In the Matter of VHGI Holdings, Inc.; Order of Suspension of Trading, 65756 [2014-26360]

Download as PDF mstockstill on DSK4VPTVN1PROD with NOTICES 65756 Federal Register / Vol. 79, No. 214 / Wednesday, November 5, 2014 / Notices how it is made available and by whom; (d) the risks involved in trading the Shares during the Pre-Market and PostMarket Sessions when an updated Intraday Indicative Value will not be calculated or publicly disseminated; (e) the requirement that members deliver a prospectus to investors purchasing newly issued Shares prior to or concurrently with the confirmation of a transaction; and (f) trading information. (6) For initial and continued listing, each Fund and its respective Subsidiary must be in compliance with Rule 10A– 3 under the Act.37 (7) Each Fund may hold up to an aggregate amount of 15% of its net assets in illiquid assets (calculated at the time of investment). Each Fund will monitor its portfolio liquidity on an ongoing basis to determine whether, in light of current circumstances, an adequate level of liquidity is being maintained, and will consider taking appropriate steps in order to maintain adequate liquidity if, through a change in values, net assets, or other circumstances, more than 15% of a Fund’s net assets are held in illiquid assets. (8) No Fund will invest directly in Commodities. However, each Fund expects to gain significant exposure to Commodities indirectly by investing directly in the applicable Subsidiary. Each Fund’s investment in its applicable Subsidiary may not exceed 25% of such Fund’s total assets at each quarter end of such Fund’s fiscal year. Each Fund and the applicable Subsidiary will not invest in any nonU.S. equity securities (other than shares of the Subsidiary). (9) No Fund or Subsidiary will invest directly in physical commodities. (10) Each Fund’s Subsidiary will invest in Commodities. The Commodities generally will be components of the Benchmark for each Fund, but each Subsidiary also may invest in Commodities that are outside of the Benchmark. (11) Each Fund’s and its respective Subsidiary’s investments will be consistent with that Fund’s investment objectives. In pursuing its investment objective, a Fund may utilize instruments that have a leveraging effect on that Fund. Any instance of effective leverage will be covered in accordance with guidance promulgated by the Commission and its staff. Each Fund does not presently intend to engage in any form of borrowing for investment purposes, and will not be operated as ‘‘leveraged ETFs, i.e., it will not be operated in a manner designed to seek a multiple of the performance of an underlying reference index. (12) A minimum of 100,000 Shares of each Fund will be outstanding at the commencement of trading on the Exchange. This approval order is based on all of the Exchange’s representations, including those set forth above and in the Notice, and the Exchange’s description of the Funds. For the foregoing reasons, the Commission finds that the proposed rule change is consistent with Section 6(b)(5) of the Act 38 and the rules and regulations thereunder applicable to a national securities exchange. By the Commission. Brent J. Fields, Secretary. IV. Conclusion SUMMARY: It is therefore ordered, pursuant to Section 19(b)(2) of the Act,39 that the proposed rule change (SR–NASDAQ– 2014–080), as modified by Amendment No. 1 thereto, be, and it hereby is, approved. For the Commission, by the Division of Trading and Markets, pursuant to delegated authority.40 Brent J. Fields, Secretary. [FR Doc. 2014–26229 Filed 11–4–14; 8:45 am] BILLING CODE 8011–01–P SECURITIES AND EXCHANGE COMMISSION [File No. 500–1] In the Matter of VHGI Holdings, Inc.; Order of Suspension of Trading November 3, 2014. It appears to the Securities and Exchange Commission that there is a lack of current and accurate information concerning the securities of VHGI Holdings, Inc. (‘‘VHGI’’) because it has not filed a periodic report since it filed its Form 10–K for the period ending December 31, 2012, filed on June 26, 2013. VHGI’s common stock (ticker ‘‘VHGI’’) was quoted on OTC Link (previously ‘‘Pink Sheets’’) operated by OTC Markets Group, Inc. The Commission is of the opinion that the public interest and the protection of investors require a suspension of trading in the securities of VHGI. Therefore, it is ordered, pursuant to Section 12(k) of the Securities Exchange Act of 1934, that trading in the securities of VHGI is suspended for the period from 9:30 a.m. EDT on November 3, 2014, through 11:59 p.m. EDT on November 14, 2014. 38 15 U.S.C. 78f(b)(5). U.S.C. 78s(b)(2). 40 17 CFR 200.30–3(a)(12). 39 15 37 See 17 CFR 240.10A–3. VerDate Sep<11>2014 17:42 Nov 04, 2014 Jkt 235001 PO 00000 Frm 00142 Fmt 4703 Sfmt 9990 [FR Doc. 2014–26360 Filed 11–3–14; 11:15 am] BILLING CODE 8011–01–P DEPARTMENT OF STATE [Public Notice 8937] Culturally Significant Objects Imported for Exhibition Determinations: ‘‘The Winchester Bible: A Masterpiece of Medieval Art’’ Notice is hereby given of the following determinations: Pursuant to the authority vested in me by the Act of October 19, 1965 (79 Stat. 985; 22 U.S.C. 2459), Executive Order 12047 of March 27, 1978, the Foreign Affairs Reform and Restructuring Act of 1998 (112 Stat. 2681, et seq.; 22 U.S.C. 6501 note, et seq.), Delegation of Authority No. 234 of October 1, 1999, and Delegation of Authority No. 236–3 of August 28, 2000 (and, as appropriate, Delegation of Authority No. 257 of April 15, 2003), I hereby determine that the objects to be included in the exhibition ‘‘The Winchester Bible: A Masterpiece of Medieval Art,’’ imported from abroad for temporary exhibition within the United States, are of cultural significance. The objects are imported pursuant to a loan agreement with the foreign owner or custodian. I also determine that the exhibition or display of the exhibit objects at the Metropolitan Museum of Art, New York, New York, from on or about December 9, 2014, until on or about March 8, 2015, and at possible additional exhibitions or venues yet to be determined, is in the national interest. I have ordered that Public Notice of these Determinations be published in the Federal Register. For further information, including a list of the imported objects, contact Paul W. Manning, Attorney-Adviser, Office of the Legal Adviser, U.S. Department of State (telephone: 202–632–6469). The mailing address is U.S. Department of State, SA–5, L/PD, Fifth Floor (Suite 5H03), Washington, DC 20522–0505. FOR FURTHER INFORMATION CONTACT: Dated: October 24, 2014. Kelly Keiderling, Principal Deputy Assistant Secretary, Bureau of Educational and Cultural Affairs, Department of State. [FR Doc. 2014–26280 Filed 11–4–14; 8:45 am] BILLING CODE 4710–05–P E:\FR\FM\05NON1.SGM 05NON1

Agencies

[Federal Register Volume 79, Number 214 (Wednesday, November 5, 2014)]
[Notices]
[Page 65756]
From the Federal Register Online via the Government Printing Office [www.gpo.gov]
[FR Doc No: 2014-26360]


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SECURITIES AND EXCHANGE COMMISSION

[File No. 500-1]


In the Matter of VHGI Holdings, Inc.; Order of Suspension of 
Trading

November 3, 2014.
    It appears to the Securities and Exchange Commission that there is 
a lack of current and accurate information concerning the securities of 
VHGI Holdings, Inc. (``VHGI'') because it has not filed a periodic 
report since it filed its Form 10-K for the period ending December 31, 
2012, filed on June 26, 2013. VHGI's common stock (ticker ``VHGI'') was 
quoted on OTC Link (previously ``Pink Sheets'') operated by OTC Markets 
Group, Inc.
    The Commission is of the opinion that the public interest and the 
protection of investors require a suspension of trading in the 
securities of VHGI. Therefore, it is ordered, pursuant to Section 12(k) 
of the Securities Exchange Act of 1934, that trading in the securities 
of VHGI is suspended for the period from 9:30 a.m. EDT on November 3, 
2014, through 11:59 p.m. EDT on November 14, 2014.

    By the Commission.
Brent J. Fields,
Secretary.
[FR Doc. 2014-26360 Filed 11-3-14; 11:15 am]
BILLING CODE 8011-01-P
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