Securities and Exchange Commission 2014 – Federal Register Recent Federal Regulation Documents

Results 501 - 550 of 2,134
Submission for OMB Review; Comment Request
Document Number: 2014-23576
Type: Notice
Date: 2014-10-03
Agency: Securities and Exchange Commission, Agencies and Commissions
Submission for OMB Review; Comment Request
Document Number: 2014-23575
Type: Notice
Date: 2014-10-03
Agency: Securities and Exchange Commission, Agencies and Commissions
Submission for OMB Review; Comment Request
Document Number: 2014-23574
Type: Notice
Date: 2014-10-03
Agency: Securities and Exchange Commission, Agencies and Commissions
Submission for OMB Review; Comment Request
Document Number: 2014-23573
Type: Notice
Date: 2014-10-03
Agency: Securities and Exchange Commission, Agencies and Commissions
Submission for OMB Review; Comment Request
Document Number: 2014-23572
Type: Notice
Date: 2014-10-03
Agency: Securities and Exchange Commission, Agencies and Commissions
Submission for OMB Review; Comment Request
Document Number: 2014-23571
Type: Notice
Date: 2014-10-03
Agency: Securities and Exchange Commission, Agencies and Commissions
Submission for OMB Review; Comment Request
Document Number: 2014-23570
Type: Notice
Date: 2014-10-03
Agency: Securities and Exchange Commission, Agencies and Commissions
Notice of Applications for Deregistration Under Section 8(f) of the Investment Company Act of 1940
Document Number: 2014-23566
Type: Notice
Date: 2014-10-03
Agency: Securities and Exchange Commission, Agencies and Commissions
Each applicant seeks an order declaring that it has ceased to be an investment company. Evergreen Variable Annuity Trust transferred its asset to corresponding series of Wells Fargo Variable Trust and on July 16, 2010, made distributions to its shareholders based on net asset value. The remaining applicants transferred their assets to corresponding series of Wells Fargo Funds Trust, and by July 16, 2010, made distributions to their shareholders based on net asset value. Total expenses of $21,699,000 incurred in connection with the reorganizations were paid by Wells Fargo Funds Management, LLC, investment adviser to the acquiring funds, Evergreen Investment Management Company LLC, applicants' investment adviser, or one of their affiliates. Filing Dates: The applications were filed on August 19, 2014, and amended on September 5, 2014. Applicants' Address: 200 Berkeley St., Boston, MA 02116.
Proposed Collection; Comment Request
Document Number: 2014-23453
Type: Notice
Date: 2014-10-02
Agency: Securities and Exchange Commission, Agencies and Commissions
Proposed Collection; Comment Request
Document Number: 2014-23452
Type: Notice
Date: 2014-10-02
Agency: Securities and Exchange Commission, Agencies and Commissions
Proposed Collection; Comment Request
Document Number: 2014-23451
Type: Notice
Date: 2014-10-02
Agency: Securities and Exchange Commission, Agencies and Commissions
Asset-Backed Securities Disclosure and Registration
Document Number: C1-2014-21375
Type: Rule
Date: 2014-09-30
Agency: Securities and Exchange Commission, Agencies and Commissions
Proposed Collection; Comment Request
Document Number: 2014-23254
Type: Notice
Date: 2014-09-30
Agency: Securities and Exchange Commission, Agencies and Commissions
Great-West Funds, Inc., et al.; Notice of Application
Document Number: 2014-23227
Type: Notice
Date: 2014-09-30
Agency: Securities and Exchange Commission, Agencies and Commissions
JNL Series Trust, et al.; Notice of Application
Document Number: 2014-23226
Type: Notice
Date: 2014-09-30
Agency: Securities and Exchange Commission, Agencies and Commissions
Submission for OMB Review; Comment Request
Document Number: 2014-22918
Type: Notice
Date: 2014-09-26
Agency: Securities and Exchange Commission, Agencies and Commissions
Submission for OMB Review; Comment Request
Document Number: 2014-22917
Type: Notice
Date: 2014-09-26
Agency: Securities and Exchange Commission, Agencies and Commissions
Proposed Collection; Comment Request
Document Number: 2014-22916
Type: Notice
Date: 2014-09-26
Agency: Securities and Exchange Commission, Agencies and Commissions
Proposed Collection; Comment Request
Document Number: 2014-22915
Type: Notice
Date: 2014-09-26
Agency: Securities and Exchange Commission, Agencies and Commissions
Proposed Collection; Comment Request
Document Number: 2014-22914
Type: Notice
Date: 2014-09-26
Agency: Securities and Exchange Commission, Agencies and Commissions
Submission for OMB Review; Comment Request
Document Number: 2014-22913
Type: Notice
Date: 2014-09-26
Agency: Securities and Exchange Commission, Agencies and Commissions
Submission for OMB Review; Comment Request
Document Number: 2014-22912
Type: Notice
Date: 2014-09-26
Agency: Securities and Exchange Commission, Agencies and Commissions
Proposed Collection; Comment Request
Document Number: 2014-22911
Type: Notice
Date: 2014-09-26
Agency: Securities and Exchange Commission, Agencies and Commissions
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