Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Trackerhttps://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2014?limit=200®isters=between&min-day=1&min-month=1&max-day=31&max-month=12&mode=atom2024-04-26T13:30:38-07:00Justia Inchttps://www.justia.com/Justia Regulations Trackerhttps://regulations.justia.com/images/justiafedregulations.gifCopyright 2011 Justia Inchttps://regulations.justia.com/regulations/fedreg/2014/12/31/2014-30592.htmlNotice - Self-Regulatory Organizations; BATS Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Related to Fees of BATS Exchange, Inc.2014-12-31T00:00:00-08:002014-12-31T00:00:00-08:002014-30592Noticehttp://www.gpo.gov/fdsys/pkg/FR-2014-12-31/pdf/2014-30592.pdfhttps://regulations.justia.com/regulations/fedreg/2014/12/31/2014-30591.htmlNotice - Self-Regulatory Organizations; National Securities Clearing Corporation; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Addendum A (Fee Structure) With Respect to Fees Related to NSCC's Obligation Warehouse Service2014-12-31T00:00:00-08:002014-12-31T00:00:00-08:002014-30591Noticehttp://www.gpo.gov/fdsys/pkg/FR-2014-12-31/pdf/2014-30591.pdfhttps://regulations.justia.com/regulations/fedreg/2014/12/31/2014-30590.htmlNotice - Submission for OMB Review; Comment Request2014-12-31T00:00:00-08:002014-12-31T00:00:00-08:002014-30590Noticehttp://www.gpo.gov/fdsys/pkg/FR-2014-12-31/pdf/2014-30590.pdfhttps://regulations.justia.com/regulations/fedreg/2014/12/31/2014-30589.htmlNotice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Rule 6.76A by Revising the Order Allocation Methodology for Certain Orders of Five Contracts or Fewer2014-12-31T00:00:00-08:002014-12-31T00:00:00-08:002014-30589Noticehttp://www.gpo.gov/fdsys/pkg/FR-2014-12-31/pdf/2014-30589.pdfhttps://regulations.justia.com/regulations/fedreg/2014/12/31/2014-30588.htmlNotice - Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Strategy Fee Caps2014-12-31T00:00:00-08:002014-12-31T00:00:00-08:002014-30588Noticehttp://www.gpo.gov/fdsys/pkg/FR-2014-12-31/pdf/2014-30588.pdfhttps://regulations.justia.com/regulations/fedreg/2014/12/31/2014-30587.htmlNotice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Extending the Operation of Its New Market Model Pilot, Until the Earlier of Securities and Exchange Commission Approval To Make Such Pilot Permanent or July 31, 20152014-12-31T00:00:00-08:002014-12-31T00:00:00-08:002014-30587Noticehttp://www.gpo.gov/fdsys/pkg/FR-2014-12-31/pdf/2014-30587.pdfhttps://regulations.justia.com/regulations/fedreg/2014/12/31/2014-30586.htmlNotice - Self-Regulatory Organizations; BATS Exchange, Inc.; BATS Y-Exchange, Inc.; EDGA Exchange, Inc.; EDGX Exchange, Inc.; Notice of Amendments No. 2 and Order Granting Accelerated Approval to Proposed Rule Changes, as Modified by Amendments Nos. 1 and 2, To Establish a New Market Data Product Called the BATS One Feed2014-12-31T00:00:00-08:002014-12-31T00:00:00-08:002014-30586Noticehttp://www.gpo.gov/fdsys/pkg/FR-2014-12-31/pdf/2014-30586.pdfhttps://regulations.justia.com/regulations/fedreg/2014/12/30/2014-30445.htmlNotice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Exchange Rules Regarding Trade Nullification and Price Adjustment2014-12-30T00:00:00-08:002014-12-30T00:00:00-08:002014-30445Noticehttp://www.gpo.gov/fdsys/pkg/FR-2014-12-30/pdf/2014-30445.pdfhttps://regulations.justia.com/regulations/fedreg/2014/12/30/2014-30444.htmlNotice - Self-Regulatory Organizations; NYSE Arca, Inc.; Order Granting Approval of Proposed Rule Change Relating to the Listing and Trading of Shares of the PIMCO Low Duration Investment Grade Corporate Bond Active Exchange-Traded Fund Under NYSE Arca Equities Rule 8.6002014-12-30T00:00:00-08:002014-12-30T00:00:00-08:002014-30444Noticehttp://www.gpo.gov/fdsys/pkg/FR-2014-12-30/pdf/2014-30444.pdfhttps://regulations.justia.com/regulations/fedreg/2014/12/30/2014-30443.htmlNotice - Self-Regulatory Organizations; The Options Clearing Corporation; Notice of Filing of Proposed Rule Change Concerning Extended and Overnight Trading Sessions2014-12-30T00:00:00-08:002014-12-30T00:00:00-08:002014-30443Noticehttp://www.gpo.gov/fdsys/pkg/FR-2014-12-30/pdf/2014-30443.pdfhttps://regulations.justia.com/regulations/fedreg/2014/12/30/2014-30442.htmlNotice - Self-Regulatory Organizations; Chicago Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Trading Permit Application Fee2014-12-30T00:00:00-08:002014-12-30T00:00:00-08:002014-30442Noticehttp://www.gpo.gov/fdsys/pkg/FR-2014-12-30/pdf/2014-30442.pdfhttps://regulations.justia.com/regulations/fedreg/2014/12/30/2014-30441.htmlNotice - Self-Regulatory Organizations; NYSE MKT LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Exchange Rules Regarding Trade Nullification and Price Adjustment2014-12-30T00:00:00-08:002014-12-30T00:00:00-08:002014-30441Noticehttp://www.gpo.gov/fdsys/pkg/FR-2014-12-30/pdf/2014-30441.pdfhttps://regulations.justia.com/regulations/fedreg/2014/12/30/2014-30440.htmlNotice - Self-Regulatory Organizations; NYSE Arca, Inc.; Order Instituting Proceedings to Determine Whether to Approve or Disapprove Proposed Rule Change Relating to Listing and Trading of Shares of the SPDR SSgA Global Managed Volatility ETF under NYSE Arca Equities Rule 8.6002014-12-30T00:00:00-08:002014-12-30T00:00:00-08:002014-30440Noticehttp://www.gpo.gov/fdsys/pkg/FR-2014-12-30/pdf/2014-30440.pdfhttps://regulations.justia.com/regulations/fedreg/2014/12/30/2014-30439.htmlNotice - Self-Regulatory Organizations; NYSE MKT LLC; Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change Amending Rule 13-Equities and Related Rules Governing Order Types and Modifiers, as modified by Partial Amendment No. 12014-12-30T00:00:00-08:002014-12-30T00:00:00-08:002014-30439Noticehttp://www.gpo.gov/fdsys/pkg/FR-2014-12-30/pdf/2014-30439.pdfhttps://regulations.justia.com/regulations/fedreg/2014/12/30/2014-30438.htmlNotice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing of Proposed Rule Change to Require That a Company Publicly Disclose the Denial of a Listing Application2014-12-30T00:00:00-08:002014-12-30T00:00:00-08:002014-30438Noticehttp://www.gpo.gov/fdsys/pkg/FR-2014-12-30/pdf/2014-30438.pdfhttps://regulations.justia.com/regulations/fedreg/2014/12/30/2014-30437.htmlNotice - Automated Matching Systems Exchange, LLC; Notice of Filing of Amendment No. 1 to an Application for Limited Volume Exemption From Registration as a National Securities Exchange Under Section 5 of the Securities Exchange Act of 19342014-12-30T00:00:00-08:002014-12-30T00:00:00-08:002014-30437Noticehttp://www.gpo.gov/fdsys/pkg/FR-2014-12-30/pdf/2014-30437.pdfhttps://regulations.justia.com/regulations/fedreg/2014/12/30/2014-30436.htmlNotice - Pacer Funds Trust, et al.; Notice of Application2014-12-30T00:00:00-08:002014-12-30T00:00:00-08:002014-30436Noticehttp://www.gpo.gov/fdsys/pkg/FR-2014-12-30/pdf/2014-30436.pdfhttps://regulations.justia.com/regulations/fedreg/2014/12/30/2014-30435.htmlNotice - William E. Simon & Sons, LLC; New Vernon Advisors, Inc.; Notice of Application2014-12-30T00:00:00-08:002014-12-30T00:00:00-08:002014-30435Noticehttp://www.gpo.gov/fdsys/pkg/FR-2014-12-30/pdf/2014-30435.pdfhttps://regulations.justia.com/regulations/fedreg/2014/12/30/2014-30226.htmlNotice - Self-Regulatory Organizations; ISE Gemini, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Schedule of Fees2014-12-30T00:00:00-08:002014-12-30T00:00:00-08:002014-30226Noticehttp://www.gpo.gov/fdsys/pkg/FR-2014-12-30/pdf/2014-30226.pdfhttps://regulations.justia.com/regulations/fedreg/2014/12/30/2014-30225.htmlNotice - Royal Bank of Canada, et al.; Notice of Application and Temporary Order2014-12-30T00:00:00-08:002014-12-30T00:00:00-08:002014-30225Noticehttp://www.gpo.gov/fdsys/pkg/FR-2014-12-30/pdf/2014-30225.pdfhttps://regulations.justia.com/regulations/fedreg/2014/12/30/2014-30136.htmlProposed Rule - Changes to Exchange Act Registration Requirements To Implement Title V and Title VI of the Jobs Act2014-12-30T00:00:00-08:002014-12-30T00:00:00-08:002014-30136Proposed Rulehttp://www.gpo.gov/fdsys/pkg/FR-2014-12-30/pdf/2014-30136.pdfhttps://regulations.justia.com/regulations/fedreg/2014/12/29/2014-30348.htmlNotice - In the Matter of American Heritage International Inc.; Order of Suspension of Trading2014-12-29T00:00:00-08:002014-12-29T00:00:00-08:002014-30348Noticehttp://www.gpo.gov/fdsys/pkg/FR-2014-12-29/pdf/2014-30348.pdfhttps://regulations.justia.com/regulations/fedreg/2014/12/29/2014-30278.htmlNotice - Notice of Applications for Deregistration Under Section 8(f) of the Investment Company Act of 19402014-12-29T00:00:00-08:002014-12-29T00:00:00-08:002014-30278Noticehttp://www.gpo.gov/fdsys/pkg/FR-2014-12-29/pdf/2014-30278.pdfhttps://regulations.justia.com/regulations/fedreg/2014/12/29/2014-30277.htmlNotice - Crestview Advisors, L.L.C.; Notice of Application2014-12-29T00:00:00-08:002014-12-29T00:00:00-08:002014-30277Noticehttp://www.gpo.gov/fdsys/pkg/FR-2014-12-29/pdf/2014-30277.pdfhttps://regulations.justia.com/regulations/fedreg/2014/12/29/2014-30276.htmlNotice - Self-Regulatory Organizations; BATS Exchange, Inc.; Notice of Filing of a Proposed Rule Change To List and Trade Shares of the iShares Short Maturity Municipal Bond ETF of the iShares U.S. ETF Trust Under Rule 14.11(i) of BATS Exchange, Inc.2014-12-29T00:00:00-08:002014-12-29T00:00:00-08:002014-30276Noticehttp://www.gpo.gov/fdsys/pkg/FR-2014-12-29/pdf/2014-30276.pdfhttps://regulations.justia.com/regulations/fedreg/2014/12/29/2014-30275.htmlNotice - Self-Regulatory Organizations; NASDAQ OMX BX, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Ports2014-12-29T00:00:00-08:002014-12-29T00:00:00-08:002014-30275Noticehttp://www.gpo.gov/fdsys/pkg/FR-2014-12-29/pdf/2014-30275.pdfhttps://regulations.justia.com/regulations/fedreg/2014/12/29/2014-30274.htmlNotice - Self-Regulatory Organizations; EDGX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Convert Direct Edge, Inc., the Parent Company of EDGX Exchange, Inc., From a Delaware Corporation to a Delaware Limited Liability Company2014-12-29T00:00:00-08:002014-12-29T00:00:00-08:002014-30274Noticehttp://www.gpo.gov/fdsys/pkg/FR-2014-12-29/pdf/2014-30274.pdfhttps://regulations.justia.com/regulations/fedreg/2014/12/29/2014-30273.htmlNotice - Self-Regulatory Organizations; EDGA Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Convert Direct Edge, Inc., the Parent Company of EDGA Exchange, Inc., From a Delaware Corporation to a Delaware Limited Liability Company2014-12-29T00:00:00-08:002014-12-29T00:00:00-08:002014-30273Noticehttp://www.gpo.gov/fdsys/pkg/FR-2014-12-29/pdf/2014-30273.pdfhttps://regulations.justia.com/regulations/fedreg/2014/12/29/2014-30272.htmlNotice - Self-Regulatory Organizations; BATS Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Extend the Penny Pilot Program2014-12-29T00:00:00-08:002014-12-29T00:00:00-08:002014-30272Noticehttp://www.gpo.gov/fdsys/pkg/FR-2014-12-29/pdf/2014-30272.pdfhttps://regulations.justia.com/regulations/fedreg/2014/12/29/2014-30265.htmlProposed Rule - List of Rules To Be Reviewed Pursuant to the Regulatory Flexibility Act2014-12-29T00:00:00-08:002014-12-29T00:00:00-08:002014-30265Proposed Rulehttp://www.gpo.gov/fdsys/pkg/FR-2014-12-29/pdf/2014-30265.pdfhttps://regulations.justia.com/regulations/fedreg/2014/12/24/2014-30296.htmlNotice - In the Matter of Treaty Energy Corporation; Order of Suspension of Trading2014-12-24T00:00:00-08:002014-12-24T00:00:00-08:002014-30296Noticehttp://www.gpo.gov/fdsys/pkg/FR-2014-12-24/pdf/2014-30296.pdfhttps://regulations.justia.com/regulations/fedreg/2014/12/24/2014-30130.htmlNotice - Forum Funds II and CVR Portfolio Funds LLC; Notice of Application2014-12-24T00:00:00-08:002014-12-24T00:00:00-08:002014-30130Noticehttp://www.gpo.gov/fdsys/pkg/FR-2014-12-24/pdf/2014-30130.pdfhttps://regulations.justia.com/regulations/fedreg/2014/12/24/2014-30129.htmlNotice - Forum Funds II and Acuitas Investments, LLC; Notice of Application2014-12-24T00:00:00-08:002014-12-24T00:00:00-08:002014-30129Noticehttp://www.gpo.gov/fdsys/pkg/FR-2014-12-24/pdf/2014-30129.pdfhttps://regulations.justia.com/regulations/fedreg/2014/12/24/2014-30128.htmlNotice - SSgA Funds Management, Inc., et al.; Notice of Application2014-12-24T00:00:00-08:002014-12-24T00:00:00-08:002014-30128Noticehttp://www.gpo.gov/fdsys/pkg/FR-2014-12-24/pdf/2014-30128.pdfhttps://regulations.justia.com/regulations/fedreg/2014/12/24/2014-30127.htmlNotice - Self-Regulatory Organizations; BATS Exchange, Inc.; Notice of Filing of a Proposed Rule Change, as Modified by Amendment No. 1, to Rule 20.6 of BATS Exchange, Inc.2014-12-24T00:00:00-08:002014-12-24T00:00:00-08:002014-30127Noticehttp://www.gpo.gov/fdsys/pkg/FR-2014-12-24/pdf/2014-30127.pdfhttps://regulations.justia.com/regulations/fedreg/2014/12/24/2014-30126.htmlNotice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Rule 342 To Remove the Three Years' Experience Requirement for Supervisory Personnel and To Add Supplementary Material to Rule 3110 Stating That Supervisors Must Reasonably Discharge Their Supervisory Duties and Obligations2014-12-24T00:00:00-08:002014-12-24T00:00:00-08:002014-30126Noticehttp://www.gpo.gov/fdsys/pkg/FR-2014-12-24/pdf/2014-30126.pdfhttps://regulations.justia.com/regulations/fedreg/2014/12/24/2014-30125.htmlNotice - Self-Regulatory Organizations; NYSE MKT LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Rule 342-Equities To Remove the Three Years' Experience Requirement for Supervisory Personnel and To Add Supplementary Material to Rule 3110-Equities Stating That Supervisors Must Reasonably Discharge Their Supervisory Duties and Obligations2014-12-24T00:00:00-08:002014-12-24T00:00:00-08:002014-30125Noticehttp://www.gpo.gov/fdsys/pkg/FR-2014-12-24/pdf/2014-30125.pdfhttps://regulations.justia.com/regulations/fedreg/2014/12/24/2014-30124.htmlNotice - Self-Regulatory Organizations; BATS Y-Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Related to Fees for Use of BATS Y-Exchange, Inc.2014-12-24T00:00:00-08:002014-12-24T00:00:00-08:002014-30124Noticehttp://www.gpo.gov/fdsys/pkg/FR-2014-12-24/pdf/2014-30124.pdfhttps://regulations.justia.com/regulations/fedreg/2014/12/24/2014-30123.htmlNotice - Self-Regulatory Organizations; BATS Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Related to Fees for Use of BATS Exchange, Inc.2014-12-24T00:00:00-08:002014-12-24T00:00:00-08:002014-30123Noticehttp://www.gpo.gov/fdsys/pkg/FR-2014-12-24/pdf/2014-30123.pdfhttps://regulations.justia.com/regulations/fedreg/2014/12/24/2014-30122.htmlNotice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Port Fees2014-12-24T00:00:00-08:002014-12-24T00:00:00-08:002014-30122Noticehttp://www.gpo.gov/fdsys/pkg/FR-2014-12-24/pdf/2014-30122.pdfhttps://regulations.justia.com/regulations/fedreg/2014/12/24/2014-30121.htmlNotice - Self-Regulatory Organizations; BOX Options Exchange LLC; Notice of Filing of Proposed Rule Change To Adopt New Rule 7300 To Allow the Exchange To Trade Preferenced Orders2014-12-24T00:00:00-08:002014-12-24T00:00:00-08:002014-30121Noticehttp://www.gpo.gov/fdsys/pkg/FR-2014-12-24/pdf/2014-30121.pdfhttps://regulations.justia.com/regulations/fedreg/2014/12/24/2014-30120.htmlNotice - Self-Regulatory Organizations; ICE Clear Credit LLC; Order Granting Approval of Proposed Rule Change To Revise the ICC Risk Management Framework2014-12-24T00:00:00-08:002014-12-24T00:00:00-08:002014-30120Noticehttp://www.gpo.gov/fdsys/pkg/FR-2014-12-24/pdf/2014-30120.pdfhttps://regulations.justia.com/regulations/fedreg/2014/12/24/2014-30119.htmlNotice - Self-Regulatory Organizations; BATS Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Rules 11.9(a)(2) and 11.18(e) of BATS Exchange, Inc.2014-12-24T00:00:00-08:002014-12-24T00:00:00-08:002014-30119Noticehttp://www.gpo.gov/fdsys/pkg/FR-2014-12-24/pdf/2014-30119.pdfhttps://regulations.justia.com/regulations/fedreg/2014/12/24/2014-30118.htmlNotice - Self-Regulatory Organizations; BATS Y-Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Rules 11.9(a)(2) and 11.18(e) of BATS Y-Exchange, Inc.2014-12-24T00:00:00-08:002014-12-24T00:00:00-08:002014-30118Noticehttp://www.gpo.gov/fdsys/pkg/FR-2014-12-24/pdf/2014-30118.pdfhttps://regulations.justia.com/regulations/fedreg/2014/12/24/2014-30105.htmlNotice - Self-Regulatory Organizations; NYSE Arca, Inc.; Order Approving a Proposed Rule Change, as Modified by Amendment No. 2 Thereto, To List and Trade Shares of the Sit Rising Rate Fund Under NYSE Arca Equities Rule 8.2002014-12-24T00:00:00-08:002014-12-24T00:00:00-08:002014-30105Noticehttp://www.gpo.gov/fdsys/pkg/FR-2014-12-24/pdf/2014-30105.pdfhttps://regulations.justia.com/regulations/fedreg/2014/12/24/2014-29256.htmlRule - Credit Risk Retention2014-12-24T00:00:00-08:002014-12-24T00:00:00-08:002014-29256Rulehttp://www.gpo.gov/fdsys/pkg/FR-2014-12-24/pdf/2014-29256.pdfhttps://regulations.justia.com/regulations/fedreg/2014/12/19/2014-29699.htmlNotice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Extend the Credit Option Margin Pilot Program Through January 15, 20162014-12-19T00:00:00-08:002014-12-19T00:00:00-08:002014-29699Noticehttp://www.gpo.gov/fdsys/pkg/FR-2014-12-19/pdf/2014-29699.pdfhttps://regulations.justia.com/regulations/fedreg/2014/12/19/2014-29698.htmlNotice - Self-Regulatory Organizations; NASDAQ OMX BX; Notice of Filing and Immediate Effectiveness of a Proposed Rule Changes to Amend Rule 7018 to establish Fees and Rebates in Connection with BX's Retail Price Improvement (“RPI”) Program2014-12-19T00:00:00-08:002014-12-19T00:00:00-08:002014-29698Noticehttp://www.gpo.gov/fdsys/pkg/FR-2014-12-19/pdf/2014-29698.pdfhttps://regulations.justia.com/regulations/fedreg/2014/12/19/2014-29697.htmlNotice - Garrison Capital, Inc., et al.; Notice of Application2014-12-19T00:00:00-08:002014-12-19T00:00:00-08:002014-29697Noticehttp://www.gpo.gov/fdsys/pkg/FR-2014-12-19/pdf/2014-29697.pdfhttps://regulations.justia.com/regulations/fedreg/2014/12/18/2014-29729.htmlNotice - Geo Finance Corporation; Order of Suspension of Trading2014-12-18T00:00:00-08:002014-12-18T00:00:00-08:002014-29729Noticehttp://www.gpo.gov/fdsys/pkg/FR-2014-12-18/pdf/2014-29729.pdfhttps://regulations.justia.com/regulations/fedreg/2014/12/18/2014-29620.htmlNotice - Self-Regulatory Organizations; C2 Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Exchange Rules Regarding Trade Nullification and Price Adjustment2014-12-18T00:00:00-08:002014-12-18T00:00:00-08:002014-29620Noticehttp://www.gpo.gov/fdsys/pkg/FR-2014-12-18/pdf/2014-29620.pdfhttps://regulations.justia.com/regulations/fedreg/2014/12/18/2014-29619.htmlNotice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Fees Schedule2014-12-18T00:00:00-08:002014-12-18T00:00:00-08:002014-29619Noticehttp://www.gpo.gov/fdsys/pkg/FR-2014-12-18/pdf/2014-29619.pdfhttps://regulations.justia.com/regulations/fedreg/2014/12/18/2014-29618.htmlNotice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Rule 6.62(k) To Disallow Market Orders From Being Eligible for Designation as An Immediate-or-Cancel Order2014-12-18T00:00:00-08:002014-12-18T00:00:00-08:002014-29618Noticehttp://www.gpo.gov/fdsys/pkg/FR-2014-12-18/pdf/2014-29618.pdfhttps://regulations.justia.com/regulations/fedreg/2014/12/18/2014-29617.htmlNotice - Self-Regulatory Organizations; NYSE MKT LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Rule 900.3NY(k) To Disallow Market Orders from Being Eligible for Designation as an Immediate-or-Cancel Order2014-12-18T00:00:00-08:002014-12-18T00:00:00-08:002014-29617Noticehttp://www.gpo.gov/fdsys/pkg/FR-2014-12-18/pdf/2014-29617.pdfhttps://regulations.justia.com/regulations/fedreg/2014/12/18/2014-29616.htmlNotice - Self-Regulatory Organizations; BOX Options Exchange, LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Extend, Through June 30, 2015, the Pilot Program That Permits Certain Classes To Be Quoted in Penny Increments (“Penny Pilot Program”)2014-12-18T00:00:00-08:002014-12-18T00:00:00-08:002014-29616Noticehttp://www.gpo.gov/fdsys/pkg/FR-2014-12-18/pdf/2014-29616.pdfhttps://regulations.justia.com/regulations/fedreg/2014/12/17/2014-29621.htmlNotice - Self-Regulatory Organizations; BOX Options Exchange LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Interpretive Material to Rule 7150 (Price Improvement Period “PIP”) and Interpretive Material to Rule 7245 (Complex Order Price Improvement Period “COPIP”) To Extend the Pilot Period That Permit the Exchange To Have No Minimum Size Requirement for Orders Entered Into the PIP and COPIP Until July 18, 20152014-12-17T00:00:00-08:002014-12-17T00:00:00-08:002014-29621Noticehttp://www.gpo.gov/fdsys/pkg/FR-2014-12-17/pdf/2014-29621.pdfhttps://regulations.justia.com/regulations/fedreg/2014/12/17/2014-29516.htmlNotice - Submission for OMB Review; Comment Request2014-12-17T00:00:00-08:002014-12-17T00:00:00-08:002014-29516Noticehttp://www.gpo.gov/fdsys/pkg/FR-2014-12-17/pdf/2014-29516.pdfhttps://regulations.justia.com/regulations/fedreg/2014/12/17/2014-29515.htmlNotice - Submission for OMB Review; Comment Request2014-12-17T00:00:00-08:002014-12-17T00:00:00-08:002014-29515Noticehttp://www.gpo.gov/fdsys/pkg/FR-2014-12-17/pdf/2014-29515.pdfhttps://regulations.justia.com/regulations/fedreg/2014/12/17/2014-29514.htmlNotice - Submission for OMB Review; Comment Request2014-12-17T00:00:00-08:002014-12-17T00:00:00-08:002014-29514Noticehttp://www.gpo.gov/fdsys/pkg/FR-2014-12-17/pdf/2014-29514.pdfhttps://regulations.justia.com/regulations/fedreg/2014/12/17/2014-29513.htmlNotice - Submission for OMB Review; Comment Request2014-12-17T00:00:00-08:002014-12-17T00:00:00-08:002014-29513Noticehttp://www.gpo.gov/fdsys/pkg/FR-2014-12-17/pdf/2014-29513.pdfhttps://regulations.justia.com/regulations/fedreg/2014/12/17/2014-29512.htmlNotice - Submission for OMB Review; Comment Request2014-12-17T00:00:00-08:002014-12-17T00:00:00-08:002014-29512Noticehttp://www.gpo.gov/fdsys/pkg/FR-2014-12-17/pdf/2014-29512.pdfhttps://regulations.justia.com/regulations/fedreg/2014/12/17/2014-29511.htmlNotice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Modify NASDAQ Rule 7021 Fees2014-12-17T00:00:00-08:002014-12-17T00:00:00-08:002014-29511Noticehttp://www.gpo.gov/fdsys/pkg/FR-2014-12-17/pdf/2014-29511.pdfhttps://regulations.justia.com/regulations/fedreg/2014/12/17/2014-29501.htmlNotice - ACAP Strategic Fund and SilverBay Capital Management LLC; Notice of Application2014-12-17T00:00:00-08:002014-12-17T00:00:00-08:002014-29501Noticehttp://www.gpo.gov/fdsys/pkg/FR-2014-12-17/pdf/2014-29501.pdfhttps://regulations.justia.com/regulations/fedreg/2014/12/17/2014-29500.htmlNotice - Morgan Creek Global Equity Long/Short Institutional Fund, et al.; Notice of Application2014-12-17T00:00:00-08:002014-12-17T00:00:00-08:002014-29500Noticehttp://www.gpo.gov/fdsys/pkg/FR-2014-12-17/pdf/2014-29500.pdfhttps://regulations.justia.com/regulations/fedreg/2014/12/17/2014-29499.htmlNotice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Modify Certain NASDAQ Options Market Professional User and Enterprise License Fees2014-12-17T00:00:00-08:002014-12-17T00:00:00-08:002014-29499Noticehttp://www.gpo.gov/fdsys/pkg/FR-2014-12-17/pdf/2014-29499.pdfhttps://regulations.justia.com/regulations/fedreg/2014/12/17/2014-29498.htmlNotice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing of Proposed Rule Change Amending Its Continued Listing Requirements in Relation to the Late Filing of a Company's Annual Report With the Securities and Exchange Commission as set Forth in Section 802.01E of the Exchange's Listed Company Manual2014-12-17T00:00:00-08:002014-12-17T00:00:00-08:002014-29498Noticehttp://www.gpo.gov/fdsys/pkg/FR-2014-12-17/pdf/2014-29498.pdfhttps://regulations.justia.com/regulations/fedreg/2014/12/17/2014-29497.htmlNotice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Modify a Level 2 Professional Subscriber Fee2014-12-17T00:00:00-08:002014-12-17T00:00:00-08:002014-29497Noticehttp://www.gpo.gov/fdsys/pkg/FR-2014-12-17/pdf/2014-29497.pdfhttps://regulations.justia.com/regulations/fedreg/2014/12/17/2014-29496.htmlNotice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing of Amendment No. 1 and Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendment No. 1 Thereto, Amending Rule 6.2A To Authorize the Exchange to Share Any User-Designated Risk Settings in Exchange Systems With the Clearing Member That Clears Transactions on Behalf of the User2014-12-17T00:00:00-08:002014-12-17T00:00:00-08:002014-29496Noticehttp://www.gpo.gov/fdsys/pkg/FR-2014-12-17/pdf/2014-29496.pdfhttps://regulations.justia.com/regulations/fedreg/2014/12/17/2014-29495.htmlNotice - Self-Regulatory Organizations; NYSE MKT LLC; Notice of Filing of Amendment No. 1 and Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendment No. 1 Thereto, Amending Rule 902.1NY To Authorize the Exchange To Share Any User-Designated Risk Settings in Exchange Systems with the Clearing Member that Clears Transactions on Behalf of the User2014-12-17T00:00:00-08:002014-12-17T00:00:00-08:002014-29495Noticehttp://www.gpo.gov/fdsys/pkg/FR-2014-12-17/pdf/2014-29495.pdfhttps://regulations.justia.com/regulations/fedreg/2014/12/17/2014-29494.htmlNotice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Proposes To Establish an Access Fee for the NYSE Best Quote & Trades Data Feed, Operative on December 1, 20142014-12-17T00:00:00-08:002014-12-17T00:00:00-08:002014-29494Noticehttp://www.gpo.gov/fdsys/pkg/FR-2014-12-17/pdf/2014-29494.pdfhttps://regulations.justia.com/regulations/fedreg/2014/12/17/2014-29493.htmlNotice - Self-Regulatory Organizations; Chicago Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Applicability of Certain Fees and Credits Provided Under the Fee Schedule2014-12-17T00:00:00-08:002014-12-17T00:00:00-08:002014-29493Noticehttp://www.gpo.gov/fdsys/pkg/FR-2014-12-17/pdf/2014-29493.pdfhttps://regulations.justia.com/regulations/fedreg/2014/12/17/2014-29492.htmlNotice - Self-Regulatory Organizations; BATS Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Related to Fees for Use of BATS Exchange, Inc.2014-12-17T00:00:00-08:002014-12-17T00:00:00-08:002014-29492Noticehttp://www.gpo.gov/fdsys/pkg/FR-2014-12-17/pdf/2014-29492.pdfhttps://regulations.justia.com/regulations/fedreg/2014/12/17/2014-29491.htmlNotice - Self-Regulatory Organizations; BATS Y-Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Related to Fees for Use of BATS Y-Exchange, Inc.2014-12-17T00:00:00-08:002014-12-17T00:00:00-08:002014-29491Noticehttp://www.gpo.gov/fdsys/pkg/FR-2014-12-17/pdf/2014-29491.pdfhttps://regulations.justia.com/regulations/fedreg/2014/12/16/2014-29502.htmlNotice - Sunshine Act Meeting2014-12-16T00:00:00-08:002014-12-16T00:00:00-08:002014-29502Noticehttp://www.gpo.gov/fdsys/pkg/FR-2014-12-16/pdf/2014-29502.pdfhttps://regulations.justia.com/regulations/fedreg/2014/12/16/2014-29366.htmlNotice - Submission for OMB Review; Comment Request2014-12-16T00:00:00-08:002014-12-16T00:00:00-08:002014-29366Noticehttp://www.gpo.gov/fdsys/pkg/FR-2014-12-16/pdf/2014-29366.pdfhttps://regulations.justia.com/regulations/fedreg/2014/12/16/2014-29365.htmlNotice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Designation of a Longer Period for Commission Action on Proposed Rule Change, as Modified by Amendment No. 1 Thereto, To Reflect Changes to the Means of Achieving the Investment Objective Applicable to the Guggenheim Enhanced Short Duration ETF2014-12-16T00:00:00-08:002014-12-16T00:00:00-08:002014-29365Noticehttp://www.gpo.gov/fdsys/pkg/FR-2014-12-16/pdf/2014-29365.pdfhttps://regulations.justia.com/regulations/fedreg/2014/12/16/2014-29364.htmlNotice - Self-Regulatory Organizations; BATS Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Related to Fees for Use of BATS Exchange, Inc.2014-12-16T00:00:00-08:002014-12-16T00:00:00-08:002014-29364Noticehttp://www.gpo.gov/fdsys/pkg/FR-2014-12-16/pdf/2014-29364.pdfhttps://regulations.justia.com/regulations/fedreg/2014/12/16/2014-29363.htmlNotice - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Make Technical Corrections to ISE Rules2014-12-16T00:00:00-08:002014-12-16T00:00:00-08:002014-29363Noticehttp://www.gpo.gov/fdsys/pkg/FR-2014-12-16/pdf/2014-29363.pdfhttps://regulations.justia.com/regulations/fedreg/2014/12/16/2014-29362.htmlNotice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Modify an Optional Subscriber Fee and Tiered Distribution Fee for “Enhanced” Data Displays (the “Enhanced Display Solution Fee”)2014-12-16T00:00:00-08:002014-12-16T00:00:00-08:002014-29362Noticehttp://www.gpo.gov/fdsys/pkg/FR-2014-12-16/pdf/2014-29362.pdfhttps://regulations.justia.com/regulations/fedreg/2014/12/16/2014-29361.htmlNotice - Self-Regulatory Organizations; Fixed Income Clearing Corporation; Notice of Filing of Proposed Rule Change To Amend the Government Securities Division Rulebook and the Mortgage Backed Securities Clearing Rules In Order To Move the Time of Novation With Respect to Certain Trades, Include Rules To Reflect Existing Processes, and Clarify Certain Rules To Reflect Current Practices2014-12-16T00:00:00-08:002014-12-16T00:00:00-08:002014-29361Noticehttp://www.gpo.gov/fdsys/pkg/FR-2014-12-16/pdf/2014-29361.pdfhttps://regulations.justia.com/regulations/fedreg/2014/12/16/2014-29360.htmlNotice - Self-Regulatory Organizations; The Depository Trust Company; Order Approving Proposed Rule Change in Connection With the Modifications To Require Receiver Authorized Delivery Approval for DTC Processing of Institutional Delivery Transactions2014-12-16T00:00:00-08:002014-12-16T00:00:00-08:002014-29360Noticehttp://www.gpo.gov/fdsys/pkg/FR-2014-12-16/pdf/2014-29360.pdfhttps://regulations.justia.com/regulations/fedreg/2014/12/15/2014-29244.htmlNotice - Self-Regulatory Organizations; EDGA Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Rules 1.5 and 11.3 of EDGA Exchange, Inc.2014-12-15T00:00:00-08:002014-12-15T00:00:00-08:002014-29244Noticehttp://www.gpo.gov/fdsys/pkg/FR-2014-12-15/pdf/2014-29244.pdfhttps://regulations.justia.com/regulations/fedreg/2014/12/15/2014-29243.htmlNotice - Self-Regulatory Organizations; EDGX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Rules 1.5 and 11.3 of EDGX Exchange, Inc.2014-12-15T00:00:00-08:002014-12-15T00:00:00-08:002014-29243Noticehttp://www.gpo.gov/fdsys/pkg/FR-2014-12-15/pdf/2014-29243.pdfhttps://regulations.justia.com/regulations/fedreg/2014/12/15/2014-29242.htmlNotice - Self-Regulatory Organizations; NYSE MKT LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending the NYSE Amex Options Fee Schedule To Amend the Application of Routing Surcharge Fees2014-12-15T00:00:00-08:002014-12-15T00:00:00-08:002014-29242Noticehttp://www.gpo.gov/fdsys/pkg/FR-2014-12-15/pdf/2014-29242.pdfhttps://regulations.justia.com/regulations/fedreg/2014/12/15/2014-29241.htmlNotice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the NYSE Arca Options Fee Schedule To Amend the Application of Routing Fees Effective December 1, 20142014-12-15T00:00:00-08:002014-12-15T00:00:00-08:002014-29241Noticehttp://www.gpo.gov/fdsys/pkg/FR-2014-12-15/pdf/2014-29241.pdfhttps://regulations.justia.com/regulations/fedreg/2014/12/15/2014-29240.htmlNotice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Modify NASDAQ Rule 7049 Fees2014-12-15T00:00:00-08:002014-12-15T00:00:00-08:002014-29240Noticehttp://www.gpo.gov/fdsys/pkg/FR-2014-12-15/pdf/2014-29240.pdfhttps://regulations.justia.com/regulations/fedreg/2014/12/12/2014-29182.htmlNotice - Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Notice of Designation of Longer Period for Commission Action on Proposed Rule Change To Adopt New Exchange Rule 1081, Solicitation Mechanism, To Introduce a New Electronic Solicitation Mechanism2014-12-12T00:00:00-08:002014-12-12T00:00:00-08:002014-29182Noticehttp://www.gpo.gov/fdsys/pkg/FR-2014-12-12/pdf/2014-29182.pdfhttps://regulations.justia.com/regulations/fedreg/2014/12/12/2014-29181.htmlNotice - Self-Regulatory Organizations; ICE Clear Credit LLC; Order Granting Approval of Proposed Rule Change To Revise ICC End-of-Day Price Discovery Policies and Procedures2014-12-12T00:00:00-08:002014-12-12T00:00:00-08:002014-29181Noticehttp://www.gpo.gov/fdsys/pkg/FR-2014-12-12/pdf/2014-29181.pdfhttps://regulations.justia.com/regulations/fedreg/2014/12/12/2014-29180.htmlNotice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Revise the Sales Value Fee2014-12-12T00:00:00-08:002014-12-12T00:00:00-08:002014-29180Noticehttp://www.gpo.gov/fdsys/pkg/FR-2014-12-12/pdf/2014-29180.pdfhttps://regulations.justia.com/regulations/fedreg/2014/12/12/2014-29179.htmlNotice - Self-Regulatory Organizations; Fixed Income Clearing Corporation; Notice of Filing of Proposed Rule Change To Amend the Rules of the Government Securities Division and the Mortgage-Backed Securities Division on Insolvency and Ceasing To Act2014-12-12T00:00:00-08:002014-12-12T00:00:00-08:002014-29179Noticehttp://www.gpo.gov/fdsys/pkg/FR-2014-12-12/pdf/2014-29179.pdfhttps://regulations.justia.com/regulations/fedreg/2014/12/12/2014-29178.htmlNotice - Self-Regulatory Organizations; Chicago Mercantile Exchange Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Related to Position Limits and Position Accountability of the USD Malaysian Crude Palm Oil Calendar (Cleared Only) Contracts2014-12-12T00:00:00-08:002014-12-12T00:00:00-08:002014-29178Noticehttp://www.gpo.gov/fdsys/pkg/FR-2014-12-12/pdf/2014-29178.pdfhttps://regulations.justia.com/regulations/fedreg/2014/12/12/2014-29110.htmlNotice - Self-Regulatory Organizations; The Options Clearing Corporation; Notice of Filing of Amendment No. 1, and Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendment No. 1, To Provide That The Options Clearing Corporation's President Will Be Its Chief Operating Officer, and That the President Will Not Be a Management Director2014-12-12T00:00:00-08:002014-12-12T00:00:00-08:002014-29110Noticehttp://www.gpo.gov/fdsys/pkg/FR-2014-12-12/pdf/2014-29110.pdfhttps://regulations.justia.com/regulations/fedreg/2014/12/12/2014-29109.htmlNotice - Self-Regulatory Organizations; NASDAQ OMX BX, Inc.; Notice of Filing of Proposed Rule Change Relating to Directed Market Makers2014-12-12T00:00:00-08:002014-12-12T00:00:00-08:002014-29109Noticehttp://www.gpo.gov/fdsys/pkg/FR-2014-12-12/pdf/2014-29109.pdfhttps://regulations.justia.com/regulations/fedreg/2014/12/12/2014-29108.htmlNotice - Self-Regulatory Organizations; EDGX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Related to Fees for Use of EDGX Exchange, Inc.2014-12-12T00:00:00-08:002014-12-12T00:00:00-08:002014-29108Noticehttp://www.gpo.gov/fdsys/pkg/FR-2014-12-12/pdf/2014-29108.pdfhttps://regulations.justia.com/regulations/fedreg/2014/12/12/2014-29107.htmlNotice - Self-Regulatory Organizations; EDGA Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Related to Fees for Use of EDGA Exchange, Inc.2014-12-12T00:00:00-08:002014-12-12T00:00:00-08:002014-29107Noticehttp://www.gpo.gov/fdsys/pkg/FR-2014-12-12/pdf/2014-29107.pdfhttps://regulations.justia.com/regulations/fedreg/2014/12/12/2014-29106.htmlNotice - Self-Regulatory Organizations; EDGX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Rule 13.9 of EDGX Exchange, Inc. Related to Communication and Routing Service Known as ConnectEdge2014-12-12T00:00:00-08:002014-12-12T00:00:00-08:002014-29106Noticehttp://www.gpo.gov/fdsys/pkg/FR-2014-12-12/pdf/2014-29106.pdfhttps://regulations.justia.com/regulations/fedreg/2014/12/12/2014-29105.htmlNotice - Self-Regulatory Organizations; National Securities Clearing Corporation; Notice of Filing of Proposed Rule Change to Amend NSCC's Rules and Procedures in Connection with the Discontinuance of the Analytic Reporting Service2014-12-12T00:00:00-08:002014-12-12T00:00:00-08:002014-29105Noticehttp://www.gpo.gov/fdsys/pkg/FR-2014-12-12/pdf/2014-29105.pdfhttps://regulations.justia.com/regulations/fedreg/2014/12/12/2014-29104.htmlNotice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Commentary .02 To Exchange Rule 6.72 in Order to Extend the Penny Pilot in Options Classes in Certain Issues Through June 30, 20152014-12-12T00:00:00-08:002014-12-12T00:00:00-08:002014-29104Noticehttp://www.gpo.gov/fdsys/pkg/FR-2014-12-12/pdf/2014-29104.pdfhttps://regulations.justia.com/regulations/fedreg/2014/12/12/2014-29103.htmlNotice - Self-Regulatory Organizations; NYSE MKT LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Commentary .02 to NYSE Amex Options Rule 960NY in Order To Extend the Penny Pilot in Options Classes in Certain Issues Through June 30, 20152014-12-12T00:00:00-08:002014-12-12T00:00:00-08:002014-29103Noticehttp://www.gpo.gov/fdsys/pkg/FR-2014-12-12/pdf/2014-29103.pdfhttps://regulations.justia.com/regulations/fedreg/2014/12/12/2014-29102.htmlNotice - Self-Regulatory Organizations; Chicago Mercantile Exchange Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Make Clarifying Changes to CME Rule 814 and CME Rule 9012014-12-12T00:00:00-08:002014-12-12T00:00:00-08:002014-29102Noticehttp://www.gpo.gov/fdsys/pkg/FR-2014-12-12/pdf/2014-29102.pdfhttps://regulations.justia.com/regulations/fedreg/2014/12/11/2014-29183.htmlNotice - Sunshine Act Meeting2014-12-11T00:00:00-08:002014-12-11T00:00:00-08:002014-29183Noticehttp://www.gpo.gov/fdsys/pkg/FR-2014-12-11/pdf/2014-29183.pdfhttps://regulations.justia.com/regulations/fedreg/2014/12/11/2014-29023.htmlNotice - Self-Regulatory Organizations; Municipal Securities Rulemaking Board; Order Granting Approval of a Proposed Rule Change Consisting of Rule G-18, on Best Execution of Transactions in Municipal Securities, and Amendments to Rule G-48, on Transactions With Sophisticated Municipal Market Professionals (“SMMP”), and Rule D-15, on the Definition of SMMP2014-12-11T00:00:00-08:002014-12-11T00:00:00-08:002014-29023Noticehttp://www.gpo.gov/fdsys/pkg/FR-2014-12-11/pdf/2014-29023.pdfhttps://regulations.justia.com/regulations/fedreg/2014/12/11/2014-29013.htmlNotice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing of a Proposed Rule Change To Amend TRACE Rules To Require Members To Identify Transactions With Non-Member Affiliates and To Change How FINRA Disseminates a Subset of Such Transactions2014-12-11T00:00:00-08:002014-12-11T00:00:00-08:002014-29013Noticehttp://www.gpo.gov/fdsys/pkg/FR-2014-12-11/pdf/2014-29013.pdfhttps://regulations.justia.com/regulations/fedreg/2014/12/11/2014-29012.htmlNotice - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend the Penny Pilot Program2014-12-11T00:00:00-08:002014-12-11T00:00:00-08:002014-29012Noticehttp://www.gpo.gov/fdsys/pkg/FR-2014-12-11/pdf/2014-29012.pdfhttps://regulations.justia.com/regulations/fedreg/2014/12/11/2014-29011.htmlNotice - Self-Regulatory Organizations; ISE Gemini, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend the Penny Pilot Program2014-12-11T00:00:00-08:002014-12-11T00:00:00-08:002014-29011Noticehttp://www.gpo.gov/fdsys/pkg/FR-2014-12-11/pdf/2014-29011.pdfhttps://regulations.justia.com/regulations/fedreg/2014/12/11/2014-29009.htmlNotice - Self-Regulatory Organizations; EDGX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Eliminate Reference to the EdgeRisk Gateway in Rule 13.10 of EDGX Exchange, Inc.2014-12-11T00:00:00-08:002014-12-11T00:00:00-08:002014-29009Noticehttp://www.gpo.gov/fdsys/pkg/FR-2014-12-11/pdf/2014-29009.pdfhttps://regulations.justia.com/regulations/fedreg/2014/12/11/2014-29008.htmlNotice - Self-Regulatory Organizations; EDGX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the EdgeBook Cloud Service on EDGX Exchange, Inc.2014-12-11T00:00:00-08:002014-12-11T00:00:00-08:002014-29008Noticehttp://www.gpo.gov/fdsys/pkg/FR-2014-12-11/pdf/2014-29008.pdfhttps://regulations.justia.com/regulations/fedreg/2014/12/11/2014-29007.htmlNotice - Self-Regulatory Organizations; EDGA Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Eliminate Reference to the EdgeRisk Gateway in Rule 13.10 of EDGA Exchange, Inc.2014-12-11T00:00:00-08:002014-12-11T00:00:00-08:002014-29007Noticehttp://www.gpo.gov/fdsys/pkg/FR-2014-12-11/pdf/2014-29007.pdfhttps://regulations.justia.com/regulations/fedreg/2014/12/11/2014-29006.htmlNotice - Self-Regulatory Organizations; EDGA Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the EdgeBook Cloud Service on EDGA Exchange, Inc.2014-12-11T00:00:00-08:002014-12-11T00:00:00-08:002014-29006Noticehttp://www.gpo.gov/fdsys/pkg/FR-2014-12-11/pdf/2014-29006.pdfhttps://regulations.justia.com/regulations/fedreg/2014/12/11/2014-29005.htmlNotice - Self-Regulatory Organizations; Fixed Income Clearing Corporation; National Securities Clearing Corporation; The Depository Trust Company; Notice of Filing of Advance Notices, as Amended, To Amend and Restate the Third Amended and Restated Shareholders Agreement, Dated as of December 7, 20052014-12-11T00:00:00-08:002014-12-11T00:00:00-08:002014-29005Noticehttp://www.gpo.gov/fdsys/pkg/FR-2014-12-11/pdf/2014-29005.pdfhttps://regulations.justia.com/regulations/fedreg/2014/12/11/2014-29004.htmlNotice - Self-Regulatory Organizations; BOX Options Exchange LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Adjust the Fees and Credits for Complex Orders Executed Against Orders on the BOX Book2014-12-11T00:00:00-08:002014-12-11T00:00:00-08:002014-29004Noticehttp://www.gpo.gov/fdsys/pkg/FR-2014-12-11/pdf/2014-29004.pdfhttps://regulations.justia.com/regulations/fedreg/2014/12/11/2014-29003.htmlNotice - Self-Regulatory Organizations; Chicago Mercantile Exchange Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Fee Schedule Applicable to Its OTC Credit Default Swap Clearing Offering2014-12-11T00:00:00-08:002014-12-11T00:00:00-08:002014-29003Noticehttp://www.gpo.gov/fdsys/pkg/FR-2014-12-11/pdf/2014-29003.pdfhttps://regulations.justia.com/regulations/fedreg/2014/12/11/2014-29002.htmlNotice - Self-Regulatory Organizations; The Options Clearing Corporation; Notice of Filing of Advance Notice Concerning Modifications To Back Testing Procedures in Order To Enhance Monitoring of Margin Coverage and Model Risk Exposure2014-12-11T00:00:00-08:002014-12-11T00:00:00-08:002014-29002Noticehttp://www.gpo.gov/fdsys/pkg/FR-2014-12-11/pdf/2014-29002.pdfhttps://regulations.justia.com/regulations/fedreg/2014/12/10/2014-28909.htmlNotice - Self-Regulatory Organizations; EDGX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Rule 14.1(c)(5) of EDGX Exchange, Inc. To Harmonize Its Restrictions on Market Makers in UTP Derivative Securities With NYSE Arca, Inc. and Nasdaq Stock Market LLC2014-12-10T00:00:00-08:002014-12-10T00:00:00-08:002014-28909Noticehttp://www.gpo.gov/fdsys/pkg/FR-2014-12-10/pdf/2014-28909.pdfhttps://regulations.justia.com/regulations/fedreg/2014/12/10/2014-28908.htmlNotice - Self-Regulatory Organizations; EDGA Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Rule 14.1(c)(5) of EDGA Exchange, Inc. To Harmonize Its Restrictions on Market Makers in UTP Derivative Securities With NYSE Arca, Inc. and Nasdaq Stock Market LLC2014-12-10T00:00:00-08:002014-12-10T00:00:00-08:002014-28908Noticehttp://www.gpo.gov/fdsys/pkg/FR-2014-12-10/pdf/2014-28908.pdfhttps://regulations.justia.com/regulations/fedreg/2014/12/10/2014-28907.htmlNotice - Self-Regulatory Organizations; BATS Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Rule 11.1 of BATS Exchange, Inc.2014-12-10T00:00:00-08:002014-12-10T00:00:00-08:002014-28907Noticehttp://www.gpo.gov/fdsys/pkg/FR-2014-12-10/pdf/2014-28907.pdfhttps://regulations.justia.com/regulations/fedreg/2014/12/10/2014-28906.htmlNotice - Self-Regulatory Organizations; BATS Y-Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Rule 11.1 of BATS Y-Exchange, Inc.2014-12-10T00:00:00-08:002014-12-10T00:00:00-08:002014-28906Noticehttp://www.gpo.gov/fdsys/pkg/FR-2014-12-10/pdf/2014-28906.pdfhttps://regulations.justia.com/regulations/fedreg/2014/12/10/2014-28905.htmlNotice - Self-Regulatory Organizations; BATS Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Rule 14.11(j)(5) of BATS Exchange, Inc., To Remove the Restriction Prohibiting Market Makers in UTP Derivative Securities From Acting or Registering as a Market Maker in Any Reference Asset of That UTP Derivative Security or Any Derivative Instrument Based on Such Reference Asset2014-12-10T00:00:00-08:002014-12-10T00:00:00-08:002014-28905Noticehttp://www.gpo.gov/fdsys/pkg/FR-2014-12-10/pdf/2014-28905.pdfhttps://regulations.justia.com/regulations/fedreg/2014/12/10/2014-28904.htmlNotice - Self-Regulatory Organizations; BATS Y-Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Rule 14.1(c)(5) of BATS Y-Exchange, Inc., To Remove the Restriction Prohibiting Market Makers in UTP Derivative Securities From Acting or Registering as a Market Maker in Any Reference Asset of That UTP Derivative Security or Any Derivative Instrument Based on Such Reference Asset2014-12-10T00:00:00-08:002014-12-10T00:00:00-08:002014-28904Noticehttp://www.gpo.gov/fdsys/pkg/FR-2014-12-10/pdf/2014-28904.pdfhttps://regulations.justia.com/regulations/fedreg/2014/12/10/2014-28880.htmlNotice - Dreyfus ETF Trust, et al.; Notice of Application2014-12-10T00:00:00-08:002014-12-10T00:00:00-08:002014-28880Noticehttp://www.gpo.gov/fdsys/pkg/FR-2014-12-10/pdf/2014-28880.pdfhttps://regulations.justia.com/regulations/fedreg/2014/12/10/2014-28879.htmlNotice - Self-Regulatory Organizations; NYSE Arca, Inc.; Order Granting Approval of Proposed Rule Change, as Modified by Amendment No. 1, To List and Trade Shares of Hull Tactical US ETF Under NYSE Arca Equities Rule 8.6002014-12-10T00:00:00-08:002014-12-10T00:00:00-08:002014-28879Noticehttp://www.gpo.gov/fdsys/pkg/FR-2014-12-10/pdf/2014-28879.pdfhttps://regulations.justia.com/regulations/fedreg/2014/12/10/2014-28878.htmlNotice - Self-Regulatory Organizations; New York Stock Exchange LLC; NYSE MKT LLC; NYSE Arca, Inc.; Order Approving a Proposed Rule Change, as Modified by Amendment No. 1 Thereto, in Connection With the Proposed Termination of the Amended and Restated Trust Agreement, Dated as of November 13, 2013 and Amended on June 2, 2014 By and Among NYSE Holdings LLC, a Delaware Limited Liability Company, NYSE Group, Inc., a Delaware Corporation, Wilmington Trust Company, as Delaware Trustee, and Each of Jacques de Larosière de Champfeu, Alan Trager and John Shepard Reed, as Trustees2014-12-10T00:00:00-08:002014-12-10T00:00:00-08:002014-28878Noticehttp://www.gpo.gov/fdsys/pkg/FR-2014-12-10/pdf/2014-28878.pdfhttps://regulations.justia.com/regulations/fedreg/2014/12/10/2014-28877.htmlNotice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Proposed Rule Change Relating to the NASDAQ Opening and Halt Cross2014-12-10T00:00:00-08:002014-12-10T00:00:00-08:002014-28877Noticehttp://www.gpo.gov/fdsys/pkg/FR-2014-12-10/pdf/2014-28877.pdfhttps://regulations.justia.com/regulations/fedreg/2014/12/10/2014-28876.htmlNotice - Self-Regulatory Organizations; Miami International Securities Exchange LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Exchange Rule 510 To Extend the Penny Pilot Program2014-12-10T00:00:00-08:002014-12-10T00:00:00-08:002014-28876Noticehttp://www.gpo.gov/fdsys/pkg/FR-2014-12-10/pdf/2014-28876.pdfhttps://regulations.justia.com/regulations/fedreg/2014/12/10/2014-28875.htmlNotice - Self-Regulatory Organizations; ICE Clear Europe Limited; Order Approving Proposed Rule Change To Provide for the Clearance of Additional Sovereign Contracts2014-12-10T00:00:00-08:002014-12-10T00:00:00-08:002014-28875Noticehttp://www.gpo.gov/fdsys/pkg/FR-2014-12-10/pdf/2014-28875.pdfhttps://regulations.justia.com/regulations/fedreg/2014/12/10/2014-28874.htmlNotice - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing of Proposed Rule Change To Modify the Opening Process2014-12-10T00:00:00-08:002014-12-10T00:00:00-08:002014-28874Noticehttp://www.gpo.gov/fdsys/pkg/FR-2014-12-10/pdf/2014-28874.pdfhttps://regulations.justia.com/regulations/fedreg/2014/12/10/2014-28873.htmlNotice - Self-Regulatory Organizations; Fixed Income Clearing Corporation; Order Approving Proposed Rule Change To Amend the Clearing Rules of the Mortgage-Backed Securities Division To Establish a Membership Category and Minimum Financial Requirements for Insured Credit Unions2014-12-10T00:00:00-08:002014-12-10T00:00:00-08:002014-28873Noticehttp://www.gpo.gov/fdsys/pkg/FR-2014-12-10/pdf/2014-28873.pdfhttps://regulations.justia.com/regulations/fedreg/2014/12/09/2014-28872.htmlNotice - Sunshine Act Meeting2014-12-09T00:00:00-08:002014-12-09T00:00:00-08:002014-28872Noticehttp://www.gpo.gov/fdsys/pkg/FR-2014-12-09/pdf/2014-28872.pdfhttps://regulations.justia.com/regulations/fedreg/2014/12/09/2014-28773.htmlNotice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Common Ownership2014-12-09T00:00:00-08:002014-12-09T00:00:00-08:002014-28773Noticehttp://www.gpo.gov/fdsys/pkg/FR-2014-12-09/pdf/2014-28773.pdfhttps://regulations.justia.com/regulations/fedreg/2014/12/09/2014-28772.htmlNotice - Self-Regulatory Organizations; ICE Clear Europe Limited; Notice of Filing of Proposed Rule Change Relating to CDS Pricing Policy2014-12-09T00:00:00-08:002014-12-09T00:00:00-08:002014-28772Noticehttp://www.gpo.gov/fdsys/pkg/FR-2014-12-09/pdf/2014-28772.pdfhttps://regulations.justia.com/regulations/fedreg/2014/12/09/2014-28771.htmlNotice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Withdrawal of Proposed Rule Change Relating To Listing and Trading of Shares of the PIMCO Income Exchange-Traded Fund Under NYSE Arca Equities Rule 8.6002014-12-09T00:00:00-08:002014-12-09T00:00:00-08:002014-28771Noticehttp://www.gpo.gov/fdsys/pkg/FR-2014-12-09/pdf/2014-28771.pdfhttps://regulations.justia.com/regulations/fedreg/2014/12/09/2014-28770.htmlNotice - Self-Regulatory Organizations; Chicago Mercantile Exchange Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Application of Excess Defaulting Clearing Member Assets in Crossover Default Scenarios and the Harmonization of Defaulted Base Clearing Member Collateral Definitions2014-12-09T00:00:00-08:002014-12-09T00:00:00-08:002014-28770Noticehttp://www.gpo.gov/fdsys/pkg/FR-2014-12-09/pdf/2014-28770.pdfhttps://regulations.justia.com/regulations/fedreg/2014/12/09/2014-28769.htmlNotice - Self-Regulatory Organizations; Chicago Mercantile Exchange Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to CME Rules 818, 8G01 and 8H012014-12-09T00:00:00-08:002014-12-09T00:00:00-08:002014-28769Noticehttp://www.gpo.gov/fdsys/pkg/FR-2014-12-09/pdf/2014-28769.pdfhttps://regulations.justia.com/regulations/fedreg/2014/12/09/2014-28768.htmlNotice - Self-Regulatory Organizations; Chicago Mercantile Exchange Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Aligning Performance Bond and Guaranty Fund Collateral Acceptance With CFTC Regulation 39.33 Requirements2014-12-09T00:00:00-08:002014-12-09T00:00:00-08:002014-28768Noticehttp://www.gpo.gov/fdsys/pkg/FR-2014-12-09/pdf/2014-28768.pdfhttps://regulations.justia.com/regulations/fedreg/2014/12/09/2014-28767.htmlNotice - Self-Regulatory Organizations; The Options Clearing Corporation; Notice of Filing of an Advance Notice Concerning the Implementation of a Committed Master Repurchase Agreement Program as Part of OCC's Overall Liquidity Plan2014-12-09T00:00:00-08:002014-12-09T00:00:00-08:002014-28767Noticehttp://www.gpo.gov/fdsys/pkg/FR-2014-12-09/pdf/2014-28767.pdfhttps://regulations.justia.com/regulations/fedreg/2014/12/09/2014-28766.htmlNotice - Self-Regulatory Organizations; The Options Clearing Corporation; Order Approving Proposed Rule Change To Permit the Executive Chairman, the President or a Delegate of Such Officer To Approve Requests by a Hedge Clearing Member To Become a Market Loan Clearing Member2014-12-09T00:00:00-08:002014-12-09T00:00:00-08:002014-28766Noticehttp://www.gpo.gov/fdsys/pkg/FR-2014-12-09/pdf/2014-28766.pdfhttps://regulations.justia.com/regulations/fedreg/2014/12/08/2014-28682.htmlProposed Rule - Elkhorn Investments, LLC and Elkhorn ETF Trust; Notice of Application2014-12-08T00:00:00-08:002014-12-08T00:00:00-08:002014-28682Proposed Rulehttp://www.gpo.gov/fdsys/pkg/FR-2014-12-08/pdf/2014-28682.pdfhttps://regulations.justia.com/regulations/fedreg/2014/12/08/2014-28648.htmlProposed Rule - Alternative Strategies Fund and Ladenburg Thalmann Asset Management, Inc.; Notice of Application2014-12-08T00:00:00-08:002014-12-08T00:00:00-08:002014-28648Proposed Rulehttp://www.gpo.gov/fdsys/pkg/FR-2014-12-08/pdf/2014-28648.pdfhttps://regulations.justia.com/regulations/fedreg/2014/12/08/2014-28647.htmlProposed Rule - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change To Remove the Exchange's Quote Mitigation Plan as Provided by Commentary .03 to Exchange Rule 6.862014-12-08T00:00:00-08:002014-12-08T00:00:00-08:002014-28647Proposed Rulehttp://www.gpo.gov/fdsys/pkg/FR-2014-12-08/pdf/2014-28647.pdfhttps://regulations.justia.com/regulations/fedreg/2014/12/08/2014-28646.htmlProposed Rule - Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Adopt Anti-Internalization Functionality for Registered Market Makers on the PHLX Options Market2014-12-08T00:00:00-08:002014-12-08T00:00:00-08:002014-28646Proposed Rulehttp://www.gpo.gov/fdsys/pkg/FR-2014-12-08/pdf/2014-28646.pdfhttps://regulations.justia.com/regulations/fedreg/2014/12/08/2014-28645.htmlProposed Rule - Self-Regulatory Organizations; NYSE MKT LLC.; Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change To Remove the Exchange's Quote Mitigation Plan as Provided by Rule 970.1NY2014-12-08T00:00:00-08:002014-12-08T00:00:00-08:002014-28645Proposed Rulehttp://www.gpo.gov/fdsys/pkg/FR-2014-12-08/pdf/2014-28645.pdfhttps://regulations.justia.com/regulations/fedreg/2014/12/08/2014-28644.htmlProposed Rule - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing of Proposed Rule Change, as Modified by Amendment No. 1, Relating to the Listing and Trading of Shares of the AdvisorShares Pacific Asset Enhanced Floating Rate ETF Under NYSE Arca Equities Rule 8.6002014-12-08T00:00:00-08:002014-12-08T00:00:00-08:002014-28644Proposed Rulehttp://www.gpo.gov/fdsys/pkg/FR-2014-12-08/pdf/2014-28644.pdfhttps://regulations.justia.com/regulations/fedreg/2014/12/08/2014-28643.htmlProposed Rule - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing of Proposed Rule Change Relating to Listing and Trading the following Series of IndexIQ Active ETF Trust Under NYSE Arca Equities Rule 8.600: IQ Wilshire Alternative Strategies ETF2014-12-08T00:00:00-08:002014-12-08T00:00:00-08:002014-28643Proposed Rulehttp://www.gpo.gov/fdsys/pkg/FR-2014-12-08/pdf/2014-28643.pdfhttps://regulations.justia.com/regulations/fedreg/2014/12/08/2014-28642.htmlProposed Rule - Self-Regulatory Organizations; OneChicago, LLC; Notice of Filing of Proposed Rule Change Relating to Bilateral Block and Bilateral EFP Reporting Guidance2014-12-08T00:00:00-08:002014-12-08T00:00:00-08:002014-28642Proposed Rulehttp://www.gpo.gov/fdsys/pkg/FR-2014-12-08/pdf/2014-28642.pdfhttps://regulations.justia.com/regulations/fedreg/2014/12/08/2014-28641.htmlProposed Rule - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Adopt FINRA Rule 2122 (Charges for Services Performed) in the Consolidated FINRA Rulebook2014-12-08T00:00:00-08:002014-12-08T00:00:00-08:002014-28641Proposed Rulehttp://www.gpo.gov/fdsys/pkg/FR-2014-12-08/pdf/2014-28641.pdfhttps://regulations.justia.com/regulations/fedreg/2014/12/05/2014-28584.htmlNotice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to an Amendment To Conform Rule Text2014-12-05T00:00:00-08:002014-12-05T00:00:00-08:002014-28584Noticehttp://www.gpo.gov/fdsys/pkg/FR-2014-12-05/pdf/2014-28584.pdfhttps://regulations.justia.com/regulations/fedreg/2014/12/05/2014-28551.htmlNotice - Submission for OMB Review; Comment Request2014-12-05T00:00:00-08:002014-12-05T00:00:00-08:002014-28551Noticehttp://www.gpo.gov/fdsys/pkg/FR-2014-12-05/pdf/2014-28551.pdfhttps://regulations.justia.com/regulations/fedreg/2014/12/05/2014-28550.htmlNotice - Submission for OMB Review; Comment Request2014-12-05T00:00:00-08:002014-12-05T00:00:00-08:002014-28550Noticehttp://www.gpo.gov/fdsys/pkg/FR-2014-12-05/pdf/2014-28550.pdfhttps://regulations.justia.com/regulations/fedreg/2014/12/05/2014-28549.htmlNotice - Submission for OMB Review; Comment Request2014-12-05T00:00:00-08:002014-12-05T00:00:00-08:002014-28549Noticehttp://www.gpo.gov/fdsys/pkg/FR-2014-12-05/pdf/2014-28549.pdfhttps://regulations.justia.com/regulations/fedreg/2014/12/05/2014-28548.htmlNotice - Self-Regulatory Organizations; Municipal Securities Rulemaking Board; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Consisting of Amendments to MSRB's Electronic Municipal Market Access (EMMA) System To Add Disclosures Related to Municipal Asset-Backed Securities2014-12-05T00:00:00-08:002014-12-05T00:00:00-08:002014-28548Noticehttp://www.gpo.gov/fdsys/pkg/FR-2014-12-05/pdf/2014-28548.pdfhttps://regulations.justia.com/regulations/fedreg/2014/12/05/2014-28547.htmlNotice - Self-Regulatory Organizations; NYSE Arca, Inc.; Order Instituting Proceedings To Determine Whether To Approve or Disapprove Proposed Rule Change Relating To Listing and Trading of Shares of Eight PIMCO Exchange-Traded Funds2014-12-05T00:00:00-08:002014-12-05T00:00:00-08:002014-28547Noticehttp://www.gpo.gov/fdsys/pkg/FR-2014-12-05/pdf/2014-28547.pdfhttps://regulations.justia.com/regulations/fedreg/2014/12/05/2014-28546.htmlNotice - Options Price Reporting Authority; Order Approving an Amendment to the Plan for Reporting of Consolidated Options Last Sale Reports and Quotation Information To Amend OPRA's Definition of the term “Nonprofessional”2014-12-05T00:00:00-08:002014-12-05T00:00:00-08:002014-28546Noticehttp://www.gpo.gov/fdsys/pkg/FR-2014-12-05/pdf/2014-28546.pdfhttps://regulations.justia.com/regulations/fedreg/2014/12/05/2014-28545.htmlNotice - Options Price Reporting Authority; Order Approving an Amendment to the Plan for Reporting of Consolidated Options Last Sale Reports and Quotation Information To Amend Sections 5.4 and 7.1 of the OPRA Plan2014-12-05T00:00:00-08:002014-12-05T00:00:00-08:002014-28545Noticehttp://www.gpo.gov/fdsys/pkg/FR-2014-12-05/pdf/2014-28545.pdfhttps://regulations.justia.com/regulations/fedreg/2014/12/05/2014-28544.htmlNotice - Self-Regulatory Organizations; The Options Clearing Corporation; Notice of Withdrawal of an Advance Notice Concerning Enhancements to the Risk Management Framework Applied to the Clearance of Confirmed Trades Executed in Extended and Overnight Trading Sessions2014-12-05T00:00:00-08:002014-12-05T00:00:00-08:002014-28544Noticehttp://www.gpo.gov/fdsys/pkg/FR-2014-12-05/pdf/2014-28544.pdfhttps://regulations.justia.com/regulations/fedreg/2014/12/05/2014-28543.htmlNotice - Self-Regulatory Organizations; Municipal Securities Rulemaking Board; Notice of Filing of a Proposed Rule Change Consisting of Proposed Amendments to MSRB Rules G-1, on Separately Identifiable Department or Division of a Bank; G-2, on Standards of Professional Qualification; G-3, on Professional Qualification Requirements; and D-13, on Municipal Advisory Activities2014-12-05T00:00:00-08:002014-12-05T00:00:00-08:002014-28543Noticehttp://www.gpo.gov/fdsys/pkg/FR-2014-12-05/pdf/2014-28543.pdfhttps://regulations.justia.com/regulations/fedreg/2014/12/05/2014-28534.htmlNotice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Modify NASDAQ Rule 7001(c)2014-12-05T00:00:00-08:002014-12-05T00:00:00-08:002014-28534Noticehttp://www.gpo.gov/fdsys/pkg/FR-2014-12-05/pdf/2014-28534.pdfhttps://regulations.justia.com/regulations/fedreg/2014/12/05/2014-27767.htmlRule - Regulation Systems Compliance and Integrity2014-12-05T00:00:00-08:002014-12-05T00:00:00-08:002014-27767Rulehttp://www.gpo.gov/fdsys/pkg/FR-2014-12-05/pdf/2014-27767.pdfhttps://regulations.justia.com/regulations/fedreg/2014/12/04/2014-28476.htmlNotice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing of Proposed Rule Change Amending Rule 13 and Related Rules Governing Order Types and Modifiers To Clarify the Nature of Order Types2014-12-04T00:00:00-08:002014-12-04T00:00:00-08:002014-28476Noticehttp://www.gpo.gov/fdsys/pkg/FR-2014-12-04/pdf/2014-28476.pdfhttps://regulations.justia.com/regulations/fedreg/2014/12/04/2014-28475.htmlNotice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing of Amendment Nos. 1 and 2 and Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendment Nos. 1 and 2, To Adopt Extended Trading Hours for SPX and VIX2014-12-04T00:00:00-08:002014-12-04T00:00:00-08:002014-28475Noticehttp://www.gpo.gov/fdsys/pkg/FR-2014-12-04/pdf/2014-28475.pdfhttps://regulations.justia.com/regulations/fedreg/2014/12/04/2014-28474.htmlNotice - Self-Regulatory Organizations; NASDAQ OMX BX, Inc.; Order Granting Approval to Proposed Rule Change To Establish the Retail Price Improvement Program on a Pilot Basis Expiring Twelve Months From the Date of Implementation2014-12-04T00:00:00-08:002014-12-04T00:00:00-08:002014-28474Noticehttp://www.gpo.gov/fdsys/pkg/FR-2014-12-04/pdf/2014-28474.pdfhttps://regulations.justia.com/regulations/fedreg/2014/12/04/2014-28473.htmlNotice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Reflect a Change to the Process for Determining the Benchmark Values Used by the ETFS Platinum Trust, ETFS Palladium Trust, ETFS Precious Metals Trust and ETFS White Metals Basket Trust2014-12-04T00:00:00-08:002014-12-04T00:00:00-08:002014-28473Noticehttp://www.gpo.gov/fdsys/pkg/FR-2014-12-04/pdf/2014-28473.pdfhttps://regulations.justia.com/regulations/fedreg/2014/12/03/2014-28532.htmlNotice - Sunshine Act Meeting2014-12-03T00:00:00-08:002014-12-03T00:00:00-08:002014-28532Noticehttp://www.gpo.gov/fdsys/pkg/FR-2014-12-03/pdf/2014-28532.pdfhttps://regulations.justia.com/regulations/fedreg/2014/12/03/2014-28495.htmlNotice - SEC Advisory Committee on Small and Emerging Companies2014-12-03T00:00:00-08:002014-12-03T00:00:00-08:002014-28495Noticehttp://www.gpo.gov/fdsys/pkg/FR-2014-12-03/pdf/2014-28495.pdfhttps://regulations.justia.com/regulations/fedreg/2014/12/03/2014-28426.htmlNotice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to SPX End-of-Month Closing Procedures2014-12-03T00:00:00-08:002014-12-03T00:00:00-08:002014-28426Noticehttp://www.gpo.gov/fdsys/pkg/FR-2014-12-03/pdf/2014-28426.pdfhttps://regulations.justia.com/regulations/fedreg/2014/12/02/2014-28353.htmlNotice - Self-Regulatory Organizations; The Options Clearing Corporation; Notice of Filing of Proposed Rule Change in Order To Permit OCC To Adjust the Size of Its Clearing Fund on an Intra-Month Basis2014-12-02T00:00:00-08:002014-12-02T00:00:00-08:002014-28353Noticehttp://www.gpo.gov/fdsys/pkg/FR-2014-12-02/pdf/2014-28353.pdfhttps://regulations.justia.com/regulations/fedreg/2014/12/02/2014-28322.htmlNotice - Self-Regulatory Organizations; ICE Clear Europe Limited; Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Clearing Rules Relating to CASS Requirements2014-12-02T00:00:00-08:002014-12-02T00:00:00-08:002014-28322Noticehttp://www.gpo.gov/fdsys/pkg/FR-2014-12-02/pdf/2014-28322.pdfhttps://regulations.justia.com/regulations/fedreg/2014/12/02/2014-28321.htmlNotice - Self-Regulatory Organizations; NASDAQ OMX BX, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Extension of the Exchange's Penny Pilot Program and Replacement of Penny Pilot Issues That Have Been Delisted2014-12-02T00:00:00-08:002014-12-02T00:00:00-08:002014-28321Noticehttp://www.gpo.gov/fdsys/pkg/FR-2014-12-02/pdf/2014-28321.pdfhttps://regulations.justia.com/regulations/fedreg/2014/12/02/2014-28320.htmlNotice - Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Extension of the Exchange's Penny Pilot Program and Replacement of Penny Pilot Issues That Have Been Delisted2014-12-02T00:00:00-08:002014-12-02T00:00:00-08:002014-28320Noticehttp://www.gpo.gov/fdsys/pkg/FR-2014-12-02/pdf/2014-28320.pdfhttps://regulations.justia.com/regulations/fedreg/2014/12/02/2014-28319.htmlNotice - Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Active SQF Port Fees2014-12-02T00:00:00-08:002014-12-02T00:00:00-08:002014-28319Noticehttp://www.gpo.gov/fdsys/pkg/FR-2014-12-02/pdf/2014-28319.pdfhttps://regulations.justia.com/regulations/fedreg/2014/12/02/2014-28318.htmlNotice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Extension of the Exchange's Penny Pilot Program and Replacement of Penny Pilot Issues That Have Been Delisted2014-12-02T00:00:00-08:002014-12-02T00:00:00-08:002014-28318Noticehttp://www.gpo.gov/fdsys/pkg/FR-2014-12-02/pdf/2014-28318.pdfhttps://regulations.justia.com/regulations/fedreg/2014/12/02/2014-28317.htmlNotice - Self-Regulatory Organizations; ICE Clear Credit LLC; Notice of Filing of Proposed Rule Change to Formalize the ICC Operational Risk Management Framework2014-12-02T00:00:00-08:002014-12-02T00:00:00-08:002014-28317Noticehttp://www.gpo.gov/fdsys/pkg/FR-2014-12-02/pdf/2014-28317.pdfhttps://regulations.justia.com/regulations/fedreg/2014/12/02/2014-28316.htmlNotice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing of a Proposed Rule Change To Adopt NASDAQ Rule 7015(i) To Offer the New IPO Workstation2014-12-02T00:00:00-08:002014-12-02T00:00:00-08:002014-28316Noticehttp://www.gpo.gov/fdsys/pkg/FR-2014-12-02/pdf/2014-28316.pdfhttps://regulations.justia.com/regulations/fedreg/2014/12/02/2014-28315.htmlNotice - Self-Regulatory Organizations; Fixed Income Clearing Corporation; Notice of Filing of Proposed Rule Change To Amend the Rules of the Government Securities Division and the Mortgage-Backed Securities Division Regarding the Default of Fixed Income Clearing Corporation2014-12-02T00:00:00-08:002014-12-02T00:00:00-08:002014-28315Noticehttp://www.gpo.gov/fdsys/pkg/FR-2014-12-02/pdf/2014-28315.pdfhttps://regulations.justia.com/regulations/fedreg/2014/12/02/2014-28314.htmlNotice - Banc of America Mortgage Securities, Inc., et al.; Notice of Application and Temporary Order2014-12-02T00:00:00-08:002014-12-02T00:00:00-08:002014-28314Noticehttp://www.gpo.gov/fdsys/pkg/FR-2014-12-02/pdf/2014-28314.pdfhttps://regulations.justia.com/regulations/fedreg/2014/12/02/2014-28313.htmlNotice - ETF Securities Advisors LLC, et al.; Notice of Application2014-12-02T00:00:00-08:002014-12-02T00:00:00-08:002014-28313Noticehttp://www.gpo.gov/fdsys/pkg/FR-2014-12-02/pdf/2014-28313.pdfhttps://regulations.justia.com/regulations/fedreg/2014/12/02/2014-28312.htmlNotice - Proposed Collection; Comment Request2014-12-02T00:00:00-08:002014-12-02T00:00:00-08:002014-28312Noticehttp://www.gpo.gov/fdsys/pkg/FR-2014-12-02/pdf/2014-28312.pdfhttps://regulations.justia.com/regulations/fedreg/2014/12/02/2014-28311.htmlNotice - Submission for OMB Review; Comment Request2014-12-02T00:00:00-08:002014-12-02T00:00:00-08:002014-28311Noticehttp://www.gpo.gov/fdsys/pkg/FR-2014-12-02/pdf/2014-28311.pdfhttps://regulations.justia.com/regulations/fedreg/2014/12/02/2014-28310.htmlNotice - Submission for OMB Review; Comment Request2014-12-02T00:00:00-08:002014-12-02T00:00:00-08:002014-28310Noticehttp://www.gpo.gov/fdsys/pkg/FR-2014-12-02/pdf/2014-28310.pdfhttps://regulations.justia.com/regulations/fedreg/2014/12/02/2014-28309.htmlNotice - Submission for OMB Review; Comment Request2014-12-02T00:00:00-08:002014-12-02T00:00:00-08:002014-28309Noticehttp://www.gpo.gov/fdsys/pkg/FR-2014-12-02/pdf/2014-28309.pdfhttps://regulations.justia.com/regulations/fedreg/2014/12/02/2014-28308.htmlNotice - Submission for OMB Review; Comment Request2014-12-02T00:00:00-08:002014-12-02T00:00:00-08:002014-28308Noticehttp://www.gpo.gov/fdsys/pkg/FR-2014-12-02/pdf/2014-28308.pdfhttps://regulations.justia.com/regulations/fedreg/2014/12/02/2014-28307.htmlNotice - Proposed Collection; Comment Request2014-12-02T00:00:00-08:002014-12-02T00:00:00-08:002014-28307Noticehttp://www.gpo.gov/fdsys/pkg/FR-2014-12-02/pdf/2014-28307.pdfhttps://regulations.justia.com/regulations/fedreg/2014/12/02/2014-28306.htmlNotice - Proposed Collection; Comment Request2014-12-02T00:00:00-08:002014-12-02T00:00:00-08:002014-28306Noticehttp://www.gpo.gov/fdsys/pkg/FR-2014-12-02/pdf/2014-28306.pdfhttps://regulations.justia.com/regulations/fedreg/2014/12/02/2014-28305.htmlNotice - Proposed Collection; Comment Request2014-12-02T00:00:00-08:002014-12-02T00:00:00-08:002014-28305Noticehttp://www.gpo.gov/fdsys/pkg/FR-2014-12-02/pdf/2014-28305.pdfhttps://regulations.justia.com/regulations/fedreg/2014/12/01/2014-28175.htmlNotice - Notice of Applications for Deregistration Under Section 8(f) of the Investment Company Act of 19402014-12-01T00:00:00-08:002014-12-01T00:00:00-08:002014-28175Noticehttp://www.gpo.gov/fdsys/pkg/FR-2014-12-01/pdf/2014-28175.pdfhttps://regulations.justia.com/regulations/fedreg/2014/12/01/2014-28174.htmlNotice - MUFG Union Bank, N.A.; Notice of Application2014-12-01T00:00:00-08:002014-12-01T00:00:00-08:002014-28174Noticehttp://www.gpo.gov/fdsys/pkg/FR-2014-12-01/pdf/2014-28174.pdfhttps://regulations.justia.com/regulations/fedreg/2014/12/01/2014-28173.htmlNotice - Self-Regulatory Organizations; BATS Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Rule 11.24 of BATS Exchange, Inc.2014-12-01T00:00:00-08:002014-12-01T00:00:00-08:002014-28173Noticehttp://www.gpo.gov/fdsys/pkg/FR-2014-12-01/pdf/2014-28173.pdfhttps://regulations.justia.com/regulations/fedreg/2014/12/01/2014-28172.htmlNotice - Self-Regulatory Organizations; The NASDAQ Stock Market, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Rebates in Penny Pilot Options2014-12-01T00:00:00-08:002014-12-01T00:00:00-08:002014-28172Noticehttp://www.gpo.gov/fdsys/pkg/FR-2014-12-01/pdf/2014-28172.pdfhttps://regulations.justia.com/regulations/fedreg/2014/11/28/2014-28084.htmlNotice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing of Proposed Rule Change Amending Rules 311 and 313 To Add Limited Liability Companies as Eligible Member Organizations and Delineate the Information Limited Liability Companies Must Submit to the Exchange as Part of the Membership Process; Eliminate the Requirement That a Member Corporation Be Created or Organized, and Maintain Its Principal Place of Business, in the United States; and Make Additional Related Amendments To Update Its Membership Rules2014-11-28T00:00:00-08:002014-11-28T00:00:00-08:002014-28084Noticehttp://www.gpo.gov/fdsys/pkg/FR-2014-11-28/pdf/2014-28084.pdfhttps://regulations.justia.com/regulations/fedreg/2014/11/28/2014-28083.htmlNotice - Self-Regulatory Organizations; NYSE MKT LLC; Notice of Filing of Proposed Rule Change Amending Rules 311-Equities and 313-Equities To Add Limited Liability Companies as Eligible Member Organizations and Delineate the Information Limited Liability Companies Must Submit to the Exchange as Part of the Membership Process; Eliminate the Requirement That a Member Corporation Be Created or Organized, and Maintain Its Principal Place of Business, in the United States; and Make Additional Related Amendments To Update Its Membership Rules2014-11-28T00:00:00-08:002014-11-28T00:00:00-08:002014-28083Noticehttp://www.gpo.gov/fdsys/pkg/FR-2014-11-28/pdf/2014-28083.pdfhttps://regulations.justia.com/regulations/fedreg/2014/11/28/2014-28082.htmlNotice - Self-Regulatory Organizations; NYSE MKT LLC; Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change, as Modified by Amendment No. 1 Thereto, Amending Rule 902.1NY To Authorize the Exchange To Share Any User-Designated Risk Settings in Exchange Systems With the Clearing Member That Clears Transactions on Behalf of the User2014-11-28T00:00:00-08:002014-11-28T00:00:00-08:002014-28082Noticehttp://www.gpo.gov/fdsys/pkg/FR-2014-11-28/pdf/2014-28082.pdfhttps://regulations.justia.com/regulations/fedreg/2014/11/28/2014-28080.htmlNotice - Self-Regulatory Organizations; ICE Clear Europe Limited; Notice of Filing of Proposed Rule Change to Finance Procedures2014-11-28T00:00:00-08:002014-11-28T00:00:00-08:002014-28080Noticehttp://www.gpo.gov/fdsys/pkg/FR-2014-11-28/pdf/2014-28080.pdfhttps://regulations.justia.com/regulations/fedreg/2014/11/28/2014-28079.htmlNotice - Self-Regulatory Organizations; ICE Clear Credit LLC; Order Approving Proposed Rule Change Related to ICC's Use of House Initial Margin as an Internal Liquidity Resource2014-11-28T00:00:00-08:002014-11-28T00:00:00-08:002014-28079Noticehttp://www.gpo.gov/fdsys/pkg/FR-2014-11-28/pdf/2014-28079.pdfhttps://regulations.justia.com/regulations/fedreg/2014/11/28/2014-28078.htmlNotice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Rule 6.1A To Adopt a Definition of “Professional Customer” on the Exchange2014-11-28T00:00:00-08:002014-11-28T00:00:00-08:002014-28078Noticehttp://www.gpo.gov/fdsys/pkg/FR-2014-11-28/pdf/2014-28078.pdfhttps://regulations.justia.com/regulations/fedreg/2014/11/26/2014-28081.htmlNotice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change, as Modified by Amendment No. 1 Thereto, Amending Rule 6.2A To Authorize the Exchange To Share Any User-Designated Risk Settings in Exchange Systems With the Clearing Member That Clears Transactions on Behalf of the User2014-11-26T00:00:00-08:002014-11-26T00:00:00-08:002014-28081Noticehttp://www.gpo.gov/fdsys/pkg/FR-2014-11-26/pdf/2014-28081.pdfhttps://regulations.justia.com/regulations/fedreg/2014/11/26/2014-28026.htmlNotice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Short Interest Reports2014-11-26T00:00:00-08:002014-11-26T00:00:00-08:002014-28026Noticehttp://www.gpo.gov/fdsys/pkg/FR-2014-11-26/pdf/2014-28026.pdfhttps://regulations.justia.com/regulations/fedreg/2014/11/26/2014-27982.htmlNotice - Lattice Strategies, LLC, et al.; Notice of Application2014-11-26T00:00:00-08:002014-11-26T00:00:00-08:002014-27982Noticehttp://www.gpo.gov/fdsys/pkg/FR-2014-11-26/pdf/2014-27982.pdfhttps://regulations.justia.com/regulations/fedreg/2014/11/26/2014-27981.htmlNotice - Advanced Series Trust, et al.; Notice of Application2014-11-26T00:00:00-08:002014-11-26T00:00:00-08:002014-27981Noticehttp://www.gpo.gov/fdsys/pkg/FR-2014-11-26/pdf/2014-27981.pdfhttps://regulations.justia.com/regulations/fedreg/2014/11/26/2014-27980.htmlNotice - BlackRock, Inc., et al.; Notice of Application2014-11-26T00:00:00-08:002014-11-26T00:00:00-08:002014-27980Noticehttp://www.gpo.gov/fdsys/pkg/FR-2014-11-26/pdf/2014-27980.pdfhttps://regulations.justia.com/regulations/fedreg/2014/11/26/2014-27979.htmlNotice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Clarify Rule 7018(a) With Respect to Execution and Routing of Orders in Securities Priced at $1 or More Per Share2014-11-26T00:00:00-08:002014-11-26T00:00:00-08:002014-27979Noticehttp://www.gpo.gov/fdsys/pkg/FR-2014-11-26/pdf/2014-27979.pdfhttps://regulations.justia.com/regulations/fedreg/2014/11/26/2014-27978.htmlNotice - Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Clarify the Exchange's Pricing Schedule Under Section VIII With Respect to Execution and Routing of Orders in Securities Priced at $1 or More Per Share2014-11-26T00:00:00-08:002014-11-26T00:00:00-08:002014-27978Noticehttp://www.gpo.gov/fdsys/pkg/FR-2014-11-26/pdf/2014-27978.pdf