Securities and Exchange Commission February 26, 2016 – Federal Register Recent Federal Regulation Documents

Results 1 - 5 of 5
Brookfield Asset Management Private Institutional Capital Adviser US, LLC et al.; Notice of Application
Document Number: 2016-04113
Type: Notice
Date: 2016-02-26
Agency: Securities and Exchange Commission, Agencies and Commissions
Applicants: Brookfield Asset Management Private Institutional Capital Adviser US, LLC and Brookfield Asset Management Private Institutional Capital Adviser (Canada), L.P. (``Applicants'').
https://regulations.justia.com/regulations/fedreg/2016/02/26/2016-04113.html
Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing of Amendment No. 4 to, and Order Instituting Proceedings to Determine Whether to Approve or Disapprove, a Proposed Rule Change, as Modified by Amendment No. 4 Thereto, Amending NYSE Arca Equities Rule 8.600 to Adopt Generic Listing Standards for Managed Fund Shares
Document Number: 2016-04112
Type: Notice
Date: 2016-02-26
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2016/02/26/2016-04112.html
Self-Regulatory Organizations; BATS Exchange, Inc.; Notice of Filing of Amendments No. 1, No. 3, and No. 4 to, and Order Instituting Proceedings to Determine Whether To Approve or Disapprove, a Proposed Rule Change, as Modified by Amendments No. 1, No. 3, and No. 4, To Amend BATS Rule 14.11(i) To Adopt Generic Listing Standards for Managed Fund Shares
Document Number: 2016-04110
Type: Notice
Date: 2016-02-26
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2016/02/26/2016-04110.html
Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing of a Proposed Rule Change Relating to LMMs and DPMs
Document Number: 2016-04109
Type: Notice
Date: 2016-02-26
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2016/02/26/2016-04109.html
Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Correct the Text of ISE Rule 313
Document Number: 2016-04108
Type: Notice
Date: 2016-02-26
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2016/02/26/2016-04108.html
This site is protected by reCAPTCHA and the Google Privacy Policy and Terms of Service apply.