Securities and Exchange Commission 2014 – Federal Register Recent Federal Regulation Documents
Results 301 - 350 of 2,134
[Investment Company Act Release No. 31328; File No. 812-14329] HEADAmerican Century Capital Portfolios, Inc. and American Century Investment Management, Inc.; Notice of Application
Summary of Application: Applicants request an order that would permit them to enter into and materially amend subadvisory agreements with Wholly-Owned Sub-Advisors (as defined below) and non-affiliated sub-advisors without shareholder approval and would grant relief from certain disclosure requirements. Applicants: American Century Capital Portfolios, Inc. (``Trust'') and American Century Investment Management, Inc. (``Advisor'').
Asset-Backed Securities Disclosure and Registration; Correction
We are making technical corrections to rules that were published in the Federal Register on September 24, 2014 (79 FR 57184). The Commission adopted revisions to Regulation AB and other rules governing the offering process, disclosure, and reporting for asset- backed securities.
Notice of Applications for Deregistration Under Section 8(f) of the Investment Company Act of 1940
Each applicant, a closed-end investment company, seeks an order declaring that it has ceased to be an investment company. Applicants have never made public offering of their securities and do not propose to make a public offering or engage in business of any kind. Filing Date: The applications were filed on October 21, 2014. Applicants' Address: 28 State St., 40th Floor, Boston, MA 02109.
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