Securities and Exchange Commission October 2016 – Federal Register Recent Federal Regulation Documents

Sunshine Act Meeting
Document Number: 2016-26304
Type: Notice
Date: 2016-10-31
Agency: Securities and Exchange Commission, Agencies and Commissions
ALAIA Market Linked Trust and Beech Hill Securities, Inc.; Notice of Application
Document Number: 2016-26055
Type: Notice
Date: 2016-10-28
Agency: Securities and Exchange Commission, Agencies and Commissions
Nuveen Fund Advisors, LLC, et al.; Notice of Application
Document Number: 2016-25942
Type: Notice
Date: 2016-10-27
Agency: Securities and Exchange Commission, Agencies and Commissions
First Investors Equity Funds, et al.; Notice of Application
Document Number: 2016-25346
Type: Notice
Date: 2016-10-20
Agency: Securities and Exchange Commission, Agencies and Commissions
ETF Managers Group, LLC and ETF Managers Trust; Notice of Application
Document Number: 2016-25239
Type: Notice
Date: 2016-10-19
Agency: Securities and Exchange Commission, Agencies and Commissions
Proposed Collection; Comment Request
Document Number: 2016-25089
Type: Notice
Date: 2016-10-18
Agency: Securities and Exchange Commission, Agencies and Commissions
Submission for OMB Review; Comment Request
Document Number: 2016-25088
Type: Notice
Date: 2016-10-18
Agency: Securities and Exchange Commission, Agencies and Commissions
Investment Company Act of 1940
Document Number: 2016-24983
Type: Notice
Date: 2016-10-17
Agency: Securities and Exchange Commission, Agencies and Commissions