Self-Regulatory Organizations; Nasdaq PHLX LLC; Notice of Withdrawal of a Proposed Rule Change To Amend the Exchange's Fees for Top of PHLX Options (TOPO), PHLX Orders, and TOPO Plus Orders, 93384 [2024-27611]
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Federal Register / Vol. 89, No. 228 / Tuesday, November 26, 2024 / Notices
of the Act 8 and Rule 19b–4(f)(6)(iii)
thereunder.9
At any time within 60 days of the
filing of such proposed rule change, the
Commission summarily may
temporarily suspend such rule change if
it appears to the Commission that such
action is necessary or appropriate in the
public interest, for the protection of
investors, or otherwise in furtherance of
the purposes of the Act. If the
Commission takes such action, the
Commission shall institute proceedings
under Section 19(b)(2)(B) 10 of the Act to
determine whether the proposed rule
change should be approved or
disapproved.
IV. Solicitation of Comments
Interested persons are invited to
submit written data, views and
arguments concerning the foregoing,
including whether the proposed rule
change is consistent with the Act.
Comments may be submitted by any of
the following methods:
Electronic Comments
• Use the Commission’s internet
comment form (https://www.sec.gov/
rules/sro.shtml); or
• Send an email to rule-comments@
sec.gov. Please include file number SR–
NYSECHX–2024–33 on the subject line.
Paper Comments
• Send paper comments in triplicate
to Secretary, Securities and Exchange
Commission, 100 F Street NE,
Washington, DC 20549–1090.
All submissions should refer to file
number SR–NYSECHX–2024–33. This
file number should be included on the
subject line if email is used. To help the
Commission process and review your
comments more efficiently, please use
only one method. The Commission will
post all comments on the Commission’s
internet website (https://www.sec.gov/
rules/sro.shtml). Copies of the
submission, all subsequent
amendments, all written statements
with respect to the proposed rule
change that are filed with the
Commission, and all written
communications relating to the
proposed rule change between the
Commission and any person, other than
those that may be withheld from the
U.S.C. 78s(b)(3)(A).
CFR 240.19b–4(f)(6). In addition, Rule 19b–
4(f)(6) requires a self-regulatory organization to give
the Commission written notice of its intent to file
the proposed rule change, along with a brief
description and text of the proposed rule change,
at least five business days prior to the date of filing
of the proposed rule change, or such shorter time
as designated by the Commission. The Exchange
has satisfied this requirement.
10 15 U.S.C. 78s(b)(2)(B).
public in accordance with the
provisions of 5 U.S.C. 552, will be
available for website viewing and
printing in the Commission’s Public
Reference Room, 100 F Street NE,
Washington, DC 20549, on official
business days between the hours of 10
a.m. and 3 p.m. Copies of the filing also
will be available for inspection and
copying at the principal office of the
Exchange. Do not include personal
identifiable information in submissions;
you should submit only information
that you wish to make available
publicly. We may redact in part or
withhold entirely from publication
submitted material that is obscene or
subject to copyright protection. All
submissions should refer to file number
SR–NYSECHX–2024–33 and should be
submitted on or before December 17,
2024.
Register.4 On May 16, 2024, the
Commission issued an order
temporarily suspending the proposed
rule change pursuant to Section
19(b)(3)(C) of the Act 5 and
simultaneously instituting proceedings
under Section 19(b)(2)(B) of the Act 6 to
determine whether to approve or
disapprove the proposed rule change.7
On September 20, 2024, pursuant to
Section 19(b)(2) of the Exchange Act,8
the Commission designated a longer
period within which to issue an order
approving or disapproving the proposed
rule change.9 On November 19, 2024,
the Exchange withdrew the proposed
rule change (SR–Phlx–2024–15).
For the Commission, by the Division of
Trading and Markets, pursuant to delegated
authority.11
Sherry R. Haywood,
Assistant Secretary.
[FR Doc. 2024–27611 Filed 11–25–24; 8:45 am]
[FR Doc. 2024–27614 Filed 11–25–24; 8:45 am]
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SECURITIES AND EXCHANGE
COMMISSION
[Release No. 34–101664; File No. SR–Phlx–
2024–15]
Self-Regulatory Organizations; Nasdaq
PHLX LLC; Notice of Withdrawal of a
Proposed Rule Change To Amend the
Exchange’s Fees for Top of PHLX
Options (TOPO), PHLX Orders, and
TOPO Plus Orders
November 20, 2024.
On March 20, 2024, Nasdaq PHLX
LLC (‘‘Phlx’’ or ‘‘Exchange’’) filed with
the Securities and Exchange
Commission (‘‘Commission’’), pursuant
to Section 19(b)(1) of the Securities
Exchange Act of 1934 (‘‘Act’’),1 and
Rule 19b–4 thereunder,2 a proposed rule
change (File Number SR–Phlx–2024–15)
to increase fees for certain market data
products. The proposed rule change was
immediately effective upon filing with
the Commission pursuant to Section
19(b)(3)(A) of the Act.3 On March 28,
2024, the proposed rule change was
published for comment in the Federal
11 17
CFR 200.30–3(a)(12), (59).
U.S.C. 78s(b)(1).
2 17 CFR 240.19b–4.
3 15 U.S.C. 78s(b)(3)(A). A proposed rule change
may take effect upon filing with the Commission if
it is designated by the exchange as ‘‘establishing or
changing a due, fee, or other charge imposed by the
self-regulatory organization on any person, whether
or not the person is a member of the self-regulatory
organization.’’ 15 U.S.C. 78s(b)(3)(A)(ii).
1 15
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8 15
9 17
For the Commission, by the Division of
Trading and Markets, pursuant to delegated
authority.10
Sherry R. Haywood,
Assistant Secretary.
Sfmt 4703
Proposed Collection; Comment
Request; Extension: Rule 303 of
Regulation ATS
Upon Written Request, Copies Available
From: Securities and Exchange
Commission, Office of FOIA Services,
100 F Street NE, Washington, DC
20549–2736
Notice is hereby given that pursuant
to the Paperwork Reduction Act of 1995
(‘‘PRA’’) (44 U.S.C. 3501 et seq.), the
Securities and Exchange Commission
(‘‘Commission’’) is soliciting comments
on the existing collection of information
provided for in Rule 303 of Regulation
ATS (17 CFR 242.303) under the
Securities Exchange Act of 1934 (15
U.S.C. 78a et seq.) (‘‘Exchange Act’’).
The Commission plans to submit this
4 See Securities Exchange Act Release No. 99841
(March 22, 2024), 89 FR 21648.
5 15 U.S.C. 78s(b)(3)(C).
6 15 U.S.C. 78s(b)(2)(B).
7 See Securities Exchange Act Release No.
100160, 89 FR 45036 (May 22, 2024). The
Commission has received one comment letter on
the proposed rule change, as well as a response
from the Exchange to the Order Instituting
Proceedings. Comments received on the proposed
rule change are available at: https://www.sec.gov/
comments/sr-phlx-2024-15/srphlx202415.htm.
8 15 U.S.C. 78s(b)(2).
9 See Securities Exchange Act Release No.
101115, 89 FR 78928 (September 26, 2024). The
Commission designated November 23, 2024, as the
date by which the Commission shall approve or
disapprove the proposed rule change.
10 17 CFR 200.30–3(a)(12).
E:\FR\FM\26NON1.SGM
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Agencies
[Federal Register Volume 89, Number 228 (Tuesday, November 26, 2024)]
[Notices]
[Page 93384]
From the Federal Register Online via the Government Publishing Office [www.gpo.gov]
[FR Doc No: 2024-27611]
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SECURITIES AND EXCHANGE COMMISSION
[Release No. 34-101664; File No. SR-Phlx-2024-15]
Self-Regulatory Organizations; Nasdaq PHLX LLC; Notice of
Withdrawal of a Proposed Rule Change To Amend the Exchange's Fees for
Top of PHLX Options (TOPO), PHLX Orders, and TOPO Plus Orders
November 20, 2024.
On March 20, 2024, Nasdaq PHLX LLC (``Phlx'' or ``Exchange'') filed
with the Securities and Exchange Commission (``Commission''), pursuant
to Section 19(b)(1) of the Securities Exchange Act of 1934
(``Act''),\1\ and Rule 19b-4 thereunder,\2\ a proposed rule change
(File Number SR-Phlx-2024-15) to increase fees for certain market data
products. The proposed rule change was immediately effective upon
filing with the Commission pursuant to Section 19(b)(3)(A) of the
Act.\3\ On March 28, 2024, the proposed rule change was published for
comment in the Federal Register.\4\ On May 16, 2024, the Commission
issued an order temporarily suspending the proposed rule change
pursuant to Section 19(b)(3)(C) of the Act \5\ and simultaneously
instituting proceedings under Section 19(b)(2)(B) of the Act \6\ to
determine whether to approve or disapprove the proposed rule change.\7\
On September 20, 2024, pursuant to Section 19(b)(2) of the Exchange
Act,\8\ the Commission designated a longer period within which to issue
an order approving or disapproving the proposed rule change.\9\ On
November 19, 2024, the Exchange withdrew the proposed rule change (SR-
Phlx-2024-15).
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\1\ 15 U.S.C. 78s(b)(1).
\2\ 17 CFR 240.19b-4.
\3\ 15 U.S.C. 78s(b)(3)(A). A proposed rule change may take
effect upon filing with the Commission if it is designated by the
exchange as ``establishing or changing a due, fee, or other charge
imposed by the self-regulatory organization on any person, whether
or not the person is a member of the self-regulatory organization.''
15 U.S.C. 78s(b)(3)(A)(ii).
\4\ See Securities Exchange Act Release No. 99841 (March 22,
2024), 89 FR 21648.
\5\ 15 U.S.C. 78s(b)(3)(C).
\6\ 15 U.S.C. 78s(b)(2)(B).
\7\ See Securities Exchange Act Release No. 100160, 89 FR 45036
(May 22, 2024). The Commission has received one comment letter on
the proposed rule change, as well as a response from the Exchange to
the Order Instituting Proceedings. Comments received on the proposed
rule change are available at: https://www.sec.gov/comments/sr-phlx-2024-15/srphlx202415.htm.
\8\ 15 U.S.C. 78s(b)(2).
\9\ See Securities Exchange Act Release No. 101115, 89 FR 78928
(September 26, 2024). The Commission designated November 23, 2024,
as the date by which the Commission shall approve or disapprove the
proposed rule change.
For the Commission, by the Division of Trading and Markets,
pursuant to delegated authority.\10\
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\10\ 17 CFR 200.30-3(a)(12).
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Sherry R. Haywood,
Assistant Secretary.
[FR Doc. 2024-27611 Filed 11-25-24; 8:45 am]
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