Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission?limit=200&mode=atom 2019-02-18T00:05:21-08:00 Justia Inc https://www.justia.com/ Justia Regulations Tracker https://regulations.justia.com/images/justiafedregulations.gif Copyright 2011 Justia Inc https://regulations.justia.com/regulations/fedreg/2019/02/15/2019-02493.html Notice - Program for Allocation of Regulatory Responsibilities Pursuant to Rule 17d-2; Notice of Filing and Order Approving and Declaring Effective an Amendment to the Plan for the Allocation of Regulatory Responsibilities Among NYSE American LLC, Cboe BZX Exchange, Inc., the Cboe EDGX Exchange, Inc., Cboe C2 Exchange, Inc., Cboe Exchange, Inc., Nasdaq ISE, LLC, Financial Industry Regulatory Authority, Inc., NYSE Arca, Inc., The NASDAQ Stock Market LLC, BOX Exchange LLC, NASDAQ BX, Inc., NASDAQ PHLX LLC, Miami International Securities Exchange, LLC, Nasdaq GEMX, LLC, Nasdaq MRX, LLC, MIAX PEARL, LLC, and MIAX Emerald, LLC Concerning Options-Related Sales Practice Matters 2019-02-15T00:00:00-08:00 2019-02-15T00:00:00-08:00 2019-02493 Notice https://www.govinfo.gov/content/pkg/FR-2019-02-15/pdf/2019-02493.pdf https://regulations.justia.com/regulations/fedreg/2019/02/15/2019-02452.html Notice - Self-Regulatory Organizations; ICE Clear Credit LLC; Order Approving Proposed Rule Change Relating to ICC's New Initiatives Approval Policy and Procedural Framework 2019-02-15T00:00:00-08:00 2019-02-15T00:00:00-08:00 2019-02452 Notice https://www.govinfo.gov/content/pkg/FR-2019-02-15/pdf/2019-02452.pdf https://regulations.justia.com/regulations/fedreg/2019/02/15/2019-02450.html Notice - Public Company Accounting Oversight Board; Notice of Filing of and Immediate Effectiveness of Proposed Bylaw and Rule Amendments To Provide That the Board's Appointment and Removal of Hearing Officers Are Subject to Commission Approval 2019-02-15T00:00:00-08:00 2019-02-15T00:00:00-08:00 2019-02450 Notice https://www.govinfo.gov/content/pkg/FR-2019-02-15/pdf/2019-02450.pdf https://regulations.justia.com/regulations/fedreg/2019/02/15/2019-02398.html Notice - Self-Regulatory Organizations; Cboe EDGX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating To Amend the Exchange's Ninth Amended and Restated Bylaws (the “Exchange Bylaws”) the Fourth Amended and Restated Bylaws (the “Parent Bylaws”) of Its Parent Corporation, Cboe Global Markets, Inc. (“Cboe” or the “Parent”) 2019-02-15T00:00:00-08:00 2019-02-15T00:00:00-08:00 2019-02398 Notice https://www.govinfo.gov/content/pkg/FR-2019-02-15/pdf/2019-02398.pdf https://regulations.justia.com/regulations/fedreg/2019/02/15/2019-02397.html Notice - Self-Regulatory Organizations; Cboe Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating To Amend the Exchange's Tenth Amended and Restated Bylaws (the “Exchange Bylaws”) the Fourth Amended and Restated Bylaws (the “Parent Bylaws”) of Its Parent Corporation, Cboe Global Markets, Inc. (“Cboe” or the “Parent”) 2019-02-15T00:00:00-08:00 2019-02-15T00:00:00-08:00 2019-02397 Notice https://www.govinfo.gov/content/pkg/FR-2019-02-15/pdf/2019-02397.pdf https://regulations.justia.com/regulations/fedreg/2019/02/15/2019-02396.html Notice - Self-Regulatory Organizations; Cboe C2 Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating To Amend the Exchange's Tenth Amended and Restated Bylaws (the “Exchange Bylaws”) the Fourth Amended and Restated Bylaws (the “Parent Bylaws”) of Its Parent Corporation, Cboe Global Markets, Inc. (“Cboe” or the “Parent”) 2019-02-15T00:00:00-08:00 2019-02-15T00:00:00-08:00 2019-02396 Notice https://www.govinfo.gov/content/pkg/FR-2019-02-15/pdf/2019-02396.pdf https://regulations.justia.com/regulations/fedreg/2019/02/15/2019-02395.html Notice - Self-Regulatory Organizations; Cboe Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Establish Fees for a Recently Added Option That Overlies the S&P Select Sector Index Options (“Sector Index options”) 2019-02-15T00:00:00-08:00 2019-02-15T00:00:00-08:00 2019-02395 Notice https://www.govinfo.gov/content/pkg/FR-2019-02-15/pdf/2019-02395.pdf https://regulations.justia.com/regulations/fedreg/2019/02/15/2019-02394.html Notice - Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Notice of Filing of a Proposed Rule Change To List and Trade Under Rule 14.11(c)(3) Shares of the Global X Russell 2000 Covered Call ETF of Global X Funds 2019-02-15T00:00:00-08:00 2019-02-15T00:00:00-08:00 2019-02394 Notice https://www.govinfo.gov/content/pkg/FR-2019-02-15/pdf/2019-02394.pdf https://regulations.justia.com/regulations/fedreg/2019/02/15/2019-02393.html Notice - Self-Regulatory Organizations; Cboe EDGA Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating To Amend the Exchange's Ninth Amended and Restated Bylaws (the “Exchange Bylaws”) the Fourth Amended and Restated Bylaws (the “Parent Bylaws”) of Its Parent Corporation, Cboe Global Markets, Inc. (“Cboe” or the “Parent”) 2019-02-15T00:00:00-08:00 2019-02-15T00:00:00-08:00 2019-02393 Notice https://www.govinfo.gov/content/pkg/FR-2019-02-15/pdf/2019-02393.pdf https://regulations.justia.com/regulations/fedreg/2019/02/15/2019-02392.html Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Designation of Longer Period for Commission Action on Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change To Amend NYSE Rule 104 Governing Transactions by Designated Market Makers 2019-02-15T00:00:00-08:00 2019-02-15T00:00:00-08:00 2019-02392 Notice https://www.govinfo.gov/content/pkg/FR-2019-02-15/pdf/2019-02392.pdf https://regulations.justia.com/regulations/fedreg/2019/02/15/2019-02391.html Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Its Price List To Add a New Incentive for Supplemental Liquidity Providers in Tape A Securities When Adding Liquidity in Securities Traded Pursuant to Unlisted Trading Privileges 2019-02-15T00:00:00-08:00 2019-02-15T00:00:00-08:00 2019-02391 Notice https://www.govinfo.gov/content/pkg/FR-2019-02-15/pdf/2019-02391.pdf https://regulations.justia.com/regulations/fedreg/2019/02/15/2019-02390.html Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the NYSE Arca Equities Fees and Charges 2019-02-15T00:00:00-08:00 2019-02-15T00:00:00-08:00 2019-02390 Notice https://www.govinfo.gov/content/pkg/FR-2019-02-15/pdf/2019-02390.pdf https://regulations.justia.com/regulations/fedreg/2019/02/15/2019-02389.html Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing of Proposed Rule Change Relating to the Listing and Trading of Shares of the Bitwise Bitcoin ETF Trust Under NYSE Arca Rule 8.201-E 2019-02-15T00:00:00-08:00 2019-02-15T00:00:00-08:00 2019-02389 Notice https://www.govinfo.gov/content/pkg/FR-2019-02-15/pdf/2019-02389.pdf https://regulations.justia.com/regulations/fedreg/2019/02/15/2019-02377.html Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing of Proposed Rule Change Relating to the Listing and Trading of the Shares of the ProShares UltraPro 3x Natural Gas ETF and ProShares UltraPro 3x Short Natural Gas ETF Under NYSE Arca Rule 8.200-E 2019-02-15T00:00:00-08:00 2019-02-15T00:00:00-08:00 2019-02377 Notice https://www.govinfo.gov/content/pkg/FR-2019-02-15/pdf/2019-02377.pdf https://regulations.justia.com/regulations/fedreg/2019/02/15/2019-01368.html Notice - Proposed Collection; Comment Request 2019-02-15T00:00:00-08:00 2019-02-15T00:00:00-08:00 2019-01368 Notice https://www.govinfo.gov/content/pkg/FR-2019-02-15/pdf/2019-01368.pdf https://regulations.justia.com/regulations/fedreg/2019/02/15/2018-27979.html Proposed Rule - Risk Mitigation Techniques for Uncleared Security-Based Swaps 2019-02-15T00:00:00-08:00 2019-02-15T00:00:00-08:00 2018-27979 Proposed Rule https://www.govinfo.gov/content/pkg/FR-2019-02-15/pdf/2018-27979.pdf https://regulations.justia.com/regulations/fedreg/2019/02/14/2019-02313.html Notice - Submission for OMB Review; Comment Request 2019-02-14T00:00:00-08:00 2019-02-14T00:00:00-08:00 2019-02313 Notice https://www.govinfo.gov/content/pkg/FR-2019-02-14/pdf/2019-02313.pdf https://regulations.justia.com/regulations/fedreg/2019/02/14/2019-02312.html Notice - Submission for OMB Review; Comment Request 2019-02-14T00:00:00-08:00 2019-02-14T00:00:00-08:00 2019-02312 Notice https://www.govinfo.gov/content/pkg/FR-2019-02-14/pdf/2019-02312.pdf https://regulations.justia.com/regulations/fedreg/2019/02/14/2019-02311.html Notice - Submission for OMB Review; Comment Request 2019-02-14T00:00:00-08:00 2019-02-14T00:00:00-08:00 2019-02311 Notice https://www.govinfo.gov/content/pkg/FR-2019-02-14/pdf/2019-02311.pdf https://regulations.justia.com/regulations/fedreg/2019/02/14/2019-02310.html Notice - Submission for OMB Review; Comment Request 2019-02-14T00:00:00-08:00 2019-02-14T00:00:00-08:00 2019-02310 Notice https://www.govinfo.gov/content/pkg/FR-2019-02-14/pdf/2019-02310.pdf https://regulations.justia.com/regulations/fedreg/2019/02/14/2019-02309.html Notice - Proposed Collection; Comment Request 2019-02-14T00:00:00-08:00 2019-02-14T00:00:00-08:00 2019-02309 Notice https://www.govinfo.gov/content/pkg/FR-2019-02-14/pdf/2019-02309.pdf https://regulations.justia.com/regulations/fedreg/2019/02/14/2019-02308.html Notice - Submission for OMB Review; Comment Request 2019-02-14T00:00:00-08:00 2019-02-14T00:00:00-08:00 2019-02308 Notice https://www.govinfo.gov/content/pkg/FR-2019-02-14/pdf/2019-02308.pdf https://regulations.justia.com/regulations/fedreg/2019/02/14/2019-02307.html Notice - Proposed Collection; Comment Request 2019-02-14T00:00:00-08:00 2019-02-14T00:00:00-08:00 2019-02307 Notice https://www.govinfo.gov/content/pkg/FR-2019-02-14/pdf/2019-02307.pdf https://regulations.justia.com/regulations/fedreg/2019/02/14/2019-02289.html Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Extend the Implementation Date of Certain Amendments to FINRA Rule 4210 Approved Pursuant to SR-FINRA-2015-036 2019-02-14T00:00:00-08:00 2019-02-14T00:00:00-08:00 2019-02289 Notice https://www.govinfo.gov/content/pkg/FR-2019-02-14/pdf/2019-02289.pdf https://regulations.justia.com/regulations/fedreg/2019/02/14/2019-02288.html Notice - Self-Regulatory Organizations; Cboe C2 Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Options Regulatory Fee 2019-02-14T00:00:00-08:00 2019-02-14T00:00:00-08:00 2019-02288 Notice https://www.govinfo.gov/content/pkg/FR-2019-02-14/pdf/2019-02288.pdf https://regulations.justia.com/regulations/fedreg/2019/02/14/2019-02287.html Notice - Self-Regulatory Organizations; Cboe Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Options Regulatory Fee 2019-02-14T00:00:00-08:00 2019-02-14T00:00:00-08:00 2019-02287 Notice https://www.govinfo.gov/content/pkg/FR-2019-02-14/pdf/2019-02287.pdf https://regulations.justia.com/regulations/fedreg/2019/02/14/2019-02286.html Notice - Self-Regulatory Organizations; Cboe EDGX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Exchange's Fee Schedule Applicable to Its Equities Trading Platform (“EDGX Equities”) To Introduce a “Cross-Asset Volume Tier” 2019-02-14T00:00:00-08:00 2019-02-14T00:00:00-08:00 2019-02286 Notice https://www.govinfo.gov/content/pkg/FR-2019-02-14/pdf/2019-02286.pdf https://regulations.justia.com/regulations/fedreg/2019/02/14/2019-02285.html Notice - Pharos Capital BDC, Inc., et al. 2019-02-14T00:00:00-08:00 2019-02-14T00:00:00-08:00 2019-02285 Notice https://www.govinfo.gov/content/pkg/FR-2019-02-14/pdf/2019-02285.pdf https://regulations.justia.com/regulations/fedreg/2019/02/13/2019-02189.html Notice - Victory Capital Management Inc., et al. 2019-02-13T00:00:00-08:00 2019-02-13T00:00:00-08:00 2019-02189 Notice https://www.govinfo.gov/content/pkg/FR-2019-02-13/pdf/2019-02189.pdf https://regulations.justia.com/regulations/fedreg/2019/02/13/2019-02116.html Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing of a Proposed Rule Change Relating to FINRA Rule 6750 (Dissemination of Transaction Information) 2019-02-13T00:00:00-08:00 2019-02-13T00:00:00-08:00 2019-02116 Notice https://www.govinfo.gov/content/pkg/FR-2019-02-13/pdf/2019-02116.pdf https://regulations.justia.com/regulations/fedreg/2019/02/13/2019-02115.html Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rule 7.31 Relating to the Minimum Trade Size Modifier 2019-02-13T00:00:00-08:00 2019-02-13T00:00:00-08:00 2019-02115 Notice https://www.govinfo.gov/content/pkg/FR-2019-02-13/pdf/2019-02115.pdf https://regulations.justia.com/regulations/fedreg/2019/02/13/2019-02114.html Notice - Self-Regulatory Organizations; ICE Clear Europe Limited; Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change Relating to Clearing Member Termination 2019-02-13T00:00:00-08:00 2019-02-13T00:00:00-08:00 2019-02114 Notice https://www.govinfo.gov/content/pkg/FR-2019-02-13/pdf/2019-02114.pdf https://regulations.justia.com/regulations/fedreg/2019/02/12/2019-02117.html Notice - Sunshine Act Meetings 2019-02-12T00:00:00-08:00 2019-02-12T00:00:00-08:00 2019-02117 Notice https://www.govinfo.gov/content/pkg/FR-2019-02-12/pdf/2019-02117.pdf https://regulations.justia.com/regulations/fedreg/2019/02/12/2019-01946.html Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing of a Proposed Rule Change To Expand Time for Non-Parties To Respond to Arbitration Subpoenas and Orders of Appearance of Witnesses or Production of Documents 2019-02-12T00:00:00-08:00 2019-02-12T00:00:00-08:00 2019-01946 Notice https://www.govinfo.gov/content/pkg/FR-2019-02-12/pdf/2019-01946.pdf https://regulations.justia.com/regulations/fedreg/2019/02/12/2019-01945.html Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rule 7.31-E Relating to the Minimum Trade Size Modifier 2019-02-12T00:00:00-08:00 2019-02-12T00:00:00-08:00 2019-01945 Notice https://www.govinfo.gov/content/pkg/FR-2019-02-12/pdf/2019-01945.pdf https://regulations.justia.com/regulations/fedreg/2019/02/12/2019-01944.html Notice - Self-Regulatory Organizations; BOX Exchange LLC; Notice of Withdrawal of Proposed Rule Change To Adopt Rules Governing the Trading of Complex Qualified Contingent Cross Orders and Complex Customer Cross Orders 2019-02-12T00:00:00-08:00 2019-02-12T00:00:00-08:00 2019-01944 Notice https://www.govinfo.gov/content/pkg/FR-2019-02-12/pdf/2019-01944.pdf https://regulations.justia.com/regulations/fedreg/2019/02/12/2019-01943.html Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Extend the Expiration Date of FINRA Rule 0180 (Application of Rules to Security-Based Swaps) 2019-02-12T00:00:00-08:00 2019-02-12T00:00:00-08:00 2019-01943 Notice https://www.govinfo.gov/content/pkg/FR-2019-02-12/pdf/2019-01943.pdf https://regulations.justia.com/regulations/fedreg/2019/02/11/2019-01890.html Notice - Victory Capital Management Inc. et al. 2019-02-11T00:00:00-08:00 2019-02-11T00:00:00-08:00 2019-01890 Notice https://www.govinfo.gov/content/pkg/FR-2019-02-11/pdf/2019-01890.pdf https://regulations.justia.com/regulations/fedreg/2019/02/11/2019-01888.html Notice - Yleana Advisors, LLC and Yleana Trust 2019-02-11T00:00:00-08:00 2019-02-11T00:00:00-08:00 2019-01888 Notice https://www.govinfo.gov/content/pkg/FR-2019-02-11/pdf/2019-01888.pdf https://regulations.justia.com/regulations/fedreg/2019/02/11/2019-01887.html Notice - Yleana Advisors, LLC and Yleana Trust 2019-02-11T00:00:00-08:00 2019-02-11T00:00:00-08:00 2019-01887 Notice https://www.govinfo.gov/content/pkg/FR-2019-02-11/pdf/2019-01887.pdf https://regulations.justia.com/regulations/fedreg/2019/02/11/2019-01728.html Notice - Self-Regulatory Organizations; BOX Exchange LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Clarify That Multi-Leg Qualified Open Outcry Orders Are Permitted on the BOX Trading Floor 2019-02-11T00:00:00-08:00 2019-02-11T00:00:00-08:00 2019-01728 Notice https://www.govinfo.gov/content/pkg/FR-2019-02-11/pdf/2019-01728.pdf https://regulations.justia.com/regulations/fedreg/2019/02/08/2019-01553.html Notice - Self-Regulatory Organizations; ICE Clear Credit LLC; Proposed Rule Change Relating to the ICE CDS Clearing: Back-Testing Framework 2019-02-08T00:00:00-08:00 2019-02-08T00:00:00-08:00 2019-01553 Notice https://www.govinfo.gov/content/pkg/FR-2019-02-08/pdf/2019-01553.pdf https://regulations.justia.com/regulations/fedreg/2019/02/08/2019-01531.html Notice - Special Opportunities Fund, Inc. and Bulldog Investors, LLC 2019-02-08T00:00:00-08:00 2019-02-08T00:00:00-08:00 2019-01531 Notice https://www.govinfo.gov/content/pkg/FR-2019-02-08/pdf/2019-01531.pdf https://regulations.justia.com/regulations/fedreg/2019/02/08/2019-00797.html Proposed Rule - Proposed Revisions to Prohibitions and Restrictions on Proprietary Trading and Certain Interests In, and Relationships With, Hedge Funds and Private Equity Funds 2019-02-08T00:00:00-08:00 2019-02-08T00:00:00-08:00 2019-00797 Proposed Rule https://www.govinfo.gov/content/pkg/FR-2019-02-08/pdf/2019-00797.pdf https://regulations.justia.com/regulations/fedreg/2019/02/07/2019-01485.html Notice - Program for Allocation of Regulatory Responsibilities Pursuant to Rule 17d-2; Notice of Filing and Order Approving and Declaring Effective an Amendment to the Plan for the Allocation of Regulatory Responsibilities Between Cboe BZX Exchange, Inc., Cboe BYX Exchange, Inc., BOX Exchange LLC, Cboe Exchange, Inc., Cboe C2 Exchange, Inc., Chicago Stock Exchange, Inc., Cboe EDGA Exchange, Inc., Cboe EDGX Exchange, Inc., Financial Industry Regulatory Authority, Inc., Nasdaq ISE, LLC, Nasdaq GEMX, LLC, Nasdaq MRX, LLC, Investors Exchange LLC, Miami International Securities Exchange, LLC, MIAX PEARL, LLC, MIAX Emerald, LLC, The Nasdaq Stock Market LLC, Nasdaq BX, Inc., Nasdaq PHLX, Inc., NYSE National, Inc., New York Stock Exchange LLC, NYSE American LLC, and NYSE Arca, Inc. 2019-02-07T00:00:00-08:00 2019-02-07T00:00:00-08:00 2019-01485 Notice https://www.govinfo.gov/content/pkg/FR-2019-02-07/pdf/2019-01485.pdf https://regulations.justia.com/regulations/fedreg/2019/02/07/2019-01420.html Notice - Self-Regulatory Organizations; Nasdaq BX, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Exchange's Transaction Fees at Equity 7, Section 118(a) 2019-02-07T00:00:00-08:00 2019-02-07T00:00:00-08:00 2019-01420 Notice https://www.govinfo.gov/content/pkg/FR-2019-02-07/pdf/2019-01420.pdf https://regulations.justia.com/regulations/fedreg/2019/02/07/2019-01393.html Notice - Self-Regulatory Organizations; The Nasdaq Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Equity 7, Section 118(a) of the Rules 2019-02-07T00:00:00-08:00 2019-02-07T00:00:00-08:00 2019-01393 Notice https://www.govinfo.gov/content/pkg/FR-2019-02-07/pdf/2019-01393.pdf https://regulations.justia.com/regulations/fedreg/2019/02/07/2019-01392.html Notice - Self-Regulatory Organizations; Cboe C2 Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Discontinue Bulk Order Functionality and Implement Bulk Message Functionality 2019-02-07T00:00:00-08:00 2019-02-07T00:00:00-08:00 2019-01392 Notice https://www.govinfo.gov/content/pkg/FR-2019-02-07/pdf/2019-01392.pdf https://regulations.justia.com/regulations/fedreg/2019/02/07/2019-01391.html Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Its Price List To Modify the Incremental Step Up Tier for Supplemental Liquidity Providers 2019-02-07T00:00:00-08:00 2019-02-07T00:00:00-08:00 2019-01391 Notice https://www.govinfo.gov/content/pkg/FR-2019-02-07/pdf/2019-01391.pdf https://regulations.justia.com/regulations/fedreg/2019/02/07/2019-01390.html Notice - Self-Regulatory Organizations; Investors Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Reject Market Orders With a Time-in-Force of DAY That Are Entered in the Pre-Market Session for Non-IEX-Listed Securities 2019-02-07T00:00:00-08:00 2019-02-07T00:00:00-08:00 2019-01390 Notice https://www.govinfo.gov/content/pkg/FR-2019-02-07/pdf/2019-01390.pdf https://regulations.justia.com/regulations/fedreg/2019/02/07/2019-01389.html Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the NYSE Arca Equities Fees and Charges Regarding Credits Applicable To Lead Market Makers and to ETP Holders and Market Makers Affiliated With the LMM That Provide Displayed Liquidity to the NYSE Arca Book in Tape B Securities 2019-02-07T00:00:00-08:00 2019-02-07T00:00:00-08:00 2019-01389 Notice https://www.govinfo.gov/content/pkg/FR-2019-02-07/pdf/2019-01389.pdf https://regulations.justia.com/regulations/fedreg/2019/02/07/2019-01388.html Notice - Self-Regulatory Organizations; Chicago Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Date of the Second Amended and Restated Certificate of Incorporation of the Exchange and the Third Amended and Restated Certificate of Incorporation of the Exchange's Parent CHX Holdings, Inc. 2019-02-07T00:00:00-08:00 2019-02-07T00:00:00-08:00 2019-01388 Notice https://www.govinfo.gov/content/pkg/FR-2019-02-07/pdf/2019-01388.pdf https://regulations.justia.com/regulations/fedreg/2019/02/07/2019-01387.html Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing of Proposed Rule Change Relating to Listing and Trading Shares of the iShares Commodity Multi-Strategy ETF Under NYSE Arca Rule 8.600-E; and Notice of Designation of a Longer Period for Commission Action on Proposed Rule Change Relating to Listing and Trading Shares of the iShares Commodity Multi-Strategy ETF Under NYSE Arca Rule 8.600-E 2019-02-07T00:00:00-08:00 2019-02-07T00:00:00-08:00 2019-01387 Notice https://www.govinfo.gov/content/pkg/FR-2019-02-07/pdf/2019-01387.pdf https://regulations.justia.com/regulations/fedreg/2019/02/07/2019-01386.html Notice - Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Fee Schedule 2019-02-07T00:00:00-08:00 2019-02-07T00:00:00-08:00 2019-01386 Notice https://www.govinfo.gov/content/pkg/FR-2019-02-07/pdf/2019-01386.pdf https://regulations.justia.com/regulations/fedreg/2019/02/07/2019-01385.html Notice - Self-Regulatory Organizations; Nasdaq ISE, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend the Nonstandard Expirations Pilot Program 2019-02-07T00:00:00-08:00 2019-02-07T00:00:00-08:00 2019-01385 Notice https://www.govinfo.gov/content/pkg/FR-2019-02-07/pdf/2019-01385.pdf https://regulations.justia.com/regulations/fedreg/2019/02/07/2019-01384.html Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the NYSE Arca Options Fee Schedule 2019-02-07T00:00:00-08:00 2019-02-07T00:00:00-08:00 2019-01384 Notice https://www.govinfo.gov/content/pkg/FR-2019-02-07/pdf/2019-01384.pdf https://regulations.justia.com/regulations/fedreg/2019/02/07/2019-01383.html Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Designation of Longer Period for Commission Action on Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change To Amend Commentary .01 to NYSE Arca Rule 8.600-E Relating to Certain Generic Listing Standards for Managed Fund Shares 2019-02-07T00:00:00-08:00 2019-02-07T00:00:00-08:00 2019-01383 Notice https://www.govinfo.gov/content/pkg/FR-2019-02-07/pdf/2019-01383.pdf https://regulations.justia.com/regulations/fedreg/2019/02/07/2019-01382.html Notice - Self-Regulatory Organizations; Nasdaq ISE, LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Exchange's Provisions for Excluding a Day From its Pricing Tier Calculations 2019-02-07T00:00:00-08:00 2019-02-07T00:00:00-08:00 2019-01382 Notice https://www.govinfo.gov/content/pkg/FR-2019-02-07/pdf/2019-01382.pdf https://regulations.justia.com/regulations/fedreg/2019/02/07/2019-01381.html Notice - Self-Regulatory Organizations; Nasdaq GEMX, LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Exchange's Provisions for Excluding a Day From Its Volume Calculations 2019-02-07T00:00:00-08:00 2019-02-07T00:00:00-08:00 2019-01381 Notice https://www.govinfo.gov/content/pkg/FR-2019-02-07/pdf/2019-01381.pdf https://regulations.justia.com/regulations/fedreg/2019/02/07/2019-01376.html Notice - Proposed Collection; Comment Request 2019-02-07T00:00:00-08:00 2019-02-07T00:00:00-08:00 2019-01376 Notice https://www.govinfo.gov/content/pkg/FR-2019-02-07/pdf/2019-01376.pdf https://regulations.justia.com/regulations/fedreg/2019/02/07/2019-01374.html Notice - Submission for OMB Review; Comment Request 2019-02-07T00:00:00-08:00 2019-02-07T00:00:00-08:00 2019-01374 Notice https://www.govinfo.gov/content/pkg/FR-2019-02-07/pdf/2019-01374.pdf https://regulations.justia.com/regulations/fedreg/2019/02/07/2019-01373.html Notice - Submission for OMB Review; Comment Request 2019-02-07T00:00:00-08:00 2019-02-07T00:00:00-08:00 2019-01373 Notice https://www.govinfo.gov/content/pkg/FR-2019-02-07/pdf/2019-01373.pdf https://regulations.justia.com/regulations/fedreg/2019/02/07/2019-01372.html Notice - Submission for OMB Review; Comment Request 2019-02-07T00:00:00-08:00 2019-02-07T00:00:00-08:00 2019-01372 Notice https://www.govinfo.gov/content/pkg/FR-2019-02-07/pdf/2019-01372.pdf https://regulations.justia.com/regulations/fedreg/2019/02/07/2019-01371.html Notice - Proposed Collection; Comment Request 2019-02-07T00:00:00-08:00 2019-02-07T00:00:00-08:00 2019-01371 Notice https://www.govinfo.gov/content/pkg/FR-2019-02-07/pdf/2019-01371.pdf https://regulations.justia.com/regulations/fedreg/2019/02/07/2019-01367.html Notice - Submission for OMB Review; Comment Request 2019-02-07T00:00:00-08:00 2019-02-07T00:00:00-08:00 2019-01367 Notice https://www.govinfo.gov/content/pkg/FR-2019-02-07/pdf/2019-01367.pdf https://regulations.justia.com/regulations/fedreg/2019/02/06/2019-01180.html Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Designation of a Longer Period for Commission Action on Proposed Rule Change To Amend Rule 7.31 Relating to Discretionary Orders, Auction-Only Orders, Discretionary Modifier, and Yielding Modifier and Related Amendments to Rules 7.16, 7.34, 7.36, and 7.37 2019-02-06T00:00:00-08:00 2019-02-06T00:00:00-08:00 2019-01180 Notice https://www.govinfo.gov/content/pkg/FR-2019-02-06/pdf/2019-01180.pdf https://regulations.justia.com/regulations/fedreg/2019/02/06/2019-01178.html Notice - Self-Regulatory Organizations; The Nasdaq Stock Market LLC; Notice of Filing of Amendment No. 3 and Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendment Nos. 1, 2 and 3, To List and Trade Shares of the BrandywineGLOBAL-Global Total Return ETF 2019-02-06T00:00:00-08:00 2019-02-06T00:00:00-08:00 2019-01178 Notice https://www.govinfo.gov/content/pkg/FR-2019-02-06/pdf/2019-01178.pdf https://regulations.justia.com/regulations/fedreg/2019/02/06/2019-01176.html Notice - Self-Regulatory Organizations; Investors Exchange LLC; Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change To Modify the Resting Price of Discretionary Peg Orders 2019-02-06T00:00:00-08:00 2019-02-06T00:00:00-08:00 2019-01176 Notice https://www.govinfo.gov/content/pkg/FR-2019-02-06/pdf/2019-01176.pdf https://regulations.justia.com/regulations/fedreg/2019/02/06/2019-01175.html Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Order Approving a Proposed Rule Change To Amend Rule 123C To Extend the Cut-Off Times for Order Entry and Cancellation for Participation in the Closing Auction and When the Exchange Will Begin Disseminating Order Imbalance Information for the Closing Auction 2019-02-06T00:00:00-08:00 2019-02-06T00:00:00-08:00 2019-01175 Notice https://www.govinfo.gov/content/pkg/FR-2019-02-06/pdf/2019-01175.pdf https://regulations.justia.com/regulations/fedreg/2019/02/06/2019-01174.html Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Withdrawal of a Proposed Rule Change Regarding Investments of the REX BKCM ETF 2019-02-06T00:00:00-08:00 2019-02-06T00:00:00-08:00 2019-01174 Notice https://www.govinfo.gov/content/pkg/FR-2019-02-06/pdf/2019-01174.pdf https://regulations.justia.com/regulations/fedreg/2019/02/06/2019-01173.html Notice - Self-Regulatory Organizations; NYSE American LLC; Notice of Filing and Immediate Effectiveness of Proposed Change To Modify the NYSE American Options Fee Schedule 2019-02-06T00:00:00-08:00 2019-02-06T00:00:00-08:00 2019-01173 Notice https://www.govinfo.gov/content/pkg/FR-2019-02-06/pdf/2019-01173.pdf https://regulations.justia.com/regulations/fedreg/2019/02/06/2019-01172.html Notice - Self-Regulatory Organizations; Cboe Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating To Amend Its Fees Schedule 2019-02-06T00:00:00-08:00 2019-02-06T00:00:00-08:00 2019-01172 Notice https://www.govinfo.gov/content/pkg/FR-2019-02-06/pdf/2019-01172.pdf https://regulations.justia.com/regulations/fedreg/2019/02/06/2018-28123.html Rule - Disclosure of Hedging by Employees, Officers and Directors 2019-02-06T00:00:00-08:00 2019-02-06T00:00:00-08:00 2018-28123 Rule https://www.govinfo.gov/content/pkg/FR-2019-02-06/pdf/2018-28123.pdf https://regulations.justia.com/regulations/fedreg/2019/02/05/2019-01185.html Notice - Sunshine Act Meetings 2019-02-05T00:00:00-08:00 2019-02-05T00:00:00-08:00 2019-01185 Notice https://www.govinfo.gov/content/pkg/FR-2019-02-05/pdf/2019-01185.pdf https://regulations.justia.com/regulations/fedreg/2019/02/05/2019-01179.html Notice - Self-Regulatory Organizations; Cboe Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend its Fees Schedule With Respect to the SPX Select Market-Maker Program 2019-02-05T00:00:00-08:00 2019-02-05T00:00:00-08:00 2019-01179 Notice https://www.govinfo.gov/content/pkg/FR-2019-02-05/pdf/2019-01179.pdf https://regulations.justia.com/regulations/fedreg/2019/02/05/2019-01042.html Notice - Submission for OMB Review; Comment Request 2019-02-05T00:00:00-08:00 2019-02-05T00:00:00-08:00 2019-01042 Notice https://www.govinfo.gov/content/pkg/FR-2019-02-05/pdf/2019-01042.pdf https://regulations.justia.com/regulations/fedreg/2019/02/05/2019-00944.html Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Designation of Longer Period for Commission Action on a Proposed Rule Change Amending Sections 312.03 and 312.04 of the Listed Company Manual To Amend the Price Requirements for Certain Exceptions From the Shareholder Approval Rules 2019-02-05T00:00:00-08:00 2019-02-05T00:00:00-08:00 2019-00944 Notice https://www.govinfo.gov/content/pkg/FR-2019-02-05/pdf/2019-00944.pdf https://regulations.justia.com/regulations/fedreg/2019/02/05/2019-00943.html Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change Relating to FINRA Rule 4512 (Customer Account Information) 2019-02-05T00:00:00-08:00 2019-02-05T00:00:00-08:00 2019-00943 Notice https://www.govinfo.gov/content/pkg/FR-2019-02-05/pdf/2019-00943.pdf https://regulations.justia.com/regulations/fedreg/2019/02/04/2019-00805.html Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change Relating to FINRA Rule 4570 (Custodian of Books and Records) 2019-02-04T00:00:00-08:00 2019-02-04T00:00:00-08:00 2019-00805 Notice https://www.govinfo.gov/content/pkg/FR-2019-02-04/pdf/2019-00805.pdf https://regulations.justia.com/regulations/fedreg/2019/02/04/2019-00803.html Notice - Self-Regulatory Organizations; The Nasdaq Stock Market LLC; Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change To Amend Nasdaq Rules 5705 and 5710 To Adopt a Disclosure Requirement for Certain Securities 2019-02-04T00:00:00-08:00 2019-02-04T00:00:00-08:00 2019-00803 Notice https://www.govinfo.gov/content/pkg/FR-2019-02-04/pdf/2019-00803.pdf https://regulations.justia.com/regulations/fedreg/2019/02/04/2019-00802.html Notice - Self-Regulatory Organizations; Municipal Securities Rulemaking Board; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Extend the Effective Date of Previously-Approved Amendments to Rule G-21 and New Rule G-40 2019-02-04T00:00:00-08:00 2019-02-04T00:00:00-08:00 2019-00802 Notice https://www.govinfo.gov/content/pkg/FR-2019-02-04/pdf/2019-00802.pdf https://regulations.justia.com/regulations/fedreg/2019/02/01/2019-00956.html Notice - Sunshine Act Meetings 2019-02-01T00:00:00-08:00 2019-02-01T00:00:00-08:00 2019-00956 Notice https://www.govinfo.gov/content/pkg/FR-2019-02-01/pdf/2019-00956.pdf https://regulations.justia.com/regulations/fedreg/2019/02/01/2019-00725.html Notice - Program for Allocation of Regulatory Responsibilities Pursuant to Rule 17d-2; Notice of Filing of Proposed Amended Plan for the Allocation of Regulatory Responsibilities Among the Financial Industry Regulatory Authority, Inc., Miami International Securities Exchange, LLC, MIAX PEARL, LLC, and MIAX EMERALD, LLC. 2019-02-01T00:00:00-08:00 2019-02-01T00:00:00-08:00 2019-00725 Notice https://www.govinfo.gov/content/pkg/FR-2019-02-01/pdf/2019-00725.pdf https://regulations.justia.com/regulations/fedreg/2019/02/01/2019-00631.html Notice - Submission for OMB Review; Comment Request 2019-02-01T00:00:00-08:00 2019-02-01T00:00:00-08:00 2019-00631 Notice https://www.govinfo.gov/content/pkg/FR-2019-02-01/pdf/2019-00631.pdf https://regulations.justia.com/regulations/fedreg/2019/02/01/2019-00630.html Notice - Submission for OMB Review; Comment Request 2019-02-01T00:00:00-08:00 2019-02-01T00:00:00-08:00 2019-00630 Notice https://www.govinfo.gov/content/pkg/FR-2019-02-01/pdf/2019-00630.pdf https://regulations.justia.com/regulations/fedreg/2019/02/01/2019-00629.html Notice - Submission for OMB Review; Comment Request 2019-02-01T00:00:00-08:00 2019-02-01T00:00:00-08:00 2019-00629 Notice https://www.govinfo.gov/content/pkg/FR-2019-02-01/pdf/2019-00629.pdf https://regulations.justia.com/regulations/fedreg/2019/02/01/2019-00628.html Notice - Submission for OMB Review; Comment Request 2019-02-01T00:00:00-08:00 2019-02-01T00:00:00-08:00 2019-00628 Notice https://www.govinfo.gov/content/pkg/FR-2019-02-01/pdf/2019-00628.pdf https://regulations.justia.com/regulations/fedreg/2019/02/01/2019-00627.html Notice - Submission for OMB Review; Comment Request 2019-02-01T00:00:00-08:00 2019-02-01T00:00:00-08:00 2019-00627 Notice https://www.govinfo.gov/content/pkg/FR-2019-02-01/pdf/2019-00627.pdf https://regulations.justia.com/regulations/fedreg/2019/02/01/2019-00626.html Notice - Submission for OMB Review; Comment Request 2019-02-01T00:00:00-08:00 2019-02-01T00:00:00-08:00 2019-00626 Notice https://www.govinfo.gov/content/pkg/FR-2019-02-01/pdf/2019-00626.pdf https://regulations.justia.com/regulations/fedreg/2019/02/01/2019-00625.html Notice - Submission for OMB Review; Comment Request 2019-02-01T00:00:00-08:00 2019-02-01T00:00:00-08:00 2019-00625 Notice https://www.govinfo.gov/content/pkg/FR-2019-02-01/pdf/2019-00625.pdf https://regulations.justia.com/regulations/fedreg/2019/02/01/2019-00590.html Notice - Self-Regulatory Organizations; Cboe EDGX Exchange, Inc.; Notice of Withdrawal of a Proposed Rule Change To Adopt Complex Reserve Order Functionality 2019-02-01T00:00:00-08:00 2019-02-01T00:00:00-08:00 2019-00590 Notice https://www.govinfo.gov/content/pkg/FR-2019-02-01/pdf/2019-00590.pdf https://regulations.justia.com/regulations/fedreg/2019/02/01/2018-27924.html Proposed Rule - Fund of Funds Arrangements 2019-02-01T00:00:00-08:00 2019-02-01T00:00:00-08:00 2018-27924 Proposed Rule https://www.govinfo.gov/content/pkg/FR-2019-02-01/pdf/2018-27924.pdf https://regulations.justia.com/regulations/fedreg/2019/01/31/2019-00508.html Notice - Self-Regulatory Organizations; BOX Options Exchange LLC; Notice of Designation of Longer Period for Commission Action on Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change To Amend the Fee Schedule on the BOX Market LLC Options Facility To Establish BOX Connectivity Fees for Participants and Non-Participants Who Connect to the BOX Network 2019-01-31T00:00:00-08:00 2019-01-31T00:00:00-08:00 2019-00508 Notice https://www.govinfo.gov/content/pkg/FR-2019-01-31/pdf/2019-00508.pdf https://regulations.justia.com/regulations/fedreg/2019/01/31/2019-00507.html Notice - Self-Regulatory Organizations; Nasdaq BX, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Chapter VI, Section 5 2019-01-31T00:00:00-08:00 2019-01-31T00:00:00-08:00 2019-00507 Notice https://www.govinfo.gov/content/pkg/FR-2019-01-31/pdf/2019-00507.pdf https://regulations.justia.com/regulations/fedreg/2019/01/31/2019-00505.html Notice - Order Granting a Limited Exemption From the Exchange Act Definition of “Penny Stock” for Security-Based Swap Transactions Between Eligible Contract Participants; Granting a Limited Exemption From the Exchange Act Definition of “Municipal Securities” for Security-Based Swaps; and Extending Certain Temporary Exemptions Under the Exchange Act in Connection With the Revision of the Definition of “Security” To Encompass Security-Based Swaps 2019-01-31T00:00:00-08:00 2019-01-31T00:00:00-08:00 2019-00505 Notice https://www.govinfo.gov/content/pkg/FR-2019-01-31/pdf/2019-00505.pdf https://regulations.justia.com/regulations/fedreg/2019/01/31/2019-00502.html Notice - Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Notice of Withdrawal of a Proposed Rule Change To List and Trade Shares of SolidX Bitcoin Shares Issued by the VanEck SolidX Bitcoin Trust Under BZX Rule 14.11(e)(4), Commodity-Based Trust Shares 2019-01-31T00:00:00-08:00 2019-01-31T00:00:00-08:00 2019-00502 Notice https://www.govinfo.gov/content/pkg/FR-2019-01-31/pdf/2019-00502.pdf https://regulations.justia.com/regulations/fedreg/2019/01/31/2019-00501.html Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change Regarding Certain Changes Relating to Investments of the PGIM Active High Yield Bond ETF 2019-01-31T00:00:00-08:00 2019-01-31T00:00:00-08:00 2019-00501 Notice https://www.govinfo.gov/content/pkg/FR-2019-01-31/pdf/2019-00501.pdf https://regulations.justia.com/regulations/fedreg/2019/01/31/2019-00499.html Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Order Instituting Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change To Amend the Listed Company Manual for Acquisition Companies To Reduce the Continued Listing Standards for Public Stockholders From 300 to 100 and To Enable the Exchange To Exercise Discretion To Allow Acquisition Companies a Reasonable Time Period Following a Business Combination To Demonstrate Compliance With the Applicable Quantitative Listing Standards 2019-01-31T00:00:00-08:00 2019-01-31T00:00:00-08:00 2019-00499 Notice https://www.govinfo.gov/content/pkg/FR-2019-01-31/pdf/2019-00499.pdf https://regulations.justia.com/regulations/fedreg/2019/01/31/2019-00498.html Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Designation of Longer Period for Commission Action on Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change Regarding Investments of the First Trust TCW Unconstrained Plus Bond ETF 2019-01-31T00:00:00-08:00 2019-01-31T00:00:00-08:00 2019-00498 Notice https://www.govinfo.gov/content/pkg/FR-2019-01-31/pdf/2019-00498.pdf https://regulations.justia.com/regulations/fedreg/2019/01/31/2019-00497.html Notice - Self-Regulatory Organizations; Nasdaq PHLX LLC; Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change To Establish Rules Governing the Give Up of a Clearing Member by a Member Organization on Exchange Transactions 2019-01-31T00:00:00-08:00 2019-01-31T00:00:00-08:00 2019-00497 Notice https://www.govinfo.gov/content/pkg/FR-2019-01-31/pdf/2019-00497.pdf https://regulations.justia.com/regulations/fedreg/2019/01/31/2019-00482.html Notice - Self-Regulatory Organizations; Cboe BYX Exchange, Inc.; Notice of Designation of Longer Period for Commission Action on Proposed Rule Change To Make Permanent Rule 11.24, Which Sets Forth the Exchange's Pilot Retail Price Improvement Program 2019-01-31T00:00:00-08:00 2019-01-31T00:00:00-08:00 2019-00482 Notice https://www.govinfo.gov/content/pkg/FR-2019-01-31/pdf/2019-00482.pdf https://regulations.justia.com/regulations/fedreg/2019/01/31/2019-00481.html Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Order Instituting Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change To Amend Rule 7.44-E To Expand and Modify the Exchange's Retail Liquidity Program 2019-01-31T00:00:00-08:00 2019-01-31T00:00:00-08:00 2019-00481 Notice https://www.govinfo.gov/content/pkg/FR-2019-01-31/pdf/2019-00481.pdf https://regulations.justia.com/regulations/fedreg/2019/01/31/2019-00480.html Notice - Self-Regulatory Organizations; NYSE American LLC; Notice of Filing and Immediate Effectiveness of Proposed Change To Amend the NYSE American Options Fee Schedule 2019-01-31T00:00:00-08:00 2019-01-31T00:00:00-08:00 2019-00480 Notice https://www.govinfo.gov/content/pkg/FR-2019-01-31/pdf/2019-00480.pdf https://regulations.justia.com/regulations/fedreg/2019/01/31/2019-00479.html Notice - Self-Regulatory Organizations; Nasdaq BX, Inc.; Notice of Designation of Longer Period for Commission Action on Proposed Rule Change To Make Permanent the Exchange's Retail Price Improvement Program 2019-01-31T00:00:00-08:00 2019-01-31T00:00:00-08:00 2019-00479 Notice https://www.govinfo.gov/content/pkg/FR-2019-01-31/pdf/2019-00479.pdf https://regulations.justia.com/regulations/fedreg/2019/01/31/2019-00478.html Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the NYSE Arca Options Fee Schedule 2019-01-31T00:00:00-08:00 2019-01-31T00:00:00-08:00 2019-00478 Notice https://www.govinfo.gov/content/pkg/FR-2019-01-31/pdf/2019-00478.pdf https://regulations.justia.com/regulations/fedreg/2019/01/31/2019-00477.html Notice - Self-Regulatory Organizations; Nasdaq PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Equity 7, Section 3 2019-01-31T00:00:00-08:00 2019-01-31T00:00:00-08:00 2019-00477 Notice https://www.govinfo.gov/content/pkg/FR-2019-01-31/pdf/2019-00477.pdf https://regulations.justia.com/regulations/fedreg/2019/01/31/2019-00476.html Notice - Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To List and Trade Shares of the VanEck Vectors AMT-Free Intermediate Municipal Index ETF, VanEck Vectors AMT-Free Long Municipal Index ETF, VanEck Vectors AMT-Free Short Municipal Index ETF, VanEck Vectors High-Yield Municipal Index ETF, and VanEck Vectors Pre-Refunded Municipal Index ETF, Each a Series of the VanEck Vectors ETF Trust, Under Rule 14.11(c)(4) (Index Fund Shares) 2019-01-31T00:00:00-08:00 2019-01-31T00:00:00-08:00 2019-00476 Notice https://www.govinfo.gov/content/pkg/FR-2019-01-31/pdf/2019-00476.pdf https://regulations.justia.com/regulations/fedreg/2019/01/31/2019-00475.html Notice - Self-Regulatory Organizations; Nasdaq BX, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Equity 7, Section 115 2019-01-31T00:00:00-08:00 2019-01-31T00:00:00-08:00 2019-00475 Notice https://www.govinfo.gov/content/pkg/FR-2019-01-31/pdf/2019-00475.pdf https://regulations.justia.com/regulations/fedreg/2019/01/31/2019-00474.html Notice - Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the BZX Equities Fee Schedule 2019-01-31T00:00:00-08:00 2019-01-31T00:00:00-08:00 2019-00474 Notice https://www.govinfo.gov/content/pkg/FR-2019-01-31/pdf/2019-00474.pdf https://regulations.justia.com/regulations/fedreg/2019/01/31/2019-00473.html Notice - Self-Regulatory Organizations; Nasdaq PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Phlx Rule 1034 2019-01-31T00:00:00-08:00 2019-01-31T00:00:00-08:00 2019-00473 Notice https://www.govinfo.gov/content/pkg/FR-2019-01-31/pdf/2019-00473.pdf https://regulations.justia.com/regulations/fedreg/2019/01/31/2019-00472.html Notice - Self-Regulatory Organizations; The Nasdaq Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Chapter VI, Section 5 of the Rules of The Nasdaq Options Market 2019-01-31T00:00:00-08:00 2019-01-31T00:00:00-08:00 2019-00472 Notice https://www.govinfo.gov/content/pkg/FR-2019-01-31/pdf/2019-00472.pdf https://regulations.justia.com/regulations/fedreg/2019/01/31/2019-00471.html Notice - Self-Regulatory Organizations; Nasdaq MRX, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend the Penny Pilot Program 2019-01-31T00:00:00-08:00 2019-01-31T00:00:00-08:00 2019-00471 Notice https://www.govinfo.gov/content/pkg/FR-2019-01-31/pdf/2019-00471.pdf https://regulations.justia.com/regulations/fedreg/2019/01/31/2019-00470.html Notice - Self-Regulatory Organizations; Nasdaq ISE, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend the Penny Pilot Program 2019-01-31T00:00:00-08:00 2019-01-31T00:00:00-08:00 2019-00470 Notice https://www.govinfo.gov/content/pkg/FR-2019-01-31/pdf/2019-00470.pdf https://regulations.justia.com/regulations/fedreg/2019/01/31/2019-00469.html Notice - Self-Regulatory Organizations; ICE Clear Europe Limited; Notice of Designation of Longer Period for Commission Action on Proposed Rule Change Relating to Amendments to the ICE Clear Europe CDS Risk Policy, CDS Clearing Back-Testing Policy and CDS Stress-Testing Policy 2019-01-31T00:00:00-08:00 2019-01-31T00:00:00-08:00 2019-00469 Notice https://www.govinfo.gov/content/pkg/FR-2019-01-31/pdf/2019-00469.pdf https://regulations.justia.com/regulations/fedreg/2019/01/31/2019-00468.html Notice - Self-Regulatory Organizations; Nasdaq GEMX, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend the Penny Pilot Program 2019-01-31T00:00:00-08:00 2019-01-31T00:00:00-08:00 2019-00468 Notice https://www.govinfo.gov/content/pkg/FR-2019-01-31/pdf/2019-00468.pdf https://regulations.justia.com/regulations/fedreg/2019/01/31/2019-00467.html Notice - Self-Regulatory Organizations; The Depository Trust Company; Notice of Designation of Longer Period for Commission Action on Proposed Rule Change To Amend the Settlement Guide Procedures To Provide Status Information for Institutional Transactions to a Matching Utility 2019-01-31T00:00:00-08:00 2019-01-31T00:00:00-08:00 2019-00467 Notice https://www.govinfo.gov/content/pkg/FR-2019-01-31/pdf/2019-00467.pdf https://regulations.justia.com/regulations/fedreg/2019/01/31/2019-00466.html Notice - Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Rule 21.5, Minimum Increments, To Extend the Penny Pilot Program 2019-01-31T00:00:00-08:00 2019-01-31T00:00:00-08:00 2019-00466 Notice https://www.govinfo.gov/content/pkg/FR-2019-01-31/pdf/2019-00466.pdf https://regulations.justia.com/regulations/fedreg/2019/01/31/2018-28388.html Notice - Self-Regulatory Organizations; Cboe C2 Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to the Penny Pilot Program 2019-01-31T00:00:00-08:00 2019-01-31T00:00:00-08:00 2018-28388 Notice https://www.govinfo.gov/content/pkg/FR-2019-01-31/pdf/2018-28388.pdf https://regulations.justia.com/regulations/fedreg/2019/01/31/2018-27980.html Rule - Conditional Small Issues Exemption Under the Securities Act of 1933 (Regulation A) 2019-01-31T00:00:00-08:00 2019-01-31T00:00:00-08:00 2018-27980 Rule https://www.govinfo.gov/content/pkg/FR-2019-01-31/pdf/2018-27980.pdf https://regulations.justia.com/regulations/fedreg/2018/12/31/2018-28400.html Notice - Self-Regulatory Organizations; The Nasdaq Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Eliminate the Extended Life Priority Order Attribute 2018-12-31T00:00:00-08:00 2018-12-31T00:00:00-08:00 2018-28400 Notice https://www.govinfo.gov/content/pkg/FR-2018-12-31/pdf/2018-28400.pdf https://regulations.justia.com/regulations/fedreg/2018/12/31/2018-28399.html Notice - Self-Regulatory Organizations; NYSE American LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Its Options Fee Schedule and Equities Price List To Extend for One Year a Fee Discount for the Partial Cabinet Solution Bundles Offered in Connection With the Exchange's Co-Location Services 2018-12-31T00:00:00-08:00 2018-12-31T00:00:00-08:00 2018-28399 Notice https://www.govinfo.gov/content/pkg/FR-2018-12-31/pdf/2018-28399.pdf https://regulations.justia.com/regulations/fedreg/2018/12/31/2018-28398.html Notice - Self-Regulatory Organizations; Municipal Securities Rulemaking Board; Notice of Filing and Immediate Effectiveness of the Content Outline for the Municipal Advisor Principal Qualification Examination and Its Associated Selection Specifications for the Examination 2018-12-31T00:00:00-08:00 2018-12-31T00:00:00-08:00 2018-28398 Notice https://www.govinfo.gov/content/pkg/FR-2018-12-31/pdf/2018-28398.pdf https://regulations.justia.com/regulations/fedreg/2018/12/31/2018-28397.html Notice - Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Halt Auction Process 2018-12-31T00:00:00-08:00 2018-12-31T00:00:00-08:00 2018-28397 Notice https://www.govinfo.gov/content/pkg/FR-2018-12-31/pdf/2018-28397.pdf https://regulations.justia.com/regulations/fedreg/2018/12/31/2018-28396.html Notice - Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating To Adopt Definitions of Ports and Discontinue Bulk Order Functionality and Implement Bulk Message Functionality 2018-12-31T00:00:00-08:00 2018-12-31T00:00:00-08:00 2018-28396 Notice https://www.govinfo.gov/content/pkg/FR-2018-12-31/pdf/2018-28396.pdf https://regulations.justia.com/regulations/fedreg/2018/12/31/2018-28395.html Notice - Self-Regulatory Organizations; Cboe EDGX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating To Discontinue Bulk Order Functionality and Implement Bulk Message Functionality, and Make Other Nonsubstantive Changes 2018-12-31T00:00:00-08:00 2018-12-31T00:00:00-08:00 2018-28395 Notice https://www.govinfo.gov/content/pkg/FR-2018-12-31/pdf/2018-28395.pdf https://regulations.justia.com/regulations/fedreg/2018/12/31/2018-28394.html Notice - Regulatory Organizations; The Nasdaq Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Entry Fee for Listing on the Exchange's Global and Global Select Market Tiers 2018-12-31T00:00:00-08:00 2018-12-31T00:00:00-08:00 2018-28394 Notice https://www.govinfo.gov/content/pkg/FR-2018-12-31/pdf/2018-28394.pdf https://regulations.justia.com/regulations/fedreg/2018/12/31/2018-28393.html Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing of Proposed Rule Changes Regarding Investments of the iShares Bloomberg Roll Select Commodity Strategy ETF 2018-12-31T00:00:00-08:00 2018-12-31T00:00:00-08:00 2018-28393 Notice https://www.govinfo.gov/content/pkg/FR-2018-12-31/pdf/2018-28393.pdf https://regulations.justia.com/regulations/fedreg/2018/12/31/2018-28392.html Notice - Self-Regulatory Organizations; Nasdaq BX, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend General 8 2018-12-31T00:00:00-08:00 2018-12-31T00:00:00-08:00 2018-28392 Notice https://www.govinfo.gov/content/pkg/FR-2018-12-31/pdf/2018-28392.pdf https://regulations.justia.com/regulations/fedreg/2018/12/31/2018-28391.html Notice - Self-Regulatory Organizations; ICE Clear Europe Limited; Notice of Filing of Proposed Rule Change as Modified by Amendment No. 1 Relating to the ICE Clear Europe Model Risk Governance Framework (the “MRGF”) 2018-12-31T00:00:00-08:00 2018-12-31T00:00:00-08:00 2018-28391 Notice https://www.govinfo.gov/content/pkg/FR-2018-12-31/pdf/2018-28391.pdf https://regulations.justia.com/regulations/fedreg/2018/12/31/2018-28390.html Notice - Self-Regulatory Organizations; Nasdaq GEMX, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend General 8 2018-12-31T00:00:00-08:00 2018-12-31T00:00:00-08:00 2018-28390 Notice https://www.govinfo.gov/content/pkg/FR-2018-12-31/pdf/2018-28390.pdf https://regulations.justia.com/regulations/fedreg/2018/12/31/2018-28389.html Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Chapter 9 of the NYSE Listed Company Manual Relating to Fees for Business Development Companies 2018-12-31T00:00:00-08:00 2018-12-31T00:00:00-08:00 2018-28389 Notice https://www.govinfo.gov/content/pkg/FR-2018-12-31/pdf/2018-28389.pdf https://regulations.justia.com/regulations/fedreg/2018/12/31/2018-28387.html Notice - Self-Regulatory Organizations; Nasdaq ISE, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend General 8 2018-12-31T00:00:00-08:00 2018-12-31T00:00:00-08:00 2018-28387 Notice https://www.govinfo.gov/content/pkg/FR-2018-12-31/pdf/2018-28387.pdf https://regulations.justia.com/regulations/fedreg/2018/12/31/2018-28386.html Notice - Self-Regulatory Organizations; Nasdaq PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend General 8 2018-12-31T00:00:00-08:00 2018-12-31T00:00:00-08:00 2018-28386 Notice https://www.govinfo.gov/content/pkg/FR-2018-12-31/pdf/2018-28386.pdf https://regulations.justia.com/regulations/fedreg/2018/12/31/2018-28385.html Notice - Self-Regulatory Organizations; The Options Clearing Corporation; Notice of Filing of Proposed Rule Change Concerning Changes to The Options Clearing Corporation's Management Structure 2018-12-31T00:00:00-08:00 2018-12-31T00:00:00-08:00 2018-28385 Notice https://www.govinfo.gov/content/pkg/FR-2018-12-31/pdf/2018-28385.pdf https://regulations.justia.com/regulations/fedreg/2018/12/31/2018-28384.html Notice - Self-Regulatory Organizations; Cboe Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to the Penny Pilot Program 2018-12-31T00:00:00-08:00 2018-12-31T00:00:00-08:00 2018-28384 Notice https://www.govinfo.gov/content/pkg/FR-2018-12-31/pdf/2018-28384.pdf https://regulations.justia.com/regulations/fedreg/2018/12/31/2018-28383.html Notice - Self-Regulatory Organizations; Nasdaq MRX, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend General 8 2018-12-31T00:00:00-08:00 2018-12-31T00:00:00-08:00 2018-28383 Notice https://www.govinfo.gov/content/pkg/FR-2018-12-31/pdf/2018-28383.pdf https://regulations.justia.com/regulations/fedreg/2018/12/31/2018-28382.html Notice - Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change To List and Trade Shares of the JPMorgan Inflation Managed Bond ETF of the J.P. Morgan Exchange-Traded Fund Trust Under Rule 14.11(i), Managed Fund Shares 2018-12-31T00:00:00-08:00 2018-12-31T00:00:00-08:00 2018-28382 Notice https://www.govinfo.gov/content/pkg/FR-2018-12-31/pdf/2018-28382.pdf https://regulations.justia.com/regulations/fedreg/2018/12/31/2018-28381.html Notice - Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To List and Trade, Under BZX Rule 14.11(c)(4), Shares of the VanEck Vectors Short High-Yield Municipal Index ETF of the VanEck Vectors ETF Trust 2018-12-31T00:00:00-08:00 2018-12-31T00:00:00-08:00 2018-28381 Notice https://www.govinfo.gov/content/pkg/FR-2018-12-31/pdf/2018-28381.pdf https://regulations.justia.com/regulations/fedreg/2018/12/31/2018-28380.html Notice - Self-Regulatory Organizations; Cboe EDGX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Rule 21.5, Minimum Increments, To Extend the Penny Pilot Program 2018-12-31T00:00:00-08:00 2018-12-31T00:00:00-08:00 2018-28380 Notice https://www.govinfo.gov/content/pkg/FR-2018-12-31/pdf/2018-28380.pdf https://regulations.justia.com/regulations/fedreg/2018/12/31/2018-28379.html Notice - Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Notice of Designation of a Longer Period for Commission Action on Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change, as Modified by Amendment No. 1, To Amend BZX Rule 14.11(c) (Index Fund Shares) 2018-12-31T00:00:00-08:00 2018-12-31T00:00:00-08:00 2018-28379 Notice https://www.govinfo.gov/content/pkg/FR-2018-12-31/pdf/2018-28379.pdf https://regulations.justia.com/regulations/fedreg/2018/12/31/2018-28378.html Notice - Self-Regulatory Organizations; The Depository Trust Company; Fixed Income Clearing Corporation; National Securities Clearing Corporation; Notice of Filing and Immediate Effectiveness of Proposed Rule Changes To Revise the Clearing Agency Investment Policy 2018-12-31T00:00:00-08:00 2018-12-31T00:00:00-08:00 2018-28378 Notice https://www.govinfo.gov/content/pkg/FR-2018-12-31/pdf/2018-28378.pdf https://regulations.justia.com/regulations/fedreg/2018/12/31/2018-28377.html Notice - Self-Regulatory Organizations; Miami International Securities Exchange LLC; Notice of Designation of Longer Period for Commission Action on Proposed Rule Change To Amend Exchange Rule 518, Complex Orders 2018-12-31T00:00:00-08:00 2018-12-31T00:00:00-08:00 2018-28377 Notice https://www.govinfo.gov/content/pkg/FR-2018-12-31/pdf/2018-28377.pdf https://regulations.justia.com/regulations/fedreg/2018/12/31/2018-28376.html Notice - Self-Regulatory Organizations; Fixed Income Clearing Corporation; Notice of Filing of Proposed Rule Change To Expand Sponsoring Member Eligibility in the Government Securities Division Rulebook and Make Other Changes 2018-12-31T00:00:00-08:00 2018-12-31T00:00:00-08:00 2018-28376 Notice https://www.govinfo.gov/content/pkg/FR-2018-12-31/pdf/2018-28376.pdf https://regulations.justia.com/regulations/fedreg/2018/12/28/2018-28318.html Notice - Hercules Capital, Inc. 2018-12-28T00:00:00-08:00 2018-12-28T00:00:00-08:00 2018-28318 Notice https://www.govinfo.gov/content/pkg/FR-2018-12-28/pdf/2018-28318.pdf https://regulations.justia.com/regulations/fedreg/2018/12/28/2018-28316.html Notice - Proposed Collection; Comment Request 2018-12-28T00:00:00-08:00 2018-12-28T00:00:00-08:00 2018-28316 Notice https://www.govinfo.gov/content/pkg/FR-2018-12-28/pdf/2018-28316.pdf https://regulations.justia.com/regulations/fedreg/2018/12/28/2018-28315.html Notice - Proposed Collection; Comment Request 2018-12-28T00:00:00-08:00 2018-12-28T00:00:00-08:00 2018-28315 Notice https://www.govinfo.gov/content/pkg/FR-2018-12-28/pdf/2018-28315.pdf https://regulations.justia.com/regulations/fedreg/2018/12/28/2018-28314.html Notice - Fixed Income Market Structure Advisory Committee 2018-12-28T00:00:00-08:00 2018-12-28T00:00:00-08:00 2018-28314 Notice https://www.govinfo.gov/content/pkg/FR-2018-12-28/pdf/2018-28314.pdf https://regulations.justia.com/regulations/fedreg/2018/12/28/2018-28300.html Notice - AQR Trust and AQR Capital Management, LLC; Notice of Application 2018-12-28T00:00:00-08:00 2018-12-28T00:00:00-08:00 2018-28300 Notice https://www.govinfo.gov/content/pkg/FR-2018-12-28/pdf/2018-28300.pdf https://regulations.justia.com/regulations/fedreg/2018/12/28/2018-28291.html Notice - AQR Trust and AQR Capital Management, LLC; Notice of Application 2018-12-28T00:00:00-08:00 2018-12-28T00:00:00-08:00 2018-28291 Notice https://www.govinfo.gov/content/pkg/FR-2018-12-28/pdf/2018-28291.pdf https://regulations.justia.com/regulations/fedreg/2018/12/28/2018-28200.html Notice - TigerShares Trust, et al.; Notice of Application 2018-12-28T00:00:00-08:00 2018-12-28T00:00:00-08:00 2018-28200 Notice https://www.govinfo.gov/content/pkg/FR-2018-12-28/pdf/2018-28200.pdf https://regulations.justia.com/regulations/fedreg/2018/12/28/2018-28199.html Notice - Self-Regulatory Organizations; BOX Exchange LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Rule 7050 2018-12-28T00:00:00-08:00 2018-12-28T00:00:00-08:00 2018-28199 Notice https://www.govinfo.gov/content/pkg/FR-2018-12-28/pdf/2018-28199.pdf https://regulations.justia.com/regulations/fedreg/2018/12/28/2018-28198.html Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend FINRA Rules 7610A and 7620A To Modify Certain Fees and Credits Applicable to FINRA/Nasdaq TRF Retail Participants 2018-12-28T00:00:00-08:00 2018-12-28T00:00:00-08:00 2018-28198 Notice https://www.govinfo.gov/content/pkg/FR-2018-12-28/pdf/2018-28198.pdf https://regulations.justia.com/regulations/fedreg/2018/12/28/2018-28197.html Notice - Self-Regulatory Organizations; Miami International Securities Exchange LLC; Notice of Designation of Longer Period for Commission Action on Proposed Rule Change To Amend Exchange Rule 100, Definitions; Rule 515, Execution of Orders and Quotes; and Rule 503, Openings on the Exchange 2018-12-28T00:00:00-08:00 2018-12-28T00:00:00-08:00 2018-28197 Notice https://www.govinfo.gov/content/pkg/FR-2018-12-28/pdf/2018-28197.pdf https://regulations.justia.com/regulations/fedreg/2018/12/28/2018-28196.html Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Its Price List Regarding Certain Bond Trading License Fee Waivers 2018-12-28T00:00:00-08:00 2018-12-28T00:00:00-08:00 2018-28196 Notice https://www.govinfo.gov/content/pkg/FR-2018-12-28/pdf/2018-28196.pdf https://regulations.justia.com/regulations/fedreg/2018/12/28/2018-28195.html Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Its Options Fees and Charges and Equities Fees and Charges To Extend for One Year a Fee Discount for the Partial Cabinet Solution Bundles Offered in Connection With the Exchange's Co-Location Services 2018-12-28T00:00:00-08:00 2018-12-28T00:00:00-08:00 2018-28195 Notice https://www.govinfo.gov/content/pkg/FR-2018-12-28/pdf/2018-28195.pdf https://regulations.justia.com/regulations/fedreg/2018/12/28/2018-28194.html Notice - Self-Regulatory Organizations; Nasdaq ISE, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Supplementary Material .02 to Rule 715 2018-12-28T00:00:00-08:00 2018-12-28T00:00:00-08:00 2018-28194 Notice https://www.govinfo.gov/content/pkg/FR-2018-12-28/pdf/2018-28194.pdf https://regulations.justia.com/regulations/fedreg/2018/12/28/2018-28193.html Notice - Self-Regulatory Organizations; Chicago Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Regarding Qualification, Registration and Continuing Education Requirements Applicable to Participants 2018-12-28T00:00:00-08:00 2018-12-28T00:00:00-08:00 2018-28193 Notice https://www.govinfo.gov/content/pkg/FR-2018-12-28/pdf/2018-28193.pdf https://regulations.justia.com/regulations/fedreg/2018/12/28/2018-28192.html Notice - Self-Regulatory Organizations; NYSE National, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Its Schedule of Fees and Rebates To Extend for One Year a Fee Discount for the Partial Cabinet Solution Bundles Offered in Connection With the Exchange's Co-Location Services 2018-12-28T00:00:00-08:00 2018-12-28T00:00:00-08:00 2018-28192 Notice https://www.govinfo.gov/content/pkg/FR-2018-12-28/pdf/2018-28192.pdf https://regulations.justia.com/regulations/fedreg/2018/12/28/2018-28191.html Notice - Self-Regulatory Organizations; The Depository Trust Company; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Revise the Service Guide for the Canadian-Link Service 2018-12-28T00:00:00-08:00 2018-12-28T00:00:00-08:00 2018-28191 Notice https://www.govinfo.gov/content/pkg/FR-2018-12-28/pdf/2018-28191.pdf https://regulations.justia.com/regulations/fedreg/2018/12/28/2018-28190.html Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Its Price List To Extend for One Year a Fee Discount for the Partial Cabinet Solution Bundles Offered in Connection With the Exchange's Co-Location Services 2018-12-28T00:00:00-08:00 2018-12-28T00:00:00-08:00 2018-28190 Notice https://www.govinfo.gov/content/pkg/FR-2018-12-28/pdf/2018-28190.pdf https://regulations.justia.com/regulations/fedreg/2018/12/28/2018-28189.html Notice - Self-Regulatory Organizations; ICE Clear Europe Limited; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Adopt Revised Clearing Fees 2018-12-28T00:00:00-08:00 2018-12-28T00:00:00-08:00 2018-28189 Notice https://www.govinfo.gov/content/pkg/FR-2018-12-28/pdf/2018-28189.pdf https://regulations.justia.com/regulations/fedreg/2018/12/28/2018-28186.html Notice - Self-Regulatory Organizations; ICE Clear Credit LLC; Notice of Filing of Proposed Rule Change Relating to ICC's New Initiatives Approval Policy and Procedural Framework 2018-12-28T00:00:00-08:00 2018-12-28T00:00:00-08:00 2018-28186 Notice https://www.govinfo.gov/content/pkg/FR-2018-12-28/pdf/2018-28186.pdf https://regulations.justia.com/regulations/fedreg/2018/12/28/2018-28185.html Notice - Self-Regulatory Organizations; Miami International Securities Exchange LLC; Notice of Designation of Longer Period for Commission Action on Proposed Rule Change To Amend Exchange Rule 519, MIAX Order Monitor; Exchange Rule 519A, Risk Protection Monitor; and Rule 517, Quote Types Defined 2018-12-28T00:00:00-08:00 2018-12-28T00:00:00-08:00 2018-28185 Notice https://www.govinfo.gov/content/pkg/FR-2018-12-28/pdf/2018-28185.pdf https://regulations.justia.com/regulations/fedreg/2018/12/28/2018-28184.html Notice - Self-Regulatory Organizations; MIAX PEARL, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Exchange Rule 519, MIAX PEARL Order Monitor 2018-12-28T00:00:00-08:00 2018-12-28T00:00:00-08:00 2018-28184 Notice https://www.govinfo.gov/content/pkg/FR-2018-12-28/pdf/2018-28184.pdf https://regulations.justia.com/regulations/fedreg/2018/12/28/2018-28183.html Notice - Self-Regulatory Organizations; NYSE National, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Change To Make Non-Substantive Changes to Its Certificate of Incorporation 2018-12-28T00:00:00-08:00 2018-12-28T00:00:00-08:00 2018-28183 Notice https://www.govinfo.gov/content/pkg/FR-2018-12-28/pdf/2018-28183.pdf https://regulations.justia.com/regulations/fedreg/2018/12/28/2018-28182.html Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating To Listing and Trading of Shares of iShares Gold Trust Micro Under NYSE Arca Rule 8.201-E 2018-12-28T00:00:00-08:00 2018-12-28T00:00:00-08:00 2018-28182 Notice https://www.govinfo.gov/content/pkg/FR-2018-12-28/pdf/2018-28182.pdf https://regulations.justia.com/regulations/fedreg/2018/12/28/2018-28181.html Notice - Self-Regulatory Organizations; The Nasdaq Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Exchange's All-Inclusive Annual Listing Fees for American Depositary Receipts 2018-12-28T00:00:00-08:00 2018-12-28T00:00:00-08:00 2018-28181 Notice https://www.govinfo.gov/content/pkg/FR-2018-12-28/pdf/2018-28181.pdf https://regulations.justia.com/regulations/fedreg/2018/12/28/2018-28180.html Notice - Self-Regulatory Organizations; The Options Clearing Corporation; Order Approving Proposed Rule Change, as Modified by Partial Amendment No. 1, Related to The Options Clearing Corporation's Margin Methodology for Incorporating Variations in Implied Volatility 2018-12-28T00:00:00-08:00 2018-12-28T00:00:00-08:00 2018-28180 Notice https://www.govinfo.gov/content/pkg/FR-2018-12-28/pdf/2018-28180.pdf https://regulations.justia.com/regulations/fedreg/2018/12/28/2018-28179.html Notice - In the Matter of the Application of MIAX EMERALD, LLC for Registration as a National Securities Exchange; Findings, Opinion, and Order of the Commission 2018-12-28T00:00:00-08:00 2018-12-28T00:00:00-08:00 2018-28179 Notice https://www.govinfo.gov/content/pkg/FR-2018-12-28/pdf/2018-28179.pdf https://regulations.justia.com/regulations/fedreg/2018/12/27/C1-2018-26405.html Notice - Self-Regulatory Organizations; Nasdaq ISE, LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Supplementary Material .07 to ISE Rule 722 2018-12-27T00:00:00-08:00 2018-12-27T00:00:00-08:00 C1-2018-26405 Notice https://www.govinfo.gov/content/pkg/FR-2018-12-27/pdf/C1-2018-26405.pdf https://regulations.justia.com/regulations/fedreg/2018/12/27/C1-2018-26400.html Notice - Self-Regulatory Organizations; The Nasdaq Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Relocate the Exchange's Pricing Schedule 2018-12-27T00:00:00-08:00 2018-12-27T00:00:00-08:00 C1-2018-26400 Notice https://www.govinfo.gov/content/pkg/FR-2018-12-27/pdf/C1-2018-26400.pdf https://regulations.justia.com/regulations/fedreg/2018/12/27/C1-2018-26399.html Notice - Self-Regulatory Organizations; Cboe EDGA Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating To Eliminate the Liquidity Swap Component of the Discretionary Range Instruction 2018-12-27T00:00:00-08:00 2018-12-27T00:00:00-08:00 C1-2018-26399 Notice https://www.govinfo.gov/content/pkg/FR-2018-12-27/pdf/C1-2018-26399.pdf https://regulations.justia.com/regulations/fedreg/2018/12/27/C1-2018-26396.html Notice - Self-Regulatory Organizations; Nasdaq PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Pilot Period for the Listing of P.M.-Settled Nasdaq-100 Index Options Expiring on the Third Friday of the Month 2018-12-27T00:00:00-08:00 2018-12-27T00:00:00-08:00 C1-2018-26396 Notice https://www.govinfo.gov/content/pkg/FR-2018-12-27/pdf/C1-2018-26396.pdf https://regulations.justia.com/regulations/fedreg/2018/12/27/2018-28008.html Notice - Self-Regulatory Organizations; The Options Clearing Corporation; Notice of No Objection to Advance Notice, as Modified by Partial Amendment No. 1, Related to The Options Clearing Corporation's Margin Methodology for Incorporating Variations in Implied Volatility 2018-12-27T00:00:00-08:00 2018-12-27T00:00:00-08:00 2018-28008 Notice https://www.govinfo.gov/content/pkg/FR-2018-12-27/pdf/2018-28008.pdf https://regulations.justia.com/regulations/fedreg/2018/12/27/2018-28007.html Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Changes Relating to ProShares Ultra Gold, ProShares UltraShort Gold, ProShares Ultra Silver, and ProShares UltraShort Silver 2018-12-27T00:00:00-08:00 2018-12-27T00:00:00-08:00 2018-28007 Notice https://www.govinfo.gov/content/pkg/FR-2018-12-27/pdf/2018-28007.pdf https://regulations.justia.com/regulations/fedreg/2018/12/27/2018-28006.html Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Section 902.02 of the NYSE Listed Company Manual To Modify the Investment Management Entity Group Fee Discount 2018-12-27T00:00:00-08:00 2018-12-27T00:00:00-08:00 2018-28006 Notice https://www.govinfo.gov/content/pkg/FR-2018-12-27/pdf/2018-28006.pdf https://regulations.justia.com/regulations/fedreg/2018/12/27/2018-28005.html Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Make Technical Revisions and One Minor Correction to the Supplemental Statement of Income Required To Be Filed Pursuant to FINRA Rule 4524 (Supplemental FOCUS Information) 2018-12-27T00:00:00-08:00 2018-12-27T00:00:00-08:00 2018-28005 Notice https://www.govinfo.gov/content/pkg/FR-2018-12-27/pdf/2018-28005.pdf https://regulations.justia.com/regulations/fedreg/2018/12/27/2018-28004.html Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change of Amendments to Delete References to the Term “Allied Person” From Exchange Rules 2018-12-27T00:00:00-08:00 2018-12-27T00:00:00-08:00 2018-28004 Notice https://www.govinfo.gov/content/pkg/FR-2018-12-27/pdf/2018-28004.pdf https://regulations.justia.com/regulations/fedreg/2018/12/27/2018-28003.html Notice - Self-Regulatory Organizations; Nasdaq ISE, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Market Makers Trading in Non-Appointed Options Classes 2018-12-27T00:00:00-08:00 2018-12-27T00:00:00-08:00 2018-28003 Notice https://www.govinfo.gov/content/pkg/FR-2018-12-27/pdf/2018-28003.pdf https://regulations.justia.com/regulations/fedreg/2018/12/27/2018-28002.html Notice - Self-Regulatory Organizations; The Nasdaq Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Order Price Protection 2018-12-27T00:00:00-08:00 2018-12-27T00:00:00-08:00 2018-28002 Notice https://www.govinfo.gov/content/pkg/FR-2018-12-27/pdf/2018-28002.pdf https://regulations.justia.com/regulations/fedreg/2018/12/27/2018-28001.html Notice - Self-Regulatory Organizations; Nasdaq GEMX, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Market Makers Trading in Non-Appointed Options Classes 2018-12-27T00:00:00-08:00 2018-12-27T00:00:00-08:00 2018-28001 Notice https://www.govinfo.gov/content/pkg/FR-2018-12-27/pdf/2018-28001.pdf https://regulations.justia.com/regulations/fedreg/2018/12/27/2018-28000.html Notice - Self-Regulatory Organizations; Nasdaq MRX, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Market Makers Trading in Non-Appointed Options Classes 2018-12-27T00:00:00-08:00 2018-12-27T00:00:00-08:00 2018-28000 Notice https://www.govinfo.gov/content/pkg/FR-2018-12-27/pdf/2018-28000.pdf https://regulations.justia.com/regulations/fedreg/2018/12/27/2018-27999.html Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Order Instituting Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change To Amend NYSE Arca Rule 5.2-E(j)(6) Relating to Equity Index-Linked Securities Listing Standards Set Forth in NYSE Arca Rule 5.2-E(j)(6)(B)(I) 2018-12-27T00:00:00-08:00 2018-12-27T00:00:00-08:00 2018-27999 Notice https://www.govinfo.gov/content/pkg/FR-2018-12-27/pdf/2018-27999.pdf https://regulations.justia.com/regulations/fedreg/2018/12/27/2018-27998.html Notice - Self-Regulatory Organizations: Notice of Filing and Immediate Effectiveness of a Proposed Rule Change by Miami International Securities Exchange, LLC To Amend Exchange Rule 510, Minimum Price Variations and Minimum Trading Increments To Extend the Penny Pilot Program 2018-12-27T00:00:00-08:00 2018-12-27T00:00:00-08:00 2018-27998 Notice https://www.govinfo.gov/content/pkg/FR-2018-12-27/pdf/2018-27998.pdf https://regulations.justia.com/regulations/fedreg/2018/12/27/2018-27997.html Notice - Self-Regulatory Organizations: Notice of Filing and Immediate Effectiveness of a Proposed Rule Change by MIAX PEARL, LLC To Amend Exchange Rule 510, Minimum Price Variations and Minimum Trading Increments To Extend the Penny Pilot Program 2018-12-27T00:00:00-08:00 2018-12-27T00:00:00-08:00 2018-27997 Notice https://www.govinfo.gov/content/pkg/FR-2018-12-27/pdf/2018-27997.pdf https://regulations.justia.com/regulations/fedreg/2018/12/27/2018-27996.html Notice - Self-Regulatory Organizations; Cboe C2 Exchange, Inc.; Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change To Adopt Complex Reserve Order Functionality 2018-12-27T00:00:00-08:00 2018-12-27T00:00:00-08:00 2018-27996 Notice https://www.govinfo.gov/content/pkg/FR-2018-12-27/pdf/2018-27996.pdf https://regulations.justia.com/regulations/fedreg/2018/12/27/2018-27995.html Notice - Timothy Plan and Timothy Partners, Ltd. 2018-12-27T00:00:00-08:00 2018-12-27T00:00:00-08:00 2018-27995 Notice https://www.govinfo.gov/content/pkg/FR-2018-12-27/pdf/2018-27995.pdf https://regulations.justia.com/regulations/fedreg/2018/12/27/2018-27994.html Notice - Self-Regulatory Organizations; Cboe EDGX Exchange, Inc.; Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change To Adopt Complex Reserve Order Functionality 2018-12-27T00:00:00-08:00 2018-12-27T00:00:00-08:00 2018-27994 Notice https://www.govinfo.gov/content/pkg/FR-2018-12-27/pdf/2018-27994.pdf https://regulations.justia.com/regulations/fedreg/2018/12/27/2018-27993.html Notice - Self-Regulatory Organizations; BOX Exchange LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To amend Rule 7260 by Extending the Penny Pilot Program Through June 30, 2019 2018-12-27T00:00:00-08:00 2018-12-27T00:00:00-08:00 2018-27993 Notice https://www.govinfo.gov/content/pkg/FR-2018-12-27/pdf/2018-27993.pdf https://regulations.justia.com/regulations/fedreg/2018/12/27/2018-27992.html Notice - Self-Regulatory Organizations; NYSE American LLC; Order Instituting Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change To Allow Flexible Exchange Equity Options Where the Underlying Security Is an Exchange-Traded Fund That Is Included in the Option Penny Pilot To Be Settled in Cash 2018-12-27T00:00:00-08:00 2018-12-27T00:00:00-08:00 2018-27992 Notice https://www.govinfo.gov/content/pkg/FR-2018-12-27/pdf/2018-27992.pdf https://regulations.justia.com/regulations/fedreg/2018/12/27/2018-27991.html Notice - Self-Regulatory Organizations; NYSE American LLC.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Commentary .02 to Rule 960NY in Order to Extend the Penny Pilot in Options Classes in Certain Issues Through June 30, 2019 2018-12-27T00:00:00-08:00 2018-12-27T00:00:00-08:00 2018-27991 Notice https://www.govinfo.gov/content/pkg/FR-2018-12-27/pdf/2018-27991.pdf https://regulations.justia.com/regulations/fedreg/2018/12/27/2018-27990.html Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Reflecting Changes to Certain Representations Relating to the Horizons S&P 500 Covered Call ETF 2018-12-27T00:00:00-08:00 2018-12-27T00:00:00-08:00 2018-27990 Notice https://www.govinfo.gov/content/pkg/FR-2018-12-27/pdf/2018-27990.pdf https://regulations.justia.com/regulations/fedreg/2018/12/27/2018-27989.html Notice - Self-Regulatory Organizations; NYSE Arca Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Commentary .02 to Rule 6.72-O in Order To Extend the Penny Pilot in Options Classes in Certain Issues Through June 30, 2019 2018-12-27T00:00:00-08:00 2018-12-27T00:00:00-08:00 2018-27989 Notice https://www.govinfo.gov/content/pkg/FR-2018-12-27/pdf/2018-27989.pdf https://regulations.justia.com/regulations/fedreg/2018/12/27/2018-27988.html Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Modify the NYSE Arca Options Fee Schedule in Conjunction With Relocating the Trading Floor to a New Trading Facility 2018-12-27T00:00:00-08:00 2018-12-27T00:00:00-08:00 2018-27988 Notice https://www.govinfo.gov/content/pkg/FR-2018-12-27/pdf/2018-27988.pdf https://regulations.justia.com/regulations/fedreg/2018/12/27/2018-27987.html Notice - Self-Regulatory Organizations; Chicago Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Article 14 of the Rules of the Exchange Related to Arbitration Proceedings 2018-12-27T00:00:00-08:00 2018-12-27T00:00:00-08:00 2018-27987 Notice https://www.govinfo.gov/content/pkg/FR-2018-12-27/pdf/2018-27987.pdf https://regulations.justia.com/regulations/fedreg/2018/12/27/2018-27986.html Notice - Self-Regulatory Organizations; Chicago Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Decommission the Exchange's Outbound Routing Service and the Sub-Second Non-Displayed Auction Process 2018-12-27T00:00:00-08:00 2018-12-27T00:00:00-08:00 2018-27986 Notice https://www.govinfo.gov/content/pkg/FR-2018-12-27/pdf/2018-27986.pdf https://regulations.justia.com/regulations/fedreg/2018/12/27/2018-27985.html Notice - RYZZ Capital Management, LLC, et al. 2018-12-27T00:00:00-08:00 2018-12-27T00:00:00-08:00 2018-27985 Notice https://www.govinfo.gov/content/pkg/FR-2018-12-27/pdf/2018-27985.pdf https://regulations.justia.com/regulations/fedreg/2018/12/27/2018-27984.html Notice - OSI ETF Trust, et al. 2018-12-27T00:00:00-08:00 2018-12-27T00:00:00-08:00 2018-27984 Notice https://www.govinfo.gov/content/pkg/FR-2018-12-27/pdf/2018-27984.pdf https://regulations.justia.com/regulations/fedreg/2018/12/27/2018-27978.html Notice - Order Approving Public Company Accounting Oversight Board Budget and Annual Accounting Support Fee for Calendar Year 2019 2018-12-27T00:00:00-08:00 2018-12-27T00:00:00-08:00 2018-27978 Notice https://www.govinfo.gov/content/pkg/FR-2018-12-27/pdf/2018-27978.pdf https://regulations.justia.com/regulations/fedreg/2018/12/26/2018-27827.html Rule - Adoption of Updated EDGAR Filer Manual 2018-12-26T00:00:00-08:00 2018-12-26T00:00:00-08:00 2018-27827 Rule https://www.govinfo.gov/content/pkg/FR-2018-12-26/pdf/2018-27827.pdf