Securities and Exchange Commission February 2016 – Federal Register Recent Federal Regulation Documents

Proposed Collection; Comment Request
Document Number: 2016-04351
Type: Notice
Date: 2016-02-29
Agency: Securities and Exchange Commission, Agencies and Commissions
Brookfield Asset Management Private Institutional Capital Adviser US, LLC et al.; Notice of Application
Document Number: 2016-04113
Type: Notice
Date: 2016-02-26
Agency: Securities and Exchange Commission, Agencies and Commissions
Applicants: Brookfield Asset Management Private Institutional Capital Adviser US, LLC and Brookfield Asset Management Private Institutional Capital Adviser (Canada), L.P. (``Applicants'').
Securities Investor Protection Corporation
Document Number: 2016-04022
Type: Notice
Date: 2016-02-25
Agency: Securities and Exchange Commission, Agencies and Commissions
Pursuant to Section 3(e)(2) of the Securities Investor Protection Act of 1970 (``SIPA''),\1\ notice is hereby given that the Board of Directors of SIPC (the ``Board'') filed with the Securities and Exchange Commission (``Commission'') on February 17, 2016 notification that the Board has determined, beginning January 1, 2017, and for the five year period immediately thereafter, that the standard maximum cash advance amount available to satisfy customer claims for cash in a SIPA liquidation proceeding will remain at $250,000. The Commission is publishing this notice to solicit comments on Board's determination from interested parties.
Sunshine Act Meeting
Document Number: 2016-03936
Type: Notice
Date: 2016-02-23
Agency: Securities and Exchange Commission, Agencies and Commissions
Sunshine Act Meeting
Document Number: 2016-03846
Type: Notice
Date: 2016-02-23
Agency: Securities and Exchange Commission, Agencies and Commissions
Transfer Agent Regulations; Extension of Comment Period
Document Number: 2016-03733
Type: Proposed Rule
Date: 2016-02-23
Agency: Securities and Exchange Commission, Agencies and Commissions
The Securities and Exchange Commission (``Commission'') is extending the comment period for the Advance Notice of Proposed Rulemaking, Concept Release and Request for Comment with respect to transfer agent regulations. The original comment period is scheduled to end on February 29, 2016. The Commission is extending the time period in which to provide the Commission with comments by 45 days, until April 14, 2016. This action will allow interested persons additional time to analyze the issues and prepare their comments.