https://regulations.justia.com/regulations/fedreg/2007/12/20/E7-24652.html Notice - Self-Regulatory Organizations; Municipal Securities Rulemaking Board; Order Approving Proposed Rule Change Relating to Amendments to Rule G-40 on E-Mail Contacts 2007-12-20T00:00:00-08:00 2007-12-20T00:00:00-08:00 E7-24652 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-12-20/pdf/E7-24652.pdf https://regulations.justia.com/regulations/fedreg/2007/12/20/E7-24617.html Proposed Rule - Revisions to Form S-11 To Permit Historical Incorporation by Reference 2007-12-20T00:00:00-08:00 2007-12-20T00:00:00-08:00 E7-24617 Proposed Rule http://www.gpo.gov/fdsys/pkg/FR-2007-12-20/pdf/E7-24617.pdf https://regulations.justia.com/regulations/fedreg/2007/12/19/E7-24583.html Notice - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Historical ISE Open/Close Trade Profile Fees 2007-12-19T00:00:00-08:00 2007-12-19T00:00:00-08:00 E7-24583 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-12-19/pdf/E7-24583.pdf https://regulations.justia.com/regulations/fedreg/2007/12/19/E7-24535.html Notice - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing of Proposed Rule Change Relating to the $1 Strike Pilot Program 2007-12-19T00:00:00-08:00 2007-12-19T00:00:00-08:00 E7-24535 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-12-19/pdf/E7-24535.pdf https://regulations.justia.com/regulations/fedreg/2007/12/19/E7-24534.html Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Rule 2 (“Member,” “Membership,” “Member Firm,” etc.) 2007-12-19T00:00:00-08:00 2007-12-19T00:00:00-08:00 E7-24534 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-12-19/pdf/E7-24534.pdf https://regulations.justia.com/regulations/fedreg/2007/12/19/E7-24533.html Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Order Granting Approval of Proposed Rule Change, as Modified by Amendment No. 1 Thereto, To Amend CBOE Rule 6.13A To Modify the Simple Auction Liaison Auction Process and Incorporate Specific Provisions for Hybrid 3.0 Classes 2007-12-19T00:00:00-08:00 2007-12-19T00:00:00-08:00 E7-24533 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-12-19/pdf/E7-24533.pdf https://regulations.justia.com/regulations/fedreg/2007/12/19/E7-24500.html Notice - Self-Regulatory Organizations; International Securities Exchange, LLC; Order Granting Approval of Proposed Rule Change and Notice of Filing and Order Granting Accelerated Approval to Amendment No. 1 Relating to a Corporate Transaction in Which Its Parent, International Securities Exchange Holdings, Inc., Will Become a Wholly-Owned Indirect Subsidiary of Eurex Frankfurt AG 2007-12-19T00:00:00-08:00 2007-12-19T00:00:00-08:00 E7-24500 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-12-19/pdf/E7-24500.pdf https://regulations.justia.com/regulations/fedreg/2007/12/18/E7-24485.html Notice - Options Price Reporting Authority; Notice of Filing and Immediate Effectiveness of Proposed Amendment To Revise OPRA's Fee Schedule 2007-12-18T00:00:00-08:00 2007-12-18T00:00:00-08:00 E7-24485 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-12-18/pdf/E7-24485.pdf https://regulations.justia.com/regulations/fedreg/2007/12/18/E7-24484.html Notice - Options Price Reporting Authority; Notice of Filing and Order Approving on a Temporary Basis Not To Exceed 120 Days a Proposed Amendment to the Plan for Reporting of Consolidated Options Last Sale Reports and Quotation Information, as Modified by Amendment No. 1 Thereto, To Modify Various Provisions of the OPRA Plan and the OPRA Fee Schedule To Reflect the Elimination of Separate Fees for Access to Market Data Concerning Certain Foreign Currency Options 2007-12-18T00:00:00-08:00 2007-12-18T00:00:00-08:00 E7-24484 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-12-18/pdf/E7-24484.pdf https://regulations.justia.com/regulations/fedreg/2007/12/18/E7-24468.html Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Class Quoting Limits 2007-12-18T00:00:00-08:00 2007-12-18T00:00:00-08:00 E7-24468 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-12-18/pdf/E7-24468.pdf https://regulations.justia.com/regulations/fedreg/2007/12/18/E7-24467.html Notice - Program for Allocation of Regulatory Responsibilities Pursuant to Rule 17d-2; Order Approving and Declaring Effective a Plan for the Allocation of Regulatory Responsibilities Among the American Stock Exchange LLC, the Boston Stock Exchange, Inc., the Chicago Board Options Exchange, Incorporated, the International Securities Exchange, LLC, Financial Industry Regulatory Authority, Inc., NYSE Arca, Inc., and the Philadelphia Stock Exchange, Inc. 2007-12-18T00:00:00-08:00 2007-12-18T00:00:00-08:00 E7-24467 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-12-18/pdf/E7-24467.pdf https://regulations.justia.com/regulations/fedreg/2007/12/18/E7-24466.html Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Modify Fees for Members Using the Nasdaq Market Center 2007-12-18T00:00:00-08:00 2007-12-18T00:00:00-08:00 E7-24466 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-12-18/pdf/E7-24466.pdf https://regulations.justia.com/regulations/fedreg/2007/12/18/E7-24465.html Notice - Self-Regulatory Organizations; Philadelphia Stock Exchange, Inc.; Order Granting Approval of a Proposed Rule Change Relating to Short Interest Reporting 2007-12-18T00:00:00-08:00 2007-12-18T00:00:00-08:00 E7-24465 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-12-18/pdf/E7-24465.pdf https://regulations.justia.com/regulations/fedreg/2007/12/18/E7-24384.html Proposed Rule - Concept Release on Possible Revisions to the Disclosure Requirements Relating to Oil and Gas Reserves 2007-12-18T00:00:00-08:00 2007-12-18T00:00:00-08:00 E7-24384 Proposed Rule http://www.gpo.gov/fdsys/pkg/FR-2007-12-18/pdf/E7-24384.pdf https://regulations.justia.com/regulations/fedreg/2007/12/18/07-6097.html Notice - In the Matter of: Xiiva Holdings Inc.; Order of Suspension of Trading 2007-12-18T00:00:00-08:00 2007-12-18T00:00:00-08:00 07-6097 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-12-18/pdf/07-6097.pdf https://regulations.justia.com/regulations/fedreg/2007/12/18/07-6096.html Notice - In the Matter of: Green Machine Development Corp.; Order of Suspension of Trading 2007-12-18T00:00:00-08:00 2007-12-18T00:00:00-08:00 07-6096 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-12-18/pdf/07-6096.pdf https://regulations.justia.com/regulations/fedreg/2007/12/18/07-6095.html Notice - In the Matter of: Avitech Life Sciences, Inc.; Order of Suspension of Trading 2007-12-18T00:00:00-08:00 2007-12-18T00:00:00-08:00 07-6095 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-12-18/pdf/07-6095.pdf https://regulations.justia.com/regulations/fedreg/2007/12/17/E7-24447.html Notice - Sunshine Act Meetings 2007-12-17T00:00:00-08:00 2007-12-17T00:00:00-08:00 E7-24447 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-12-17/pdf/E7-24447.pdf https://regulations.justia.com/regulations/fedreg/2007/12/17/E7-24310.html Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 Thereto Relating to Cancellation Fees 2007-12-17T00:00:00-08:00 2007-12-17T00:00:00-08:00 E7-24310 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-12-17/pdf/E7-24310.pdf https://regulations.justia.com/regulations/fedreg/2007/12/17/E7-24309.html Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change Relating to FINRA's NYSE Rule 342.13 and the General Securities Principal Examination 2007-12-17T00:00:00-08:00 2007-12-17T00:00:00-08:00 E7-24309 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-12-17/pdf/E7-24309.pdf https://regulations.justia.com/regulations/fedreg/2007/12/17/E7-24308.html Notice - Self-Regulatory Organizations; The Options Clearing Corporation; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Yield-Based Treasury Securities 2007-12-17T00:00:00-08:00 2007-12-17T00:00:00-08:00 E7-24308 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-12-17/pdf/E7-24308.pdf https://regulations.justia.com/regulations/fedreg/2007/12/17/E7-24307.html Notice - Self-Regulatory Organizations; the Options Clearing Corporation; Order Granting Approval of a Proposed Rule Change Relating to Choice of Law and Forum Selection 2007-12-17T00:00:00-08:00 2007-12-17T00:00:00-08:00 E7-24307 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-12-17/pdf/E7-24307.pdf https://regulations.justia.com/regulations/fedreg/2007/12/17/07-6013.html Rule - Revisions to Rules 144 and 145 2007-12-17T00:00:00-08:00 2007-12-17T00:00:00-08:00 07-6013 Rule http://www.gpo.gov/fdsys/pkg/FR-2007-12-17/pdf/07-6013.pdf https://regulations.justia.com/regulations/fedreg/2007/12/14/E7-24201.html Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Regarding Step-Outs and Transfers of Sales Fees 2007-12-14T00:00:00-08:00 2007-12-14T00:00:00-08:00 E7-24201 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-12-14/pdf/E7-24201.pdf https://regulations.justia.com/regulations/fedreg/2007/12/14/E7-24195.html Notice - Self-Regulatory Organizations; Philadelphia Stock Exchange, Inc.; Order Approving a Proposed Rule Change Modified by Amendment No. 1 Thereto Relating to Rule 1034, Minimum Increments 2007-12-14T00:00:00-08:00 2007-12-14T00:00:00-08:00 E7-24195 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-12-14/pdf/E7-24195.pdf https://regulations.justia.com/regulations/fedreg/2007/12/14/E7-24194.html Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Order Granting Accelerated Approval of a Proposed Rule Change to List and Trade Shares of the iShares S&P GSCI Commodity-Indexed Trust 2007-12-14T00:00:00-08:00 2007-12-14T00:00:00-08:00 E7-24194 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-12-14/pdf/E7-24194.pdf https://regulations.justia.com/regulations/fedreg/2007/12/13/E7-24213.html Notice - Sunshine Act Meeting 2007-12-13T00:00:00-08:00 2007-12-13T00:00:00-08:00 E7-24213 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-12-13/pdf/E7-24213.pdf https://regulations.justia.com/regulations/fedreg/2007/12/13/E7-24134.html Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change, as Modified by Amendment Nos. 1 and 2, Relating to the Definition of and Listing Standards for Equity-Linked Notes under NYSE Arca Equities Rules 5.1(b)(14) and 5.2(j)(2) 2007-12-13T00:00:00-08:00 2007-12-13T00:00:00-08:00 E7-24134 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-12-13/pdf/E7-24134.pdf https://regulations.justia.com/regulations/fedreg/2007/12/13/E7-24122.html Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Exchange's Hybrid Electronic Quoting Fee 2007-12-13T00:00:00-08:00 2007-12-13T00:00:00-08:00 E7-24122 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-12-13/pdf/E7-24122.pdf https://regulations.justia.com/regulations/fedreg/2007/12/13/E7-24121.html Notice - Options Price Reporting Authority; Notice of Filing of Proposed Amendment to the Plan for Reporting of Consolidated Options Last Sale Reports and Quotation Information To Adopt New Form of Rider to OPRA's Vendor Agreement for Use by Television Companies That Wish To Disseminate OPRA Data 2007-12-13T00:00:00-08:00 2007-12-13T00:00:00-08:00 E7-24121 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-12-13/pdf/E7-24121.pdf https://regulations.justia.com/regulations/fedreg/2007/12/13/E7-24120.html Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend CBOE Rule 2.1 Relating to the Appointment of the Chairman and Members of CBOE's Business Conduct Committee 2007-12-13T00:00:00-08:00 2007-12-13T00:00:00-08:00 E7-24120 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-12-13/pdf/E7-24120.pdf https://regulations.justia.com/regulations/fedreg/2007/12/13/E7-24119.html Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Regarding Fees for the CBOE Stock Exchange 2007-12-13T00:00:00-08:00 2007-12-13T00:00:00-08:00 E7-24119 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-12-13/pdf/E7-24119.pdf https://regulations.justia.com/regulations/fedreg/2007/12/13/E7-24118.html Notice - Self-Regulatory Organizations; The American Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Reduce Certain Clearing Fees 2007-12-13T00:00:00-08:00 2007-12-13T00:00:00-08:00 E7-24118 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-12-13/pdf/E7-24118.pdf https://regulations.justia.com/regulations/fedreg/2007/12/13/E7-24088.html Notice - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Fee Changes 2007-12-13T00:00:00-08:00 2007-12-13T00:00:00-08:00 E7-24088 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-12-13/pdf/E7-24088.pdf https://regulations.justia.com/regulations/fedreg/2007/12/13/E7-24083.html Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Add Rule 48 Permitting the Exchange to Declare an Extreme Market Volatility Condition 2007-12-13T00:00:00-08:00 2007-12-13T00:00:00-08:00 E7-24083 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-12-13/pdf/E7-24083.pdf https://regulations.justia.com/regulations/fedreg/2007/12/13/E7-24081.html Notice - Submission for OMB Review; Comment Request 2007-12-13T00:00:00-08:00 2007-12-13T00:00:00-08:00 E7-24081 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-12-13/pdf/E7-24081.pdf https://regulations.justia.com/regulations/fedreg/2007/12/13/E7-24080.html Notice - Submission for OMB Review; Comment Request 2007-12-13T00:00:00-08:00 2007-12-13T00:00:00-08:00 E7-24080 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-12-13/pdf/E7-24080.pdf https://regulations.justia.com/regulations/fedreg/2007/12/12/E7-24045.html Notice - Self-Regulatory Organizations; the NASDAQ Stock Market LLC; Order Approving Proposed Rule Change, as Modified By Amendment No. 1 Thereto, Amending Nasdaq's Membership Application Rules 2007-12-12T00:00:00-08:00 2007-12-12T00:00:00-08:00 E7-24045 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-12-12/pdf/E7-24045.pdf https://regulations.justia.com/regulations/fedreg/2007/12/12/E7-24044.html Notice - Self-Regulatory Organizations; National Association of Securities Dealers, Inc. (n/k/a Financial Industry Regulatory Authority Inc.); Order Granting Approval of Proposed Rule Change, as Modified by Amendment No. 1 Thereto, To Expand the Class of Entities Permitted To Use the Delta Hedging Exemption From Equity Options Position Limits 2007-12-12T00:00:00-08:00 2007-12-12T00:00:00-08:00 E7-24044 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-12-12/pdf/E7-24044.pdf https://regulations.justia.com/regulations/fedreg/2007/12/12/E7-24035.html Notice - Proposed Collection; Comment Request 2007-12-12T00:00:00-08:00 2007-12-12T00:00:00-08:00 E7-24035 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-12-12/pdf/E7-24035.pdf https://regulations.justia.com/regulations/fedreg/2007/12/12/E7-24034.html Notice - Proposed Collection; Comment Request 2007-12-12T00:00:00-08:00 2007-12-12T00:00:00-08:00 E7-24034 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-12-12/pdf/E7-24034.pdf https://regulations.justia.com/regulations/fedreg/2007/12/12/E7-24033.html Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing of Proposed Rule Change Relating to the Continued Listing Standards for Equity Index-Linked Securities 2007-12-12T00:00:00-08:00 2007-12-12T00:00:00-08:00 E7-24033 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-12-12/pdf/E7-24033.pdf https://regulations.justia.com/regulations/fedreg/2007/12/12/E7-24032.html Notice - Self-Regulatory Organizations; American Stock Exchange LLC; Notice of Filing of Proposed Rule Change and Amendment No. 1 Thereto Related To Amending Complex Orders Procedures 2007-12-12T00:00:00-08:00 2007-12-12T00:00:00-08:00 E7-24032 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-12-12/pdf/E7-24032.pdf https://regulations.justia.com/regulations/fedreg/2007/12/12/E7-23973.html Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change, as Modified by Amendment Nos. 1, 2, and 3 Thereto, Relating to Generic Listing and Trading Rules for Securities Linked to the Performance of Indexes, Commodities, and Currencies 2007-12-12T00:00:00-08:00 2007-12-12T00:00:00-08:00 E7-23973 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-12-12/pdf/E7-23973.pdf https://regulations.justia.com/regulations/fedreg/2007/12/12/E7-23972.html Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing of Proposed Rule Change Relating to Rule 6.37B and the Quoting Obligations of Lead Market Makers 2007-12-12T00:00:00-08:00 2007-12-12T00:00:00-08:00 E7-23972 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-12-12/pdf/E7-23972.pdf https://regulations.justia.com/regulations/fedreg/2007/12/12/E7-23971.html Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing of Proposed Rule Change Relating to Certain Modifications to the Initial Listing Standards for Index-Linked Securities 2007-12-12T00:00:00-08:00 2007-12-12T00:00:00-08:00 E7-23971 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-12-12/pdf/E7-23971.pdf https://regulations.justia.com/regulations/fedreg/2007/12/12/E7-23970.html Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change, as Modified by Amendment No. 1 Thereto, To Amend the Initial Listing Standards for Other Securities 2007-12-12T00:00:00-08:00 2007-12-12T00:00:00-08:00 E7-23970 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-12-12/pdf/E7-23970.pdf https://regulations.justia.com/regulations/fedreg/2007/12/12/E7-23967.html Notice - Self-Regulatory Organizations; American Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Exchange Liability for the Actions or Omission of Amex Book Clerks 2007-12-12T00:00:00-08:00 2007-12-12T00:00:00-08:00 E7-23967 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-12-12/pdf/E7-23967.pdf https://regulations.justia.com/regulations/fedreg/2007/12/12/E7-23966.html Notice - Consolidated Tape Association; Notice of Filing of the Eleventh Substantive Amendment to the Second Restatement of the Consolidated Tape Association Plan 2007-12-12T00:00:00-08:00 2007-12-12T00:00:00-08:00 E7-23966 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-12-12/pdf/E7-23966.pdf https://regulations.justia.com/regulations/fedreg/2007/12/12/E7-23965.html Notice - Self-Regulatory Organizations; Chicago Stock Exchange, Inc.; Order Granting Approval of Proposed Rule Change to Amend Rules Relating to the Execution of Odd Lot Market Orders 2007-12-12T00:00:00-08:00 2007-12-12T00:00:00-08:00 E7-23965 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-12-12/pdf/E7-23965.pdf https://regulations.justia.com/regulations/fedreg/2007/12/11/Z7-22974.html Notice - Self-Regulatory Organizations; American Stock Exchange LLC; Notice of Filing of Proposed Rule Change, as Modified by Amendment Nos. 1 and 2 Thereto, To Harmonize the Annual Listing Fees for All Exchange Traded Funds 2007-12-11T00:00:00-08:00 2007-12-11T00:00:00-08:00 Z7-22974 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-12-11/pdf/Z7-22974.pdf https://regulations.justia.com/regulations/fedreg/2007/12/11/E7-23951.html Rule - Shareholder Proposals Relating to the Election of Directors 2007-12-11T00:00:00-08:00 2007-12-11T00:00:00-08:00 E7-23951 Rule http://www.gpo.gov/fdsys/pkg/FR-2007-12-11/pdf/E7-23951.pdf https://regulations.justia.com/regulations/fedreg/2007/12/11/E7-23925.html Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Order Approving Proposed Rule Change, as Modified by Amendment No. 1, Relating to Stock-Option Orders 2007-12-11T00:00:00-08:00 2007-12-11T00:00:00-08:00 E7-23925 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-12-11/pdf/E7-23925.pdf https://regulations.justia.com/regulations/fedreg/2007/12/11/E7-23924.html Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing of a Proposed Rule Change Relating to Restrictions on Acting as Market Makers and Floor Broker 2007-12-11T00:00:00-08:00 2007-12-11T00:00:00-08:00 E7-23924 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-12-11/pdf/E7-23924.pdf https://regulations.justia.com/regulations/fedreg/2007/12/11/E7-23923.html Notice - Self-Regulatory Organizations; American Stock Exchange LLC: Notice of Filing and Order Granting Accelerated Approval to Proposed Rule Change, as Amended, Relating to Linkage Order; Boston Stock Exchange, Inc., Chicago Board Options Exchange, Incorporated; International Securities Exchange, LLC, NYSE Arca, Inc., and Philadelphia Stock Exchange, Inc.: Notice of Filing and Order Granting Accelerated Approval to a Proposed Rule Change Relating to Linkage Orders 2007-12-11T00:00:00-08:00 2007-12-11T00:00:00-08:00 E7-23923 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-12-11/pdf/E7-23923.pdf https://regulations.justia.com/regulations/fedreg/2007/12/11/E7-23922.html Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the NYSE Rule 98 Guidelines for Approved Persons Associated With a Specialist's Member Organization 2007-12-11T00:00:00-08:00 2007-12-11T00:00:00-08:00 E7-23922 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-12-11/pdf/E7-23922.pdf https://regulations.justia.com/regulations/fedreg/2007/12/11/E7-23921.html Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change to the Exchange's NYSE BondsSM 2007-12-11T00:00:00-08:00 2007-12-11T00:00:00-08:00 E7-23921 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-12-11/pdf/E7-23921.pdf https://regulations.justia.com/regulations/fedreg/2007/12/11/E7-23920.html Notice - Joint Industry Plan; Notice of Summary Effectiveness on a Temporary Basis of Joint Amendment No. 25 to the Plan for the Purpose of Creating and Operating an Intermarket Option Linkage Relating to Response Time for Certain Orders Sent Through the Linkage, and Notice of Filing of Such Amendment 2007-12-11T00:00:00-08:00 2007-12-11T00:00:00-08:00 E7-23920 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-12-11/pdf/E7-23920.pdf https://regulations.justia.com/regulations/fedreg/2007/12/11/E7-23919.html Notice - Self-Regulatory Organizations; National Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Exchange's Market Data and Liquidity Provider Rebate Programs for Transactions Through NSX BLADE 2007-12-11T00:00:00-08:00 2007-12-11T00:00:00-08:00 E7-23919 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-12-11/pdf/E7-23919.pdf https://regulations.justia.com/regulations/fedreg/2007/12/11/E7-23918.html Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending the Closing Auction Time for Exchange Traded Funds 2007-12-11T00:00:00-08:00 2007-12-11T00:00:00-08:00 E7-23918 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-12-11/pdf/E7-23918.pdf https://regulations.justia.com/regulations/fedreg/2007/12/11/E7-23917.html Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing of Amendment No. 2 to a Proposed Rule Change To Amend the Limited Liability Company Agreement of The NASDAQ Stock Market LLC; and Order Granting Accelerated Approval of the Proposed Rule Change, as Modified by Amendment Nos. 1 and 2 2007-12-11T00:00:00-08:00 2007-12-11T00:00:00-08:00 E7-23917 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-12-11/pdf/E7-23917.pdf https://regulations.justia.com/regulations/fedreg/2007/12/10/E7-23873.html Notice - Proposed Collections; Comment Request 2007-12-10T00:00:00-08:00 2007-12-10T00:00:00-08:00 E7-23873 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-12-10/pdf/E7-23873.pdf https://regulations.justia.com/regulations/fedreg/2007/12/10/E7-23816.html Notice - Self-Regulatory Organizations; Boston Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change and Amendment No. 1 Thereto Relating to Position and Exercise Limits 2007-12-10T00:00:00-08:00 2007-12-10T00:00:00-08:00 E7-23816 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-12-10/pdf/E7-23816.pdf https://regulations.justia.com/regulations/fedreg/2007/12/10/07-6005.html Notice - In the Matter of Roanoke Technology, Corp.; Order of Suspension of Trading 2007-12-10T00:00:00-08:00 2007-12-10T00:00:00-08:00 07-6005 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-12-10/pdf/07-6005.pdf https://regulations.justia.com/regulations/fedreg/2007/12/07/E7-23830.html Notice - Sunshine Act Meetings 2007-12-07T00:00:00-08:00 2007-12-07T00:00:00-08:00 E7-23830 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-12-07/pdf/E7-23830.pdf https://regulations.justia.com/regulations/fedreg/2007/12/07/E7-23788.html Notice - Self-Regulatory Organizations; American Stock Exchange LLC; Order Approving a Proposed Rule Change Relating To Resolving Uncompared Transactions 2007-12-07T00:00:00-08:00 2007-12-07T00:00:00-08:00 E7-23788 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-12-07/pdf/E7-23788.pdf https://regulations.justia.com/regulations/fedreg/2007/12/07/E7-23769.html Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Conform SRO Rules to Changes to Rule 10a-1 and Regulation SHO 2007-12-07T00:00:00-08:00 2007-12-07T00:00:00-08:00 E7-23769 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-12-07/pdf/E7-23769.pdf https://regulations.justia.com/regulations/fedreg/2007/12/07/E7-23768.html Notice - Self-Regulatory Organizations; The Options Clearing Corporation; Order Granting Approval of a Proposed Rule Change Relating to Binary Options 2007-12-07T00:00:00-08:00 2007-12-07T00:00:00-08:00 E7-23768 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-12-07/pdf/E7-23768.pdf https://regulations.justia.com/regulations/fedreg/2007/12/07/E7-23756.html Rule - Exemption of Compensatory Employee Stock Options From Registration Under Section 12(G) of the Securities Exchange Act of 1934 2007-12-07T00:00:00-08:00 2007-12-07T00:00:00-08:00 E7-23756 Rule http://www.gpo.gov/fdsys/pkg/FR-2007-12-07/pdf/E7-23756.pdf https://regulations.justia.com/regulations/fedreg/2007/12/07/E7-23755.html Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change as Modified by Amendment No. 1 Relating to the Extension of the Pilot Program for Initial and Continued Financial Listing Standards for Common Stock of Operating Companies Until May 31, 2008 2007-12-07T00:00:00-08:00 2007-12-07T00:00:00-08:00 E7-23755 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-12-07/pdf/E7-23755.pdf https://regulations.justia.com/regulations/fedreg/2007/12/07/E7-23754.html Notice - Self-Regulatory Organizations; Philadelphia Stock Exchange, Inc.; Notice of Filing and Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendment Nos. 3 and 4 Thereto, Relating to Delisting Securities Underlying Low ADV Options 2007-12-07T00:00:00-08:00 2007-12-07T00:00:00-08:00 E7-23754 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-12-07/pdf/E7-23754.pdf https://regulations.justia.com/regulations/fedreg/2007/12/07/E7-23753.html Notice - Self-Regulatory Organizations; The National Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change as Modified by Amendment Nos. 1 and 2 Thereto, To Modify Rebate Programs for Automatic Execution Transactions in Certain Designated ETFs 2007-12-07T00:00:00-08:00 2007-12-07T00:00:00-08:00 E7-23753 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-12-07/pdf/E7-23753.pdf https://regulations.justia.com/regulations/fedreg/2007/12/07/E7-23750.html Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Order Granting Approval of a Proposed Rule Change Relating to Certain Modifications to the Initial Listing and Trading Standards for Equity Index-Linked Securities 2007-12-07T00:00:00-08:00 2007-12-07T00:00:00-08:00 E7-23750 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-12-07/pdf/E7-23750.pdf https://regulations.justia.com/regulations/fedreg/2007/12/07/E7-23747.html Notice - Self-Regulatory Organizations; American Stock Exchange LLC; Order Approving Proposed Rule Change, as Modified by Amendment Nos. 1, 2, 3, 4, 5, and 6 Thereto, Relating to the Listing and Trading of Trust Units of the Nuveen Commodities Income and Growth Fund 2007-12-07T00:00:00-08:00 2007-12-07T00:00:00-08:00 E7-23747 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-12-07/pdf/E7-23747.pdf https://regulations.justia.com/regulations/fedreg/2007/12/07/E7-23721.html Notice - Self-Regulatory Organization; Board of Trade of the City of Chicago, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Changes Relating to the Renumbering and Reorganization of Rules Relating to Listing Standards for Security Futures Products 2007-12-07T00:00:00-08:00 2007-12-07T00:00:00-08:00 E7-23721 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-12-07/pdf/E7-23721.pdf https://regulations.justia.com/regulations/fedreg/2007/12/07/07-5992.html Notice - In the Matter of Kimber-X Resources Corp.; Order of Suspension of Trading 2007-12-07T00:00:00-08:00 2007-12-07T00:00:00-08:00 07-5992 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-12-07/pdf/07-5992.pdf https://regulations.justia.com/regulations/fedreg/2007/12/06/E7-23789.html Notice - Notice of Sunshine Act Meeting 2007-12-06T00:00:00-08:00 2007-12-06T00:00:00-08:00 E7-23789 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-12-06/pdf/E7-23789.pdf https://regulations.justia.com/regulations/fedreg/2007/12/06/E7-23722.html Notice - Unified Series Trust and Envestnet Asset Management, Inc.; Notice of Application 2007-12-06T00:00:00-08:00 2007-12-06T00:00:00-08:00 E7-23722 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-12-06/pdf/E7-23722.pdf https://regulations.justia.com/regulations/fedreg/2007/12/06/E7-23651.html Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to NYSE Rule 124 (Odd-Lot Orders) 2007-12-06T00:00:00-08:00 2007-12-06T00:00:00-08:00 E7-23651 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-12-06/pdf/E7-23651.pdf https://regulations.justia.com/regulations/fedreg/2007/12/06/E7-23641.html Notice - Submission for OMB Review; Comment Request 2007-12-06T00:00:00-08:00 2007-12-06T00:00:00-08:00 E7-23641 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-12-06/pdf/E7-23641.pdf https://regulations.justia.com/regulations/fedreg/2007/12/06/E7-23640.html Notice - Self-Regulatory Organizations; American Stock Exchange LLC; Notice of Filing of Proposed Rule Change and Amendment No. 1 Thereto Relating to Notes Linked to the Performance of the CBOE S&P 500 PutWrite Index (PUTSM 2007-12-06T00:00:00-08:00 2007-12-06T00:00:00-08:00 E7-23640 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-12-06/pdf/E7-23640.pdf https://regulations.justia.com/regulations/fedreg/2007/12/06/E7-23613.html Notice - Notice of Applications for Deregistration Under Section 8(f) of the Investment Company Act of 1940 2007-12-06T00:00:00-08:00 2007-12-06T00:00:00-08:00 E7-23613 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-12-06/pdf/E7-23613.pdf https://regulations.justia.com/regulations/fedreg/2007/12/06/E7-23611.html Notice - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change, as Modified by Amendment No. 1 Thereto, To Permit Trading of Shares of 93 Funds of the ProShares Trust Pursuant to Unlisted Trading Privileges 2007-12-06T00:00:00-08:00 2007-12-06T00:00:00-08:00 E7-23611 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-12-06/pdf/E7-23611.pdf https://regulations.justia.com/regulations/fedreg/2007/12/06/E7-23610.html Notice - Self-Regulatory Organizations; The Options Clearing Corporation; Notice of Filing and Order Granting Accelerated Approval of a Proposed Rule Change Relating to Delayed Start Options 2007-12-06T00:00:00-08:00 2007-12-06T00:00:00-08:00 E7-23610 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-12-06/pdf/E7-23610.pdf https://regulations.justia.com/regulations/fedreg/2007/12/06/E7-23609.html Notice - Proposed Collection; Comment Request 2007-12-06T00:00:00-08:00 2007-12-06T00:00:00-08:00 E7-23609 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-12-06/pdf/E7-23609.pdf https://regulations.justia.com/regulations/fedreg/2007/12/06/E7-23608.html Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Order Approving a Proposed Rule Change To Amend the Minimum Quote Size Requirements for Hybrid Opening System Rotations 2007-12-06T00:00:00-08:00 2007-12-06T00:00:00-08:00 E7-23608 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-12-06/pdf/E7-23608.pdf https://regulations.justia.com/regulations/fedreg/2007/12/06/E7-23607.html Notice - Submission for OMB Review; Comment Request 2007-12-06T00:00:00-08:00 2007-12-06T00:00:00-08:00 E7-23607 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-12-06/pdf/E7-23607.pdf https://regulations.justia.com/regulations/fedreg/2007/12/06/E7-23599.html Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Fees Charged to Member Organizations for the Use of the On-Line Comparison System 2007-12-06T00:00:00-08:00 2007-12-06T00:00:00-08:00 E7-23599 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-12-06/pdf/E7-23599.pdf https://regulations.justia.com/regulations/fedreg/2007/12/06/E7-23594.html Notice - Self-Regulatory Organizations; National Securities Clearing Corporation; Notice of Filing of Proposed Rule Change To Modify the Hearing Procedures Afforded to Members and Applicants for Membership and Harmonize Them With Similar Rules of Its Affiliates 2007-12-06T00:00:00-08:00 2007-12-06T00:00:00-08:00 E7-23594 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-12-06/pdf/E7-23594.pdf https://regulations.justia.com/regulations/fedreg/2007/12/06/E7-23593.html Notice - Self-Regulatory Organizations; American Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Establish a Riskless Principal and Other Exceptions to Amex Rules Prohibiting Members' Proprietary Trading While in Possession of Like or Better-Priced Customer Orders 2007-12-06T00:00:00-08:00 2007-12-06T00:00:00-08:00 E7-23593 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-12-06/pdf/E7-23593.pdf https://regulations.justia.com/regulations/fedreg/2007/12/06/E7-23592.html Notice - Self-Regulatory Organizations; Fixed Income Clearing Corporation; Notice of Filing of Proposed Rule Change To Modify the Hearing Procedures Afforded to Members and Applicants for Membership and Harmonize Them With Similar Rules of Its Affiliates 2007-12-06T00:00:00-08:00 2007-12-06T00:00:00-08:00 E7-23592 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-12-06/pdf/E7-23592.pdf https://regulations.justia.com/regulations/fedreg/2007/12/06/E7-23591.html Notice - Self-Regulatory Organizations; The Depository Trust Company; Notice of Filing of Proposed Rule Change To Amend the Hearing Procedures Afforded to an Interested Person and Harmonize Them With Similar Rules of Its Affiliates 2007-12-06T00:00:00-08:00 2007-12-06T00:00:00-08:00 E7-23591 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-12-06/pdf/E7-23591.pdf https://regulations.justia.com/regulations/fedreg/2007/12/06/E7-23590.html Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to a Transaction Fee Waiver for Options on the Mini-SPX 2007-12-06T00:00:00-08:00 2007-12-06T00:00:00-08:00 E7-23590 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-12-06/pdf/E7-23590.pdf https://regulations.justia.com/regulations/fedreg/2007/12/06/E7-23589.html Notice - Self-Regulatory Organizations; American Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Make Certain Conforming Changes to Amex Rules Relating to the Amex Book Clerk Program 2007-12-06T00:00:00-08:00 2007-12-06T00:00:00-08:00 E7-23589 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-12-06/pdf/E7-23589.pdf https://regulations.justia.com/regulations/fedreg/2007/12/06/E7-23587.html Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change, as Modified by Amendment No. 2, Relating to Exchange Rule 103A(a)(3) To Address Changes in the Way the Exchange Delivers Education Programs to its Members and To Clarify That the Mandatory Education Requirement Applies to All Individuals Qualified To Use a Trading License 2007-12-06T00:00:00-08:00 2007-12-06T00:00:00-08:00 E7-23587 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-12-06/pdf/E7-23587.pdf https://regulations.justia.com/regulations/fedreg/2007/12/06/E7-23586.html Notice - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change Relating to the Criteria for Securities That Underlie Options Traded on the Exchange 2007-12-06T00:00:00-08:00 2007-12-06T00:00:00-08:00 E7-23586 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-12-06/pdf/E7-23586.pdf https://regulations.justia.com/regulations/fedreg/2007/12/05/E7-23602.html Notice - Sunshine Act Meeting 2007-12-05T00:00:00-08:00 2007-12-05T00:00:00-08:00 E7-23602 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-12-05/pdf/E7-23602.pdf https://regulations.justia.com/regulations/fedreg/2007/12/05/E7-23533.html Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Order Approving Proposed Rule Change as Modified by Amendment No. 1 Thereto to List and Trade Delayed Start Option Series 2007-12-05T00:00:00-08:00 2007-12-05T00:00:00-08:00 E7-23533 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-12-05/pdf/E7-23533.pdf https://regulations.justia.com/regulations/fedreg/2007/12/05/E7-23532.html Notice - Self-Regulatory Organizations; The New York Stock Exchange LLC; Order Approving Proposed Rule Change, as Modified by Amendments Nos. 1 and 2 Thereto, To Amend NYSE Rule 342.13 (“Acceptability of Supervisors”) 2007-12-05T00:00:00-08:00 2007-12-05T00:00:00-08:00 E7-23532 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-12-05/pdf/E7-23532.pdf https://regulations.justia.com/regulations/fedreg/2007/12/04/E7-23399.html Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Regarding Fees for Trading on the FLEX Hybrid Trading System 2007-12-04T00:00:00-08:00 2007-12-04T00:00:00-08:00 E7-23399 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-12-04/pdf/E7-23399.pdf https://regulations.justia.com/regulations/fedreg/2007/12/04/E7-23397.html Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Clarify the Applicability to Limited Partnerships of Nasdaq's Direct Registration Program Requirements 2007-12-04T00:00:00-08:00 2007-12-04T00:00:00-08:00 E7-23397 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-12-04/pdf/E7-23397.pdf https://regulations.justia.com/regulations/fedreg/2007/12/04/E7-23396.html Notice - Self-Regulatory Organizations; American Stock Exchange LLC; Notice of Filing and Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendment No.1 Thereto, To Send P/A Orders Through Linkage Prior to the Opening of Trading 2007-12-04T00:00:00-08:00 2007-12-04T00:00:00-08:00 E7-23396 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-12-04/pdf/E7-23396.pdf https://regulations.justia.com/regulations/fedreg/2007/12/03/E7-23320.html Notice - Self-Regulatory Organizations; The Options Clearing Corporation; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Expanding Sub-Accounts 2007-12-03T00:00:00-08:00 2007-12-03T00:00:00-08:00 E7-23320 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-12-03/pdf/E7-23320.pdf https://regulations.justia.com/regulations/fedreg/2007/12/03/E7-23319.html Notice - Self-Regulatory Organizations; The Options Clearing Corporation; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to the Descriptions of OCC's Assignment Procedures 2007-12-03T00:00:00-08:00 2007-12-03T00:00:00-08:00 E7-23319 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-12-03/pdf/E7-23319.pdf https://regulations.justia.com/regulations/fedreg/2007/12/03/E7-23318.html Notice - Self-Regulatory Organizations; International Securities Exchange, LLC; Order Approving a Proposed Rule Change Relating to Fee Changes on a Retroactive Basis 2007-12-03T00:00:00-08:00 2007-12-03T00:00:00-08:00 E7-23318 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-12-03/pdf/E7-23318.pdf https://regulations.justia.com/regulations/fedreg/2007/12/03/E7-23317.html Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Order Approving a Proposed Rule Change, as Modified by Amendment Nos. 1, 2, and 3 Thereto, To Amend Listing Fees for Structured Products 2007-12-03T00:00:00-08:00 2007-12-03T00:00:00-08:00 E7-23317 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-12-03/pdf/E7-23317.pdf https://regulations.justia.com/regulations/fedreg/2007/12/03/E7-23316.html Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Modify Fees for Members Using the Nasdaq Market Center 2007-12-03T00:00:00-08:00 2007-12-03T00:00:00-08:00 E7-23316 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-12-03/pdf/E7-23316.pdf https://regulations.justia.com/regulations/fedreg/2007/12/03/E7-23315.html Notice - Self-Regulatory Organizations; the Depository Trust Company; Notice of Filing of a Proposed Rule Change Relating to the Foreign Currency Payment Option 2007-12-03T00:00:00-08:00 2007-12-03T00:00:00-08:00 E7-23315 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-12-03/pdf/E7-23315.pdf https://regulations.justia.com/regulations/fedreg/2007/11/30/E7-23210.html Notice - Proposed Collection; Comment Request 2007-11-30T00:00:00-08:00 2007-11-30T00:00:00-08:00 E7-23210 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-11-30/pdf/E7-23210.pdf https://regulations.justia.com/regulations/fedreg/2007/11/30/E7-23209.html Notice - Submission for OMB Review; Comment Request 2007-11-30T00:00:00-08:00 2007-11-30T00:00:00-08:00 E7-23209 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-11-30/pdf/E7-23209.pdf https://regulations.justia.com/regulations/fedreg/2007/11/30/E7-23208.html Notice - Submission for OMB Review; Comment Request 2007-11-30T00:00:00-08:00 2007-11-30T00:00:00-08:00 E7-23208 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-11-30/pdf/E7-23208.pdf https://regulations.justia.com/regulations/fedreg/2007/11/30/E7-23205.html Notice - John Hancock Life Insurance Company, et al. 2007-11-30T00:00:00-08:00 2007-11-30T00:00:00-08:00 E7-23205 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-11-30/pdf/E7-23205.pdf https://regulations.justia.com/regulations/fedreg/2007/11/30/E7-23204.html Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change To Amend Certain Requirements Relating o Indexes Underlying Equity Index-Linked Securities 2007-11-30T00:00:00-08:00 2007-11-30T00:00:00-08:00 E7-23204 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-11-30/pdf/E7-23204.pdf https://regulations.justia.com/regulations/fedreg/2007/11/30/E7-23203.html Notice - Self-Regulatory Organizations; Fixed Income Clearing Corporation; Notice of Filing of Proposed Rule Change To Replace the Mortgage-Backed Securities Division Clearing Fund Calculation Methodology With a Yield-Driven Value-at-Risk Methodology 2007-11-30T00:00:00-08:00 2007-11-30T00:00:00-08:00 E7-23203 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-11-30/pdf/E7-23203.pdf https://regulations.justia.com/regulations/fedreg/2007/11/30/E7-23202.html Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Enable the Exchange To List Certain Companies Based on Two Completed Fiscal Years and Financial Statements Covering the First Six Months of the Current Fiscal Year as Long as Prior to Listing Certain Summary Financial Data Confirms That the Company Continues To Satisfy the Applicable Standard Based on at Least Nine Completed Months of the Current Fiscal Year 2007-11-30T00:00:00-08:00 2007-11-30T00:00:00-08:00 E7-23202 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-11-30/pdf/E7-23202.pdf https://regulations.justia.com/regulations/fedreg/2007/11/30/07-5852.html Proposed Rule - Enhanced Disclosure and New Prospectus Delivery Option for Registered Open-End Management Investment Companies 2007-11-30T00:00:00-08:00 2007-11-30T00:00:00-08:00 07-5852 Proposed Rule http://www.gpo.gov/fdsys/pkg/FR-2007-11-30/pdf/07-5852.pdf https://regulations.justia.com/regulations/fedreg/2007/11/29/E7-23171.html Notice - Self-Regulatory Organizations; Philadelphia Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Elimination of the Short Sale Price Test 2007-11-29T00:00:00-08:00 2007-11-29T00:00:00-08:00 E7-23171 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-11-29/pdf/E7-23171.pdf https://regulations.justia.com/regulations/fedreg/2007/11/29/E7-23170.html Notice - Self-Regulatory Organizations; The Chicago Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment Number 1 Thereto Relating to Participant Fees and Credits 2007-11-29T00:00:00-08:00 2007-11-29T00:00:00-08:00 E7-23170 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-11-29/pdf/E7-23170.pdf https://regulations.justia.com/regulations/fedreg/2007/11/29/E7-23169.html Notice - Self-Regulatory Organizations; American Stock Exchange LLC; Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendment Nos. 1 and 2, Relating to the Listing and Trading of Units of the United States 12 Month Oil Fund, LP and the United States 12 Month Natural Gas Fund, LP 2007-11-29T00:00:00-08:00 2007-11-29T00:00:00-08:00 E7-23169 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-11-29/pdf/E7-23169.pdf https://regulations.justia.com/regulations/fedreg/2007/11/29/E7-23168.html Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing of Proposed Rule Change Relating to the Continuous Quoting Obligations of DPMs 2007-11-29T00:00:00-08:00 2007-11-29T00:00:00-08:00 E7-23168 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-11-29/pdf/E7-23168.pdf https://regulations.justia.com/regulations/fedreg/2007/11/28/E7-23123.html Notice - Self-Regulatory Organizations; Philadelphia Stock Exchange, Inc.; Notice of Filing of Proposed Rule Change as Modified by Amendment Number 1 Thereto Relating to Market Data Distribution Network Fees 2007-11-28T00:00:00-08:00 2007-11-28T00:00:00-08:00 E7-23123 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-11-28/pdf/E7-23123.pdf https://regulations.justia.com/regulations/fedreg/2007/11/28/E7-23122.html Notice - Self-Regulatory Organizations; Philadelphia Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Trading Sessions for Selected ETFs 2007-11-28T00:00:00-08:00 2007-11-28T00:00:00-08:00 E7-23122 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-11-28/pdf/E7-23122.pdf https://regulations.justia.com/regulations/fedreg/2007/11/28/E7-23113.html Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Delay Implementation of Certain Rule Changes Approved in SR-NASD-2005-146 2007-11-28T00:00:00-08:00 2007-11-28T00:00:00-08:00 E7-23113 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-11-28/pdf/E7-23113.pdf https://regulations.justia.com/regulations/fedreg/2007/11/28/E7-23112.html Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change to Trade Units of the United States 12 Month Oil Fund, LP and the United States 12 Month Natural Gas Fund, LP Pursuant to Unlisted Trading Privileges 2007-11-28T00:00:00-08:00 2007-11-28T00:00:00-08:00 E7-23112 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-11-28/pdf/E7-23112.pdf https://regulations.justia.com/regulations/fedreg/2007/11/28/E7-23111.html Notice - Request for Review by OMB 2007-11-28T00:00:00-08:00 2007-11-28T00:00:00-08:00 E7-23111 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-11-28/pdf/E7-23111.pdf https://regulations.justia.com/regulations/fedreg/2007/11/27/E7-23021.html Notice - Self-Regulatory Organizations; Fixed Income Clearing Corporation; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to the Correspondent Clearing Service 2007-11-27T00:00:00-08:00 2007-11-27T00:00:00-08:00 E7-23021 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-11-27/pdf/E7-23021.pdf https://regulations.justia.com/regulations/fedreg/2007/11/27/E7-23004.html Notice - Proposed Collection; Comment Request 2007-11-27T00:00:00-08:00 2007-11-27T00:00:00-08:00 E7-23004 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-11-27/pdf/E7-23004.pdf https://regulations.justia.com/regulations/fedreg/2007/11/27/E7-23003.html Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Order Granting Approval of Proposed Rule Change as Modified by Amendment No. 1 Thereto Relating to $1 Strikes for VXD and VXN Options and $1 Strikes for RVX, VIX, VXD and VXN LEAPs 2007-11-27T00:00:00-08:00 2007-11-27T00:00:00-08:00 E7-23003 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-11-27/pdf/E7-23003.pdf https://regulations.justia.com/regulations/fedreg/2007/11/27/E7-23002.html Notice - Proposed Collection; Comment Request 2007-11-27T00:00:00-08:00 2007-11-27T00:00:00-08:00 E7-23002 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-11-27/pdf/E7-23002.pdf https://regulations.justia.com/regulations/fedreg/2007/11/27/E7-23001.html Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Order Granting Approval of Proposed Rule Change as Modified by Amendment No. 1 Thereto To Allow the Exchange To List Up to Seven Expiration Months for Broad-Based Security Index Options Upon Which the Exchange Calculates a Constant Three-Month Volatility Index 2007-11-27T00:00:00-08:00 2007-11-27T00:00:00-08:00 E7-23001 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-11-27/pdf/E7-23001.pdf https://regulations.justia.com/regulations/fedreg/2007/11/27/E7-23000.html Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change, as Modified by Amendment No. 1 Thereto, To Trade Shares of 93 Funds of the ProShares Trust Pursuant to Unlisted Trading Privileges 2007-11-27T00:00:00-08:00 2007-11-27T00:00:00-08:00 E7-23000 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-11-27/pdf/E7-23000.pdf