Securities and Exchange Commission 2007 – Federal Register Recent Federal Regulation Documents

Results 651 - 700 of 1,834
Notice of Initiation of the Administrative Review of the Antidumping Duty Order on Silicon Metal From the People's Republic of China
Document Number: Z7-15203
Type: Notice
Date: 2007-08-20
Agency: Department of Commerce, International Trade Administration, Defense Acquisition Regulations System, Department of Defense, Securities and Exchange Commission, Agencies and Commissions
Submission for OMB Review; Comment Request
Document Number: Z7-14842
Type: Notice
Date: 2007-08-20
Agency: Securities and Exchange Commission, Agencies and Commissions
Sunshine Act Meeting
Document Number: E7-16379
Type: Notice
Date: 2007-08-20
Agency: Securities and Exchange Commission, Agencies and Commissions
Submission for OMB Review; Comment Request
Document Number: E7-16163
Type: Notice
Date: 2007-08-16
Agency: Securities and Exchange Commission, Agencies and Commissions
Proposed Collection; Comment Request
Document Number: E7-16162
Type: Notice
Date: 2007-08-16
Agency: Securities and Exchange Commission, Agencies and Commissions
Submission for OMB Review; Comment Request
Document Number: E7-16091
Type: Notice
Date: 2007-08-16
Agency: Securities and Exchange Commission, Agencies and Commissions
Proposed Collection; Comment Request
Document Number: Z7-15181
Type: Notice
Date: 2007-08-15
Agency: Securities and Exchange Commission, Agencies and Commissions
Proposed Collection; Comment Request
Document Number: Z7-14845
Type: Notice
Date: 2007-08-15
Agency: Securities and Exchange Commission, Agencies and Commissions
Proposed Collection; Comment Request
Document Number: Z7-14563
Type: Notice
Date: 2007-08-15
Agency: Federal Aviation Administration, Department of Transportation, Department of Transportatiion, Securities and Exchange Commission, Agencies and Commissions
Concept Release on Allowing U.S. Issuers To Prepare Financial Statements in Accordance With International Financial Reporting Standards
Document Number: E7-15865
Type: Proposed Rule
Date: 2007-08-14
Agency: Securities and Exchange Commission, Agencies and Commissions
The Commission is publishing this Concept Release to obtain information about the extent and nature of the public's interest in allowing U.S. issuers, including investment companies subject to the Investment Company Act of 1940, to prepare financial statements in accordance with International Financial Reporting Standards as published by the International Accounting Standards Board for purposes of complying with the rules and regulations of the Commission. U.S. issuers presently prepare their financial statements in accordance with generally accepted accounting principles as used in the United States, referred to as U.S. GAAP.
Amendments to Regulation SHO
Document Number: E7-15709
Type: Proposed Rule
Date: 2007-08-14
Agency: Securities and Exchange Commission, Agencies and Commissions
The Securities and Exchange Commission (``Commission'') is re- proposing amendments to Regulation SHO under the Securities Exchange Act of 1934 (``Exchange Act''). The proposed amendments are intended to further reduce the number of persistent fails to deliver in certain equity securities by eliminating the options market maker exception. In addition, we are requesting comment regarding specific alternatives to our proposal to eliminate the options market maker exception. We are also proposing an amendment to the long sale marking provisions of Regulation SHO that would require that brokers and dealers marking a sale as ``long'' document the present location of the securities being sold.
Amendments to Regulation SHO
Document Number: E7-15708
Type: Rule
Date: 2007-08-14
Agency: Securities and Exchange Commission, Agencies and Commissions
The Securities and Exchange Commission (``Commission'') is adopting amendments to Regulation SHO under the Securities Exchange Act of 1934 (``Exchange Act''). The amendments are intended to further reduce the number of persistent fails to deliver in certain equity securities by eliminating the grandfather provision of Regulation SHO. In addition, we are amending the close-out requirement of Regulation SHO for certain securities that a seller is ``deemed to own.'' The amendments also update the market decline limitation referenced in Regulation SHO.
Proposed Collection; Comment Request
Document Number: E7-15764
Type: Notice
Date: 2007-08-13
Agency: Securities and Exchange Commission, Agencies and Commissions
Submission for OMB Review; Comment Request
Document Number: E7-15736
Type: Notice
Date: 2007-08-13
Agency: Securities and Exchange Commission, Agencies and Commissions
Submission for OMB Review; Comment Request
Document Number: E7-15735
Type: Notice
Date: 2007-08-13
Agency: Securities and Exchange Commission, Agencies and Commissions
Submission for OMB Review; Comment Request
Document Number: E7-15733
Type: Notice
Date: 2007-08-13
Agency: Securities and Exchange Commission, Agencies and Commissions
Submission for OMB Review; Comment Request
Document Number: E7-15722
Type: Notice
Date: 2007-08-13
Agency: Securities and Exchange Commission, Agencies and Commissions
Short Selling in Connection With a Public Offering
Document Number: E7-15608
Type: Rule
Date: 2007-08-10
Agency: Securities and Exchange Commission, Agencies and Commissions
The Securities and Exchange Commission (``Commission'') is adopting amendments to Regulation M to further safeguard the integrity of the capital raising process and protect issuers from manipulative activity that can reduce issuer's offering proceeds and dilute security holder value. The amendments eliminate the covering element of the former rule.
Deletion of References to IRS Identification Numbers
Document Number: E7-15595
Type: Rule
Date: 2007-08-10
Agency: Securities and Exchange Commission, Agencies and Commissions
We are removing a number of references to filers' IRS identification numbers currently found in several disclosure schedules and forms because we do not need that information to process the documents, nor is the information material to investors.