Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker

Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2016/10?limit=200&registers=between&min-day=1&max-day=31&mode=atom 2024-04-19T20:37:44-07:00 Justia Inc https://www.justia.com/ Justia Regulations Tracker https://regulations.justia.com/images/justiafedregulations.gif Copyright 2011 Justia Inc https://regulations.justia.com/regulations/fedreg/2016/10/31/2016-26304.html Notice - Sunshine Act Meeting 2016-10-31T00:00:00-07:00 2016-10-31T00:00:00-07:00 2016-26304 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-10-31/pdf/2016-26304.pdf https://regulations.justia.com/regulations/fedreg/2016/10/31/2016-26139.html Notice - Self-Regulatory Organizations; NASDAQ PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Add Commentary .14 to Rule 3317 (Compliance With Regulation NMS Plan To Implement a Tick Size Pilot) 2016-10-31T00:00:00-07:00 2016-10-31T00:00:00-07:00 2016-26139 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-10-31/pdf/2016-26139.pdf https://regulations.justia.com/regulations/fedreg/2016/10/31/2016-26138.html Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Add Commentary .14 to Rule 4770 (Compliance With Regulation NMS Plan To Implement a Tick Size Pilot) 2016-10-31T00:00:00-07:00 2016-10-31T00:00:00-07:00 2016-26138 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-10-31/pdf/2016-26138.pdf https://regulations.justia.com/regulations/fedreg/2016/10/31/2016-26137.html Notice - Self-Regulatory Organizations; NASDAQ BX, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Add Commentary .14 to Rule 4770 (Compliance With Regulation NMS Plan To Implement a Tick Size Pilot) 2016-10-31T00:00:00-07:00 2016-10-31T00:00:00-07:00 2016-26137 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-10-31/pdf/2016-26137.pdf https://regulations.justia.com/regulations/fedreg/2016/10/31/2016-26136.html Notice - Options Price Reporting Authority; Notice of Filing and Immediate Effectiveness of Proposed Amendment to the Plan for Reporting of Consolidated Options Last Sale Reports and Quotation Information To Amend OPRA's Non-Display Use Fees 2016-10-31T00:00:00-07:00 2016-10-31T00:00:00-07:00 2016-26136 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-10-31/pdf/2016-26136.pdf https://regulations.justia.com/regulations/fedreg/2016/10/31/2016-26135.html Notice - Options Price Reporting Authority; Notice of Filing and Immediate Effectiveness of Proposed Amendment to the Plan for Reporting of Consolidated Options Last Sale Reports and Quotation Information To Amend the Professional Subscriber Device-Based Fees and Policies with Respect to Device-Based Fees 2016-10-31T00:00:00-07:00 2016-10-31T00:00:00-07:00 2016-26135 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-10-31/pdf/2016-26135.pdf https://regulations.justia.com/regulations/fedreg/2016/10/31/2016-26134.html Notice - Self-Regulatory Organizations; Bats EDGX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend EDGX Rule 11.11, Routing to Away Trade Centers 2016-10-31T00:00:00-07:00 2016-10-31T00:00:00-07:00 2016-26134 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-10-31/pdf/2016-26134.pdf https://regulations.justia.com/regulations/fedreg/2016/10/31/2016-26133.html Notice - Self-Regulatory Organizations; Bats EDGA Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to EDGA Rule 11.11, Routing to Away Trading Centers 2016-10-31T00:00:00-07:00 2016-10-31T00:00:00-07:00 2016-26133 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-10-31/pdf/2016-26133.pdf https://regulations.justia.com/regulations/fedreg/2016/10/31/2016-26132.html Notice - Self-Regulatory Organizations; Bats BZX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to BZX Rule 11.13, Order Execution and Routing 2016-10-31T00:00:00-07:00 2016-10-31T00:00:00-07:00 2016-26132 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-10-31/pdf/2016-26132.pdf https://regulations.justia.com/regulations/fedreg/2016/10/31/2016-26131.html Notice - Self-Regulatory Organizations; Bats BYX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend BYX Rule 11.13, Order Execution and Routing 2016-10-31T00:00:00-07:00 2016-10-31T00:00:00-07:00 2016-26131 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-10-31/pdf/2016-26131.pdf https://regulations.justia.com/regulations/fedreg/2016/10/28/2016-26055.html Notice - ALAIA Market Linked Trust and Beech Hill Securities, Inc.; Notice of Application 2016-10-28T00:00:00-07:00 2016-10-28T00:00:00-07:00 2016-26055 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-10-28/pdf/2016-26055.pdf https://regulations.justia.com/regulations/fedreg/2016/10/28/2016-26054.html Notice - Self-Regulatory Organizations; Miami International Securities Exchange LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the MIAX Options Fee Schedule 2016-10-28T00:00:00-07:00 2016-10-28T00:00:00-07:00 2016-26054 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-10-28/pdf/2016-26054.pdf https://regulations.justia.com/regulations/fedreg/2016/10/28/2016-26053.html Notice - Self-Regulatory Organizations; NASDAQ PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Adopt Phlx Rule 765 (Prohibition Against Trading Ahead of Customer Orders) 2016-10-28T00:00:00-07:00 2016-10-28T00:00:00-07:00 2016-26053 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-10-28/pdf/2016-26053.pdf https://regulations.justia.com/regulations/fedreg/2016/10/27/2016-25942.html Notice - Nuveen Fund Advisors, LLC, et al.; Notice of Application 2016-10-27T00:00:00-07:00 2016-10-27T00:00:00-07:00 2016-25942 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-10-27/pdf/2016-25942.pdf https://regulations.justia.com/regulations/fedreg/2016/10/27/2016-25941.html Notice - Self-Regulatory Organizations; NYSE MKT LLC; Order Disapproving a Proposed Rule Change To Modify the NYSE Amex Options Fee Schedule With Respect to Fees, Rebates, and Credits for Transactions in the Customer Best Execution Auction 2016-10-27T00:00:00-07:00 2016-10-27T00:00:00-07:00 2016-25941 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-10-27/pdf/2016-25941.pdf https://regulations.justia.com/regulations/fedreg/2016/10/27/2016-25940.html Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing of a Proposed Rule Change Relating to Opening and Closing Rotations Under the HOSS System 2016-10-27T00:00:00-07:00 2016-10-27T00:00:00-07:00 2016-25940 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-10-27/pdf/2016-25940.pdf https://regulations.justia.com/regulations/fedreg/2016/10/27/2016-25939.html Notice - Self-Regulatory Organizations; NYSE MKT LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Rule 497-Equities 2016-10-27T00:00:00-07:00 2016-10-27T00:00:00-07:00 2016-25939 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-10-27/pdf/2016-25939.pdf https://regulations.justia.com/regulations/fedreg/2016/10/27/2016-25938.html Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Order Instituting Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change Relating to the Listing and Trading of Shares of PowerShares Government Collateral Pledge Portfolio Under NYSE Arca Equities Rule 8.600 2016-10-27T00:00:00-07:00 2016-10-27T00:00:00-07:00 2016-25938 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-10-27/pdf/2016-25938.pdf https://regulations.justia.com/regulations/fedreg/2016/10/27/2016-25937.html Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Rule 497 2016-10-27T00:00:00-07:00 2016-10-27T00:00:00-07:00 2016-25937 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-10-27/pdf/2016-25937.pdf https://regulations.justia.com/regulations/fedreg/2016/10/24/2016-25616.html Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Nasdaq Rule 7046 2016-10-24T00:00:00-07:00 2016-10-24T00:00:00-07:00 2016-25616 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-10-24/pdf/2016-25616.pdf https://regulations.justia.com/regulations/fedreg/2016/10/24/2016-25615.html Notice - Self-Regulatory Organizations; The Nasdaq Stock Market LLC; Notice of Designation of a Longer Period for Commission Action on Proposed Rule Change Related to the Payment of a Credit by Execution Access, LLC Based on Volume Thresholds Met on the NASDAQ Options Market 2016-10-24T00:00:00-07:00 2016-10-24T00:00:00-07:00 2016-25615 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-10-24/pdf/2016-25615.pdf https://regulations.justia.com/regulations/fedreg/2016/10/24/2016-25604.html Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing of Amendment No. 1 and Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendment No. 1, Relating to the Reporting of Transactions in U.S. Treasury Securities to TRACE 2016-10-24T00:00:00-07:00 2016-10-24T00:00:00-07:00 2016-25604 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-10-24/pdf/2016-25604.pdf https://regulations.justia.com/regulations/fedreg/2016/10/24/2016-25577.html Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Article IV, Section 4.05 of the Tenth Amended and Restated Operating Agreement of the Exchange 2016-10-24T00:00:00-07:00 2016-10-24T00:00:00-07:00 2016-25577 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-10-24/pdf/2016-25577.pdf https://regulations.justia.com/regulations/fedreg/2016/10/24/2016-25576.html Notice - Self-Regulatory Organizations; NYSE MKT LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Article IV, Section 4.05 of the Ninth Amended and Restated Operating Agreement of the Exchange 2016-10-24T00:00:00-07:00 2016-10-24T00:00:00-07:00 2016-25576 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-10-24/pdf/2016-25576.pdf https://regulations.justia.com/regulations/fedreg/2016/10/24/2016-25575.html Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Order Instituting Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change To Amend NYSE Arca Equities Rule 8.700 and To List and Trade Shares of the Managed Emerging Markets Trust Under Proposed Amended NYSE Arca Equities Rule 8.700 2016-10-24T00:00:00-07:00 2016-10-24T00:00:00-07:00 2016-25575 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-10-24/pdf/2016-25575.pdf https://regulations.justia.com/regulations/fedreg/2016/10/24/2016-25574.html Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Withdrawal of Proposed Rule Change Relating to SPX Combo Orders 2016-10-24T00:00:00-07:00 2016-10-24T00:00:00-07:00 2016-25574 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-10-24/pdf/2016-25574.pdf https://regulations.justia.com/regulations/fedreg/2016/10/24/2016-25573.html Notice - Self-Regulatory Organizations; NYSE MKT LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending NYSE MKT Rule 6A-Equities and NYSE MKT Rule 6-Equities 2016-10-24T00:00:00-07:00 2016-10-24T00:00:00-07:00 2016-25573 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-10-24/pdf/2016-25573.pdf https://regulations.justia.com/regulations/fedreg/2016/10/24/2016-25572.html Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing of Proposed Rule Change Amending NYSE Arca Equities Rules 7.35 (Auctions), 7.10 (Clearly Erroneous Executions), 7.31 (Orders and Modifiers), and 7.11 (Limit Up-Limit Down Plan and Trading Pauses in Individual Securities Due to Extraordinary Market Volatility) 2016-10-24T00:00:00-07:00 2016-10-24T00:00:00-07:00 2016-25572 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-10-24/pdf/2016-25572.pdf https://regulations.justia.com/regulations/fedreg/2016/10/21/2016-25467.html Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Specialized Quote Feed Port Fees 2016-10-21T00:00:00-07:00 2016-10-21T00:00:00-07:00 2016-25467 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-10-21/pdf/2016-25467.pdf https://regulations.justia.com/regulations/fedreg/2016/10/21/2016-25466.html Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Its Price List To Eliminate Take Fees for Bonds Executed on the NYSE BondsSM 2016-10-21T00:00:00-07:00 2016-10-21T00:00:00-07:00 2016-25466 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-10-21/pdf/2016-25466.pdf https://regulations.justia.com/regulations/fedreg/2016/10/20/2016-25350.html Notice - Self-Regulatory Organizations; Bats BZX Exchange, Inc.; Notice of Filing of a Proposed Rule Change to Bats BZX Rule 14.13, Company Listing Fees, and to the Bats BZX Fee Schedule; Suspension of and Order Instituting Proceedings To Determine Whether To Approve or Disapprove the Proposed Rule Change 2016-10-20T00:00:00-07:00 2016-10-20T00:00:00-07:00 2016-25350 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-10-20/pdf/2016-25350.pdf https://regulations.justia.com/regulations/fedreg/2016/10/20/2016-25346.html Notice - First Investors Equity Funds, et al.; Notice of Application 2016-10-20T00:00:00-07:00 2016-10-20T00:00:00-07:00 2016-25346 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-10-20/pdf/2016-25346.pdf https://regulations.justia.com/regulations/fedreg/2016/10/20/2016-25345.html Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing of Proposed Rule Change Relating to Listing and Trading of Shares of the Virtus Enhanced U.S. Equity ETF Under Commentary .01 to NYSE Arca Equities Rule 5.2(j)(3) 2016-10-20T00:00:00-07:00 2016-10-20T00:00:00-07:00 2016-25345 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-10-20/pdf/2016-25345.pdf https://regulations.justia.com/regulations/fedreg/2016/10/20/2016-25344.html Notice - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Schedule of Fees 2016-10-20T00:00:00-07:00 2016-10-20T00:00:00-07:00 2016-25344 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-10-20/pdf/2016-25344.pdf https://regulations.justia.com/regulations/fedreg/2016/10/19/2016-25239.html Notice - ETF Managers Group, LLC and ETF Managers Trust; Notice of Application 2016-10-19T00:00:00-07:00 2016-10-19T00:00:00-07:00 2016-25239 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-10-19/pdf/2016-25239.pdf https://regulations.justia.com/regulations/fedreg/2016/10/19/2016-25238.html Notice - Self-Regulatory Organizations; NYSE MKT LLC; Notice of Filing and Immediate Effectiveness of Proposed Change To Modify the NYSE Amex Options Fee Schedule 2016-10-19T00:00:00-07:00 2016-10-19T00:00:00-07:00 2016-25238 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-10-19/pdf/2016-25238.pdf https://regulations.justia.com/regulations/fedreg/2016/10/19/2016-25237.html Notice - Self-Regulatory Organizations; Bats EDGX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Fees for Use of Bats EDGX Exchange, Inc. 2016-10-19T00:00:00-07:00 2016-10-19T00:00:00-07:00 2016-25237 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-10-19/pdf/2016-25237.pdf https://regulations.justia.com/regulations/fedreg/2016/10/19/2016-25236.html Notice - Self-Regulatory Organizations; Bats EDGX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Fees for Use of Bats EDGX Exchange, Inc. Options Platform 2016-10-19T00:00:00-07:00 2016-10-19T00:00:00-07:00 2016-25236 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-10-19/pdf/2016-25236.pdf https://regulations.justia.com/regulations/fedreg/2016/10/19/2016-25235.html Notice - Self-Regulatory Organizations; Bats BZX Exchange, Inc.; Notice of Designation of a Longer Period for Commission Action on Proposed Rule Change, as Modified by Amendment No. 1 Thereto, to List and Trade Shares of the iShares iBonds Dec 2023 Term Muni Bond ETF and iShares iBonds Dec 2024 Term Muni Bond ETF of the iShares U.S. ETF Trust 2016-10-19T00:00:00-07:00 2016-10-19T00:00:00-07:00 2016-25235 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-10-19/pdf/2016-25235.pdf https://regulations.justia.com/regulations/fedreg/2016/10/19/2016-25234.html Notice - Self-Regulatory Organizations; The Options Clearing Corporation; Order Approving Proposed Rule Change Concerning the Options Clearing Corporation's Escrow Deposit Program 2016-10-19T00:00:00-07:00 2016-10-19T00:00:00-07:00 2016-25234 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-10-19/pdf/2016-25234.pdf https://regulations.justia.com/regulations/fedreg/2016/10/19/2016-25233.html Notice - Self-Regulatory Organizations; The Options Clearing Corporation; Notice of No Objection to Advance Notice Filing Concerning The Options Clearing Corporation's Escrow Deposit Program 2016-10-19T00:00:00-07:00 2016-10-19T00:00:00-07:00 2016-25233 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-10-19/pdf/2016-25233.pdf https://regulations.justia.com/regulations/fedreg/2016/10/18/2016-25089.html Notice - Proposed Collection; Comment Request 2016-10-18T00:00:00-07:00 2016-10-18T00:00:00-07:00 2016-25089 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-10-18/pdf/2016-25089.pdf https://regulations.justia.com/regulations/fedreg/2016/10/18/2016-25088.html Notice - Submission for OMB Review; Comment Request 2016-10-18T00:00:00-07:00 2016-10-18T00:00:00-07:00 2016-25088 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-10-18/pdf/2016-25088.pdf https://regulations.justia.com/regulations/fedreg/2016/10/18/2016-25087.html Notice - Self-Regulatory Organizations; The Depository Trust Company; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Clarify Certain Rules Provisions Relating to Pledges 2016-10-18T00:00:00-07:00 2016-10-18T00:00:00-07:00 2016-25087 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-10-18/pdf/2016-25087.pdf https://regulations.justia.com/regulations/fedreg/2016/10/18/2016-25086.html Notice - Self-Regulatory Organizations; NASDAQ PHLX LLC; Notice of Designation of a Longer Period for Commission Action on Proposed Rule Change To Delete or Amend Rule Language Relating to Specialists and Registered Options Traders 2016-10-18T00:00:00-07:00 2016-10-18T00:00:00-07:00 2016-25086 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-10-18/pdf/2016-25086.pdf https://regulations.justia.com/regulations/fedreg/2016/10/18/2016-25085.html Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Fees Schedule 2016-10-18T00:00:00-07:00 2016-10-18T00:00:00-07:00 2016-25085 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-10-18/pdf/2016-25085.pdf https://regulations.justia.com/regulations/fedreg/2016/10/18/2016-25083.html Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Order Instituting Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change, as Modified by Amendments No. 1 and 2, Allowing the Exchange To Trade Pursuant to Unlisted Trading Privileges Any NMS Stock Listed on Another National Securities Exchange; Establishing Listing and Trading Requirements for Exchange Traded Products; and Adopting New Equity Trading Rules Relating to Trading Halts of Securities Traded Pursuant to UTP on the Pillar Platform 2016-10-18T00:00:00-07:00 2016-10-18T00:00:00-07:00 2016-25083 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-10-18/pdf/2016-25083.pdf https://regulations.justia.com/regulations/fedreg/2016/10/18/2016-25082.html Notice - Self-Regulatory Organizations; Bats BZX Exchange, Inc.; Order Instituting Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change to BZX Rule 14.11(e)(4), Commodity-Based Trust Shares, To List and Trade Winklevoss Bitcoin Shares Issued by the Winklevoss Bitcoin Trust 2016-10-18T00:00:00-07:00 2016-10-18T00:00:00-07:00 2016-25082 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-10-18/pdf/2016-25082.pdf https://regulations.justia.com/regulations/fedreg/2016/10/17/2016-24983.html Notice - Investment Company Act of 1940 2016-10-17T00:00:00-07:00 2016-10-17T00:00:00-07:00 2016-24983 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-10-17/pdf/2016-24983.pdf https://regulations.justia.com/regulations/fedreg/2016/10/17/2016-24982.html Notice - Self-Regulatory Organizations; Fixed Income Clearing Corporation; Order Approving Proposed Rule Change To Describe the Blackout Period Exposure Charge That May Be Imposed on GCF Repo Participants 2016-10-17T00:00:00-07:00 2016-10-17T00:00:00-07:00 2016-24982 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-10-17/pdf/2016-24982.pdf https://regulations.justia.com/regulations/fedreg/2016/10/17/2016-24981.html Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Its Rules To Remove Definitions and Trading Rules That Are No Longer Operative After the Completed Full Migration of All Symbols to the Pillar Trading Platform 2016-10-17T00:00:00-07:00 2016-10-17T00:00:00-07:00 2016-24981 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-10-17/pdf/2016-24981.pdf https://regulations.justia.com/regulations/fedreg/2016/10/17/2016-24980.html Notice - Self-Regulatory Organizations; NASDAQ PHLX LLC; Notice of Filing of Proposed Rule Change To Amend the Pricing Schedule at Section IV, Part B titled “Flex Transaction Fees” 2016-10-17T00:00:00-07:00 2016-10-17T00:00:00-07:00 2016-24980 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-10-17/pdf/2016-24980.pdf https://regulations.justia.com/regulations/fedreg/2016/10/17/2016-24979.html Notice - Self-Regulatory Organizations; The Nasdaq Stock Market LLC; Notice of Filing of Proposed Rule Change To Amend the Continued Listing Requirements for Exchange-Traded Products 2016-10-17T00:00:00-07:00 2016-10-17T00:00:00-07:00 2016-24979 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-10-17/pdf/2016-24979.pdf https://regulations.justia.com/regulations/fedreg/2016/10/17/2016-24978.html Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing of Proposed Rule Change To List and Trade Exchange-Traded Managed Funds 2016-10-17T00:00:00-07:00 2016-10-17T00:00:00-07:00 2016-24978 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-10-17/pdf/2016-24978.pdf https://regulations.justia.com/regulations/fedreg/2016/10/17/2016-24977.html Notice - Submission for OMB Review; Comment Request 2016-10-17T00:00:00-07:00 2016-10-17T00:00:00-07:00 2016-24977 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-10-17/pdf/2016-24977.pdf https://regulations.justia.com/regulations/fedreg/2016/10/14/2016-24988.html Notice - Sunshine Act Meeting; Additional Item 2016-10-14T00:00:00-07:00 2016-10-14T00:00:00-07:00 2016-24988 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-10-14/pdf/2016-24988.pdf https://regulations.justia.com/regulations/fedreg/2016/10/14/2016-24842.html Notice - Self-Regulatory Organizations; NASDAQ BX, Inc.; Notice of Filing of Partial Amendment Nos. 1 and 3, and Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Partial Amendment Nos. 1 and 3, to System Functionality Necessary To Implement the Regulation NMS Plan To Implement a Tick Size Pilot Program 2016-10-14T00:00:00-07:00 2016-10-14T00:00:00-07:00 2016-24842 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-10-14/pdf/2016-24842.pdf https://regulations.justia.com/regulations/fedreg/2016/10/14/2016-24841.html Notice - Destra Capital Advisors LLC, et al.; Notice of Application 2016-10-14T00:00:00-07:00 2016-10-14T00:00:00-07:00 2016-24841 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-10-14/pdf/2016-24841.pdf https://regulations.justia.com/regulations/fedreg/2016/10/14/2016-24840.html Notice - The Bank of New York Mellon Trust Company, National Association and The Bank of New York Mellon; Notice of Application 2016-10-14T00:00:00-07:00 2016-10-14T00:00:00-07:00 2016-24840 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-10-14/pdf/2016-24840.pdf https://regulations.justia.com/regulations/fedreg/2016/10/14/2016-24839.html Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing of Proposed Rule Change Amending NYSE Arca Equities Rule 7.35P To Provide for Widened Price Collar Thresholds for the Core Open Auction on Volatile Trading Days 2016-10-14T00:00:00-07:00 2016-10-14T00:00:00-07:00 2016-24839 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-10-14/pdf/2016-24839.pdf https://regulations.justia.com/regulations/fedreg/2016/10/14/2016-24838.html Notice - Self-Regulatory Organizations; Bats BZX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Related to Fees for Use of Bats BZX Exchange, Inc. 2016-10-14T00:00:00-07:00 2016-10-14T00:00:00-07:00 2016-24838 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-10-14/pdf/2016-24838.pdf https://regulations.justia.com/regulations/fedreg/2016/10/14/2016-24837.html Notice - Self-Regulatory Organizations; Miami International Securities Exchange, LLC; Order Approving a Proposed Rule Change To Adopt New Rules To Govern the Trading of Complex Orders 2016-10-14T00:00:00-07:00 2016-10-14T00:00:00-07:00 2016-24837 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-10-14/pdf/2016-24837.pdf https://regulations.justia.com/regulations/fedreg/2016/10/14/2016-24836.html Notice - Self-Regulatory Organizations; NASDAQ PHLX LLC; Notice of Filing of Proposed Rule Change To Delete Outdated or Unnecessary Rule Language 2016-10-14T00:00:00-07:00 2016-10-14T00:00:00-07:00 2016-24836 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-10-14/pdf/2016-24836.pdf https://regulations.justia.com/regulations/fedreg/2016/10/14/2016-24835.html Notice - Self-Regulatory Organizations; NASDAQ PHLX LLC; Notice of Filing of Partial Amendment Nos. 1, 2 and 3, and Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Partial Amendment Nos. 1, 2 and 3, to System Functionality Necessary to Implement the Regulation NMS Plan To Implement a Tick Size Pilot Program 2016-10-14T00:00:00-07:00 2016-10-14T00:00:00-07:00 2016-24835 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-10-14/pdf/2016-24835.pdf https://regulations.justia.com/regulations/fedreg/2016/10/14/2016-24834.html Notice - Self-Regulatory Organizations; The Nasdaq Stock Market LLC; Notice of Filing of Partial Amendment Nos. 1, 2 and 3, and Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Partial Amendment Nos. 1, 2 and 3, to System Functionality Necessary To Implement the Regulation NMS Plan To Implement a Tick Size Pilot Program 2016-10-14T00:00:00-07:00 2016-10-14T00:00:00-07:00 2016-24834 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-10-14/pdf/2016-24834.pdf https://regulations.justia.com/regulations/fedreg/2016/10/13/2016-24776.html Notice - Self-Regulatory Organizations; Bats BZX Exchange, Inc.; Order Granting Approval of Proposed Rule Change, as Modified by Amendment No. 1, To Amend BZX Rule 14.11(d) To Add the EURO STOXX 50 Volatility Futures to the Definition of Futures Reference Asset 2016-10-13T00:00:00-07:00 2016-10-13T00:00:00-07:00 2016-24776 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-10-13/pdf/2016-24776.pdf https://regulations.justia.com/regulations/fedreg/2016/10/13/2016-24775.html Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Supplementary Material .20 to Rule 103 2016-10-13T00:00:00-07:00 2016-10-13T00:00:00-07:00 2016-24775 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-10-13/pdf/2016-24775.pdf https://regulations.justia.com/regulations/fedreg/2016/10/13/2016-24709.html Notice - Program for Allocation of Regulatory Responsibilities Pursuant to Rule 17d-2; Notice of Filing and Order Approving and Declaring Effective a Proposed Plan for the Allocation of Regulatory Responsibilities Between the Financial Industry Regulatory Authority, Inc., Bats BZX Exchange, Inc., Bats BYX Exchange, Inc., Bats EDGA Exchange, Inc., and Bats EDGX Exchange, Inc. 2016-10-13T00:00:00-07:00 2016-10-13T00:00:00-07:00 2016-24709 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-10-13/pdf/2016-24709.pdf https://regulations.justia.com/regulations/fedreg/2016/10/13/2016-24708.html Notice - Hartford Funds Exchange-Traded Trust, et al.; Notice of Application 2016-10-13T00:00:00-07:00 2016-10-13T00:00:00-07:00 2016-24708 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-10-13/pdf/2016-24708.pdf https://regulations.justia.com/regulations/fedreg/2016/10/13/2016-24701.html Notice - Self-Regulatory Organizations; Bats BZX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Related to Fees To Make a Clarifying Change Related to the Tape B Quoting Tier 2016-10-13T00:00:00-07:00 2016-10-13T00:00:00-07:00 2016-24701 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-10-13/pdf/2016-24701.pdf https://regulations.justia.com/regulations/fedreg/2016/10/13/2016-24700.html Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending the NYSE Arca Options Fee Schedule 2016-10-13T00:00:00-07:00 2016-10-13T00:00:00-07:00 2016-24700 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-10-13/pdf/2016-24700.pdf https://regulations.justia.com/regulations/fedreg/2016/10/13/2016-24699.html Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Withdrawal of a Proposed Rule Change, as Modified by Amendment Nos. 1 and 2, To List and Trade Shares of the AdvisorShares KIM Korea Equity ETF 2016-10-13T00:00:00-07:00 2016-10-13T00:00:00-07:00 2016-24699 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-10-13/pdf/2016-24699.pdf https://regulations.justia.com/regulations/fedreg/2016/10/13/2016-24698.html Notice - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend a Current Billing Practice With Respect to Billing Disputes 2016-10-13T00:00:00-07:00 2016-10-13T00:00:00-07:00 2016-24698 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-10-13/pdf/2016-24698.pdf https://regulations.justia.com/regulations/fedreg/2016/10/13/2016-24697.html Notice - Self-Regulatory Organizations; ISE Gemini, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change to a Proposal To Amend a Current Billing Practice With Respect to Billing Disputes 2016-10-13T00:00:00-07:00 2016-10-13T00:00:00-07:00 2016-24697 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-10-13/pdf/2016-24697.pdf https://regulations.justia.com/regulations/fedreg/2016/10/13/2016-24696.html Notice - Self-Regulatory Organizations; ISE Mercury, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend a Current Billing Practice With Respect to Billing Disputes 2016-10-13T00:00:00-07:00 2016-10-13T00:00:00-07:00 2016-24696 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-10-13/pdf/2016-24696.pdf https://regulations.justia.com/regulations/fedreg/2016/10/13/2016-23892.html Proposed Rule - Definition of Covered Clearing Agency 2016-10-13T00:00:00-07:00 2016-10-13T00:00:00-07:00

2016-23892 Proposed Rule https://www.gpo.gov/fdsys/pkg/FR-2016-10-13/pdf/2016-23892.pdf https://regulations.justia.com/regulations/fedreg/2016/10/13/2016-23891.html Rule - Standards for Covered Clearing Agencies 2016-10-13T00:00:00-07:00 2016-10-13T00:00:00-07:00

2016-23891 Rule https://www.gpo.gov/fdsys/pkg/FR-2016-10-13/pdf/2016-23891.pdf https://regulations.justia.com/regulations/fedreg/2016/10/12/2016-24732.html Notice - Sunshine Act Meeting 2016-10-12T00:00:00-07:00 2016-10-12T00:00:00-07:00 2016-24732 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-10-12/pdf/2016-24732.pdf https://regulations.justia.com/regulations/fedreg/2016/10/12/2016-24731.html Notice - Sunshine Act Meeting 2016-10-12T00:00:00-07:00 2016-10-12T00:00:00-07:00 2016-24731 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-10-12/pdf/2016-24731.pdf https://regulations.justia.com/regulations/fedreg/2016/10/12/2016-24608.html Notice - Self-Regulatory Organizations; NYSE MKT LLC; Order Granting Approval of Proposed Rule Change Amending Section 146 of the NYSE MKT Company Guide To Adjust the Entitlement to Services of Special Purpose Acquisition Companies 2016-10-12T00:00:00-07:00 2016-10-12T00:00:00-07:00 2016-24608 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-10-12/pdf/2016-24608.pdf https://regulations.justia.com/regulations/fedreg/2016/10/12/2016-24580.html Notice - Self-Regulatory Organizations; NYSE MKT LLC; NYSE Arca, Inc.; Order Instituting Proceedings To Determine Whether To Approve or Disapprove Proposed Rule Changes To Extend the Time Within Which a Member, Member Organization, an ATP Holder, an OTP Holder, or an OTP Firm Must File a Uniform Termination Notice for Securities Industry Registration (“Form U5”) 2016-10-12T00:00:00-07:00 2016-10-12T00:00:00-07:00 2016-24580 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-10-12/pdf/2016-24580.pdf https://regulations.justia.com/regulations/fedreg/2016/10/12/2016-24579.html Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending the NYSE Arca Equities Schedule of Fees and Charges for Exchange Services To Revise the Requirements for the Current Step Up Tier 2016-10-12T00:00:00-07:00 2016-10-12T00:00:00-07:00 2016-24579 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-10-12/pdf/2016-24579.pdf https://regulations.justia.com/regulations/fedreg/2016/10/12/2016-24578.html Notice - Self-Regulatory Organizations; Bats BZX Exchange, Inc.; Order Granting Approval of a Proposed Rule Change, as Modified by Amendment Nos. 1, 2, and 3, To List and Trade Shares of the JPMorgan Global Bond Opportunities ETF of the J.P. Morgan Exchange-Traded Fund Trust Under BZX Rule 14.11(i), Managed Fund Shares 2016-10-12T00:00:00-07:00 2016-10-12T00:00:00-07:00 2016-24578 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-10-12/pdf/2016-24578.pdf https://regulations.justia.com/regulations/fedreg/2016/10/12/2016-24577.html Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Order Instituting Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change, as Modified by Amendment Nos. 1, 2, and 3 Thereto, To List and Trade Shares of the JPMorgan Diversified Event Driven ETF Under NYSE Arca Equities Rule 8.600 2016-10-12T00:00:00-07:00 2016-10-12T00:00:00-07:00 2016-24577 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-10-12/pdf/2016-24577.pdf https://regulations.justia.com/regulations/fedreg/2016/10/12/2016-24576.html Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Designation of a Longer Period for Commission Action on Proposed Rule Change Adopting Maximum Fees Member Organizations May Charge in Connection With the Distribution of Investment Company Shareholder Reports Pursuant to Any Electronic Delivery Rules Adopted by the Securities and Exchange Commission 2016-10-12T00:00:00-07:00 2016-10-12T00:00:00-07:00 2016-24576 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-10-12/pdf/2016-24576.pdf https://regulations.justia.com/regulations/fedreg/2016/10/12/2016-24575.html Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Modify Fees and Transaction Credits for the FINRA/NYSE Trade Reporting Facility 2016-10-12T00:00:00-07:00 2016-10-12T00:00:00-07:00 2016-24575 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-10-12/pdf/2016-24575.pdf https://regulations.justia.com/regulations/fedreg/2016/10/12/2016-24574.html Notice - Self-Regulatory Organizations; The Nasdaq Stock Market LLC; Notice of Designation of a Longer Period for Commission Action on Proposed Rule Change To Adopt the Third Party Connectivity Service Under Rules 7034(b) and 7051 2016-10-12T00:00:00-07:00 2016-10-12T00:00:00-07:00 2016-24574 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-10-12/pdf/2016-24574.pdf https://regulations.justia.com/regulations/fedreg/2016/10/12/2016-24573.html Notice - Self-Regulatory Organizations; Miami International Securities Exchange LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Exchange Rule 503 Openings on the Exchange and Rule 603 Obligations of Market Makers 2016-10-12T00:00:00-07:00 2016-10-12T00:00:00-07:00 2016-24573 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-10-12/pdf/2016-24573.pdf https://regulations.justia.com/regulations/fedreg/2016/10/12/2016-24572.html Notice - Self-Regulatory Organizations; NASDAQ PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Options Floor Procedure Advice F-1, Entitled “Use of Identification Letters and Numbers.” 2016-10-12T00:00:00-07:00 2016-10-12T00:00:00-07:00 2016-24572 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-10-12/pdf/2016-24572.pdf https://regulations.justia.com/regulations/fedreg/2016/10/12/2016-24568.html Notice - Harris Associates Investment Trust, et al.; Notice of Application 2016-10-12T00:00:00-07:00 2016-10-12T00:00:00-07:00 2016-24568 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-10-12/pdf/2016-24568.pdf https://regulations.justia.com/regulations/fedreg/2016/10/11/2016-24499.html Notice - Self-Regulatory Organizations; The Depository Trust Company; Notice of Filing of Proposed Rule Change Relating to Processing of Transactions in Money Market Instruments 2016-10-11T00:00:00-07:00 2016-10-11T00:00:00-07:00 2016-24499 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-10-11/pdf/2016-24499.pdf https://regulations.justia.com/regulations/fedreg/2016/10/11/2016-24428.html Notice - Terra Income Fund 6, Inc., et al.; Notice of Application 2016-10-11T00:00:00-07:00 2016-10-11T00:00:00-07:00 2016-24428 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-10-11/pdf/2016-24428.pdf https://regulations.justia.com/regulations/fedreg/2016/10/11/2016-24427.html Notice - Investment Company Act of 1940; Release No. 32302/October 4, 2016 2016-10-11T00:00:00-07:00 2016-10-11T00:00:00-07:00 2016-24427 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-10-11/pdf/2016-24427.pdf https://regulations.justia.com/regulations/fedreg/2016/10/11/2016-24426.html Notice - Self-Regulatory Organizations; Bats EDGX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Rule 22.3, Continuing Options Market Maker Registration, of Bats EDGX Exchange, Inc. 2016-10-11T00:00:00-07:00 2016-10-11T00:00:00-07:00 2016-24426 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-10-11/pdf/2016-24426.pdf https://regulations.justia.com/regulations/fedreg/2016/10/11/2016-24425.html Notice - Self-Regulatory Organizations; BOX Options Exchange LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Fee Schedule on the BOX Market LLC (“BOX”) Options Facility 2016-10-11T00:00:00-07:00 2016-10-11T00:00:00-07:00 2016-24425 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-10-11/pdf/2016-24425.pdf https://regulations.justia.com/regulations/fedreg/2016/10/11/2016-24424.html Notice - Self-Regulatory Organizations; Bats BZX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Rule 22.3, Continuing Options Market Maker Registration 2016-10-11T00:00:00-07:00 2016-10-11T00:00:00-07:00 2016-24424 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-10-11/pdf/2016-24424.pdf https://regulations.justia.com/regulations/fedreg/2016/10/11/2016-24423.html Notice - Self-Regulatory Organizations; BOX Options Exchange LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Fee Schedule To Adopt Participant Fees on the BOX Market LLC (“BOX”) Options Facility 2016-10-11T00:00:00-07:00 2016-10-11T00:00:00-07:00 2016-24423 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-10-11/pdf/2016-24423.pdf https://regulations.justia.com/regulations/fedreg/2016/10/11/2016-24422.html Notice - Self-Regulatory Organizations; BOX Options Exchange LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Make Non-Controversial Amendments to Its Rules 2016-10-11T00:00:00-07:00 2016-10-11T00:00:00-07:00 2016-24422 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-10-11/pdf/2016-24422.pdf https://regulations.justia.com/regulations/fedreg/2016/10/11/2016-24421.html Notice - Self-Regulatory Organizations; Investors Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Adopt Rules To Implement the Quoting and Trading Provisions of the Tick Size Pilot Program and To Describe Related Changes to IEX System Functionality 2016-10-11T00:00:00-07:00 2016-10-11T00:00:00-07:00 2016-24421 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-10-11/pdf/2016-24421.pdf https://regulations.justia.com/regulations/fedreg/2016/10/11/2016-24420.html Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Nasdaq Rule 7046 2016-10-11T00:00:00-07:00 2016-10-11T00:00:00-07:00 2016-24420 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-10-11/pdf/2016-24420.pdf https://regulations.justia.com/regulations/fedreg/2016/10/11/2016-24419.html Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Rule 7.16P 2016-10-11T00:00:00-07:00 2016-10-11T00:00:00-07:00 2016-24419 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-10-11/pdf/2016-24419.pdf https://regulations.justia.com/regulations/fedreg/2016/10/07/2016-24286.html Notice - Legg Mason Global Asset Management Trust, et al.; Notice of Application 2016-10-07T00:00:00-07:00 2016-10-07T00:00:00-07:00 2016-24286 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-10-07/pdf/2016-24286.pdf https://regulations.justia.com/regulations/fedreg/2016/10/07/2016-24285.html Notice - Legg Mason Global Asset Management Trust, et al.; Notice of Application 2016-10-07T00:00:00-07:00 2016-10-07T00:00:00-07:00 2016-24285 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-10-07/pdf/2016-24285.pdf https://regulations.justia.com/regulations/fedreg/2016/10/07/2016-24284.html Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing of Partial Amendment No. 2 and Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Partial Amendment No. 2, To Amend Rule 67 Relating to the Tick Size Pilot Program 2016-10-07T00:00:00-07:00 2016-10-07T00:00:00-07:00 2016-24284 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-10-07/pdf/2016-24284.pdf https://regulations.justia.com/regulations/fedreg/2016/10/07/2016-24283.html Notice - Self-Regulatory Organizations; NYSE MKT LLC; Notice of Filing of Partial Amendment No. 2 and Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Partial Amendment No. 2, To Amend Rule 67-Equities Relating to the Tick Size Pilot Program 2016-10-07T00:00:00-07:00 2016-10-07T00:00:00-07:00 2016-24283 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-10-07/pdf/2016-24283.pdf https://regulations.justia.com/regulations/fedreg/2016/10/07/2016-24282.html Notice - Self-Regulatory Organizations; The Options Clearing Corporation; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Revise The Options Clearing Corporation's Schedule of Fees 2016-10-07T00:00:00-07:00 2016-10-07T00:00:00-07:00 2016-24282 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-10-07/pdf/2016-24282.pdf https://regulations.justia.com/regulations/fedreg/2016/10/07/2016-24281.html Notice - Self Regulatory Organizations; Chicago Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Rules To Describe Changes Necessary To Implement the Tick Size Pilot Program 2016-10-07T00:00:00-07:00 2016-10-07T00:00:00-07:00 2016-24281 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-10-07/pdf/2016-24281.pdf https://regulations.justia.com/regulations/fedreg/2016/10/07/2016-24280.html Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend FINRA Rule 6191 To Modify the Quoting and Trading Requirements Relating to the Block Size Exception and the Use of Intermarket Sweep Orders and Trade-at Intermarket Sweep Orders 2016-10-07T00:00:00-07:00 2016-10-07T00:00:00-07:00 2016-24280 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-10-07/pdf/2016-24280.pdf https://regulations.justia.com/regulations/fedreg/2016/10/07/2016-24279.html Notice - Self-Regulatory Organizations; The Nasdaq Stock Market LLC; Notice of Filing of Proposed Rule Change To Modify Rule IM-5900-7 To Adjust the Entitlement to Services of Acquisition Companies 2016-10-07T00:00:00-07:00 2016-10-07T00:00:00-07:00 2016-24279 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-10-07/pdf/2016-24279.pdf https://regulations.justia.com/regulations/fedreg/2016/10/07/2016-24278.html Notice - Self-Regulatory Organizations; NASDAQ PHLX LLC; Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change To Amend Rule 1017, Openings in Options 2016-10-07T00:00:00-07:00 2016-10-07T00:00:00-07:00 2016-24278 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-10-07/pdf/2016-24278.pdf https://regulations.justia.com/regulations/fedreg/2016/10/07/2016-24277.html Notice - Self-Regulatory Organizations; NASDAQ PHLX LLC; Notice of Designation of Longer Period for Commission Action on a Proposed Rule Change To Adopt a New Exception in Exchange Rule 1000(f) for Sub-MPV Split-Priced Orders 2016-10-07T00:00:00-07:00 2016-10-07T00:00:00-07:00 2016-24277 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-10-07/pdf/2016-24277.pdf https://regulations.justia.com/regulations/fedreg/2016/10/06/2016-24150.html Notice - Notice of Applications for Deregistration Under Section 8(f) of the Investment Company Act of 1940 2016-10-06T00:00:00-07:00 2016-10-06T00:00:00-07:00

2016-24150 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-10-06/pdf/2016-24150.pdf https://regulations.justia.com/regulations/fedreg/2016/10/06/2016-24149.html Notice - Self-Regulatory Organizations; ISE Mercury, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Adopt a New Rule 209 2016-10-06T00:00:00-07:00 2016-10-06T00:00:00-07:00 2016-24149 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-10-06/pdf/2016-24149.pdf https://regulations.justia.com/regulations/fedreg/2016/10/06/2016-24148.html Notice - Self-Regulatory Organizations; ISE Gemini, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Adopt a New Rule 209 2016-10-06T00:00:00-07:00 2016-10-06T00:00:00-07:00 2016-24148 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-10-06/pdf/2016-24148.pdf https://regulations.justia.com/regulations/fedreg/2016/10/06/2016-24147.html Notice - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Adopt a New Rule 213 2016-10-06T00:00:00-07:00 2016-10-06T00:00:00-07:00 2016-24147 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-10-06/pdf/2016-24147.pdf https://regulations.justia.com/regulations/fedreg/2016/10/06/2016-24146.html Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing of Partial Amendment No. 1 and Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Partial Amendment No. 1, Amending Rule 7.46 Relating to the Exchange's Order Types To Implement the Tick Size Pilot Program 2016-10-06T00:00:00-07:00 2016-10-06T00:00:00-07:00 2016-24146 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-10-06/pdf/2016-24146.pdf https://regulations.justia.com/regulations/fedreg/2016/10/05/2016-24086.html Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing of Amendment No. 3, and Order Granting Accelerated Approval of Proposed Rule Change, as Modified by Amendment No. 3, to List and Trade Shares of the First Trust Municipal High Income ETF of First Trust Exchange-Traded Fund III 2016-10-05T00:00:00-07:00 2016-10-05T00:00:00-07:00 2016-24086 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-10-05/pdf/2016-24086.pdf https://regulations.justia.com/regulations/fedreg/2016/10/05/2016-24016.html Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; NYSE MKT LLC; NYSE Arca, Inc.; Order Approving Proposed Rule Change, as Modified by Amendment No. 2 Thereto, Amending and Restating the Second Amended and Restated Certificate of Incorporation of the Exchanges' Ultimate Parent Company, Intercontinental Exchange, Inc. 2016-10-05T00:00:00-07:00 2016-10-05T00:00:00-07:00 2016-24016 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-10-05/pdf/2016-24016.pdf https://regulations.justia.com/regulations/fedreg/2016/10/05/2016-24010.html Notice - Self-Regulatory Organizations; Bats EDGX Exchange, Inc.; Notice of Filing of a Proposed Rule Change Related to the Exchange's Equity Options Platform To Adopt a Price Improvement Auction, the Bats Auction Mechanism 2016-10-05T00:00:00-07:00 2016-10-05T00:00:00-07:00

2016-24010 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-10-05/pdf/2016-24010.pdf https://regulations.justia.com/regulations/fedreg/2016/10/05/2016-24009.html Notice - Self-Regulatory Organizations; National Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Exchange Rules 11.11 and 11.26 To Describe Changes to System Functionality Necessary To Implement the Regulation NMS Plan To Implement a Tick Size Pilot Program 2016-10-05T00:00:00-07:00 2016-10-05T00:00:00-07:00 2016-24009 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-10-05/pdf/2016-24009.pdf https://regulations.justia.com/regulations/fedreg/2016/10/05/2016-24008.html Notice - Self-Regulatory Organizations; NASDAQ BX, Inc.; Notice of Filing of Proposed Rule Change To Amend the By-Laws of Nasdaq, Inc. to Implement Proxy Access 2016-10-05T00:00:00-07:00 2016-10-05T00:00:00-07:00 2016-24008 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-10-05/pdf/2016-24008.pdf https://regulations.justia.com/regulations/fedreg/2016/10/05/2016-24007.html Notice - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing of Proposed Rule Change To Amend the By-Laws of Nasdaq, Inc. To Implement Proxy Access 2016-10-05T00:00:00-07:00 2016-10-05T00:00:00-07:00 2016-24007 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-10-05/pdf/2016-24007.pdf https://regulations.justia.com/regulations/fedreg/2016/10/05/2016-24006.html Notice - Self-Regulatory Organizations; Stock Clearing Corporation of Philadelphia; Notice of Filing of Proposed Rule Change To Amend the By-Laws of Nasdaq, Inc. To Implement Proxy Access 2016-10-05T00:00:00-07:00 2016-10-05T00:00:00-07:00 2016-24006 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-10-05/pdf/2016-24006.pdf https://regulations.justia.com/regulations/fedreg/2016/10/05/2016-24005.html Notice - Self-Regulatory Organizations; The Options Clearing Corporation; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Related to Amendments to and the Restatement of OCC's Certificate of Incorporation 2016-10-05T00:00:00-07:00 2016-10-05T00:00:00-07:00 2016-24005 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-10-05/pdf/2016-24005.pdf https://regulations.justia.com/regulations/fedreg/2016/10/05/2016-24004.html Notice - Self-Regulatory Organizations; Boston Stock Exchange Clearing Corporation; Notice of Filing of Proposed Rule Change To Amend the By-Laws of Nasdaq, Inc. To Implement Proxy Access 2016-10-05T00:00:00-07:00 2016-10-05T00:00:00-07:00 2016-24004 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-10-05/pdf/2016-24004.pdf https://regulations.justia.com/regulations/fedreg/2016/10/05/2016-24003.html Notice - Self-Regulatory Organizations; ISE Gemini, LLC; Notice of Filing of Proposed Rule Change To Amend the By-Laws of Nasdaq, Inc. To Implement Proxy Access 2016-10-05T00:00:00-07:00 2016-10-05T00:00:00-07:00 2016-24003 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-10-05/pdf/2016-24003.pdf https://regulations.justia.com/regulations/fedreg/2016/10/05/2016-24002.html Notice - Self-Regulatory Organizations; ISE Mercury, LLC; Notice of Filing of Proposed Rule Change To Amend the By-Laws of Nasdaq, Inc. To Implement Proxy Access 2016-10-05T00:00:00-07:00 2016-10-05T00:00:00-07:00 2016-24002 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-10-05/pdf/2016-24002.pdf https://regulations.justia.com/regulations/fedreg/2016/10/05/2016-24001.html Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing of Proposed Rule Change To Amend the By-Laws of Nasdaq, Inc. To Implement Proxy Access 2016-10-05T00:00:00-07:00 2016-10-05T00:00:00-07:00 2016-24001 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-10-05/pdf/2016-24001.pdf https://regulations.justia.com/regulations/fedreg/2016/10/05/2016-24000.html Notice - Self-Regulatory Organizations; NASDAQ PHLX LLC; Notice of Filing of Proposed Rule Change To Amend the By-Laws of Nasdaq, Inc. To Implement Proxy Access 2016-10-05T00:00:00-07:00 2016-10-05T00:00:00-07:00 2016-24000 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-10-05/pdf/2016-24000.pdf https://regulations.justia.com/regulations/fedreg/2016/10/05/2016-23999.html Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Nasdaq's Fees and Credits at Rules 7014 and 7018 2016-10-05T00:00:00-07:00 2016-10-05T00:00:00-07:00 2016-23999 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-10-05/pdf/2016-23999.pdf https://regulations.justia.com/regulations/fedreg/2016/10/05/2016-23998.html Notice - Order Extending a Temporary Exemption From Compliance With Rules 13n-1 to 13n-12 Under the Securities Exchange Act of 1934 2016-10-05T00:00:00-07:00 2016-10-05T00:00:00-07:00 2016-23998 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-10-05/pdf/2016-23998.pdf https://regulations.justia.com/regulations/fedreg/2016/10/05/2016-23997.html Notice - Self-Regulatory Organizations; Miami International Securities Exchange LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Exchange Rule 519C, Mass Cancellation of Trading Interest 2016-10-05T00:00:00-07:00 2016-10-05T00:00:00-07:00 2016-23997 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-10-05/pdf/2016-23997.pdf https://regulations.justia.com/regulations/fedreg/2016/10/05/2016-23890.html Proposed Rule - Amendment to Securities Transaction Settlement Cycle 2016-10-05T00:00:00-07:00 2016-10-05T00:00:00-07:00

2016-23890 Proposed Rule https://www.gpo.gov/fdsys/pkg/FR-2016-10-05/pdf/2016-23890.pdf https://regulations.justia.com/regulations/fedreg/2016/10/04/2016-24091.html Notice - Sunshine Act Meeting 2016-10-04T00:00:00-07:00 2016-10-04T00:00:00-07:00 2016-24091 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-10-04/pdf/2016-24091.pdf https://regulations.justia.com/regulations/fedreg/2016/10/04/2016-24062.html Notice - In the Matter of Rainbow International, Corp., a/k/a Raintree Brands Incorporated; Order of Suspension of Trading 2016-10-04T00:00:00-07:00 2016-10-04T00:00:00-07:00 2016-24062 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-10-04/pdf/2016-24062.pdf https://regulations.justia.com/regulations/fedreg/2016/10/04/2016-24061.html Notice - In the Matter of Infinex Ventures, Inc.; Order of Suspension of Trading 2016-10-04T00:00:00-07:00 2016-10-04T00:00:00-07:00 2016-24061 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-10-04/pdf/2016-24061.pdf https://regulations.justia.com/regulations/fedreg/2016/10/04/2016-23996.html Notice - In the Matter of Sierra Resource Group, Inc.; Order of Suspension of Trading 2016-10-04T00:00:00-07:00 2016-10-04T00:00:00-07:00 2016-23996 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-10-04/pdf/2016-23996.pdf https://regulations.justia.com/regulations/fedreg/2016/10/04/2016-23929.html Notice - Self-Regulatory Organizations; National Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Exchange Rule 11.26 To Implement the Regulation NMS Plan To Implement a Tick Size Pilot Program 2016-10-04T00:00:00-07:00 2016-10-04T00:00:00-07:00 2016-23929 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-10-04/pdf/2016-23929.pdf https://regulations.justia.com/regulations/fedreg/2016/10/04/2016-23911.html Notice - Virtus Alternative Solutions Trust, et al.; Notice of Application 2016-10-04T00:00:00-07:00 2016-10-04T00:00:00-07:00 2016-23911 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-10-04/pdf/2016-23911.pdf https://regulations.justia.com/regulations/fedreg/2016/10/04/2016-23908.html Notice - Self-Regulatory Organizations; NYSE MKT LLC; Notice of Designation of Longer Period for Commission Action on a Proposed Rule Change Amending the Co-Location Services Offered by the Exchange To Add Certain Access and Connectivity Fees 2016-10-04T00:00:00-07:00 2016-10-04T00:00:00-07:00 2016-23908 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-10-04/pdf/2016-23908.pdf https://regulations.justia.com/regulations/fedreg/2016/10/04/2016-23907.html Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Designation of Longer Period for Commission Action on a Proposed Rule Change Amending the Co-Location Services Offered by the Exchange To Add Certain Access and Connectivity Fees 2016-10-04T00:00:00-07:00 2016-10-04T00:00:00-07:00 2016-23907 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-10-04/pdf/2016-23907.pdf https://regulations.justia.com/regulations/fedreg/2016/10/04/2016-23906.html Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Designation of Longer Period for Commission Action on a Proposed Rule Change, as Modified by Amendment No. 1, Amending the Co-Location Services Offered by the Exchange To Add Certain Access and Connectivity Fees 2016-10-04T00:00:00-07:00 2016-10-04T00:00:00-07:00 2016-23906 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-10-04/pdf/2016-23906.pdf https://regulations.justia.com/regulations/fedreg/2016/10/04/2016-23905.html Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Designation of a Longer Period for Commission Action on Proposed Rule Change Relating to FINRA Rule 2232 (Customer Confirmations) To Require Members To Disclose Additional Pricing Information on Retail Customer Confirmations Relating to Transactions in Fixed Income Securities 2016-10-04T00:00:00-07:00 2016-10-04T00:00:00-07:00 2016-23905 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-10-04/pdf/2016-23905.pdf https://regulations.justia.com/regulations/fedreg/2016/10/04/2016-23904.html Notice - Self-Regulatory Organizations; Bats BZX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Update BZX Rules 21.1, 21.7 and 21.9 To Align the Exchange's Rules and Functionality Applicable to the Exchange's Options Platform, BZX Options, With the Exchange's Affiliated Options Platform, EDGX Options, Which Is Operated by Bats EDGX Exchange, Inc. 2016-10-04T00:00:00-07:00 2016-10-04T00:00:00-07:00 2016-23904 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-10-04/pdf/2016-23904.pdf https://regulations.justia.com/regulations/fedreg/2016/10/04/2016-23902.html Notice - Self-Regulatory Organizations; NYSE MKT LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Rule 8313 Relating to the Exchange's Ability To Publicly Release Disciplinary Complaints, Decisions and Other Information Modeled on the Text of FINRA Rule 8313; Amending Rules and Adopting a New Rule 9291 Relating to the Imposition of Temporary or Permanent Cease and Desist Orders To Correspond to Recent Amendments by FINRA; and Making Certain Technical and Conforming Changes to Rule 9310 2016-10-04T00:00:00-07:00 2016-10-04T00:00:00-07:00 2016-23902 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-10-04/pdf/2016-23902.pdf https://regulations.justia.com/regulations/fedreg/2016/10/03/2016-23910.html Notice - Sunshine Act Meeting 2016-10-03T00:00:00-07:00 2016-10-03T00:00:00-07:00 2016-23910 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-10-03/pdf/2016-23910.pdf https://regulations.justia.com/regulations/fedreg/2016/10/03/2016-23762.html Notice - Proposed Collection; Comment Request 2016-10-03T00:00:00-07:00 2016-10-03T00:00:00-07:00 2016-23762 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-10-03/pdf/2016-23762.pdf https://regulations.justia.com/regulations/fedreg/2016/10/03/2016-23761.html Notice - Proposed Collection; Comment Request 2016-10-03T00:00:00-07:00 2016-10-03T00:00:00-07:00 2016-23761 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-10-03/pdf/2016-23761.pdf https://regulations.justia.com/regulations/fedreg/2016/10/03/2016-23760.html Notice - Proposed Collection; Comment Request 2016-10-03T00:00:00-07:00 2016-10-03T00:00:00-07:00 2016-23760 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-10-03/pdf/2016-23760.pdf https://regulations.justia.com/regulations/fedreg/2016/10/03/2016-23759.html Notice - Foreside ETF Trust, et al.; Notice of Application 2016-10-03T00:00:00-07:00 2016-10-03T00:00:00-07:00 2016-23759 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-10-03/pdf/2016-23759.pdf https://regulations.justia.com/regulations/fedreg/2016/10/03/2016-23758.html Notice - Submission for OMB Review; Comment Request 2016-10-03T00:00:00-07:00 2016-10-03T00:00:00-07:00 2016-23758 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-10-03/pdf/2016-23758.pdf https://regulations.justia.com/regulations/fedreg/2016/10/03/2016-23755.html Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of a Proposed Rule To Amend the Nonstandard Expirations Pilot Program To Permit New Series To Be Added Up to and Including on the Expiration Date 2016-10-03T00:00:00-07:00 2016-10-03T00:00:00-07:00 2016-23755 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-10-03/pdf/2016-23755.pdf https://regulations.justia.com/regulations/fedreg/2016/10/03/2016-23754.html Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Withdrawal of a Proposed Change, as Modified by Amendment Nos. 1 and 2, Establishing Fees Relating to End Users and Amending the Definition of “Affiliate,” as Well as Amending the NYSE Price List To Reflect the Changes 2016-10-03T00:00:00-07:00 2016-10-03T00:00:00-07:00 2016-23754 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-10-03/pdf/2016-23754.pdf https://regulations.justia.com/regulations/fedreg/2016/10/03/2016-23753.html Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Withdrawal of a Proposed Rule Change, as Modified by Amendment Nos. 1 and 2, To Establish Certain End User Fees, Amend the Definition of Affiliate, and Amend the Co-Location Section of the Fee Schedule To Reflect the Changes 2016-10-03T00:00:00-07:00 2016-10-03T00:00:00-07:00 2016-23753 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-10-03/pdf/2016-23753.pdf https://regulations.justia.com/regulations/fedreg/2016/10/03/2016-23752.html Notice - Self-Regulatory Organizations; NYSE MKT LLC; Notice of Withdrawal of a Proposed Change, as Modified by Amendment Nos. 1 and 2, Establishing Fees Relating to End Users and Amending the Definition of “Affiliate,” as Well as Amending the NYSE MKT Equities Price List and the NYSE Amex Options Fee Schedule To Reflect the Changes 2016-10-03T00:00:00-07:00 2016-10-03T00:00:00-07:00 2016-23752 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-10-03/pdf/2016-23752.pdf https://regulations.justia.com/regulations/fedreg/2016/10/03/2016-23751.html Notice - Self-Regulatory Organizations; Miami International Securities Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Its Fee Schedule 2016-10-03T00:00:00-07:00 2016-10-03T00:00:00-07:00 2016-23751 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-10-03/pdf/2016-23751.pdf https://regulations.justia.com/regulations/fedreg/2016/10/03/2016-23750.html Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Designation of a Longer Period for Commission Action on Proposed Rule Change, as Modified by Amendment No. 1, Relating to Listing and Trading of Shares of Cumberland Municipal Bond ETF Under NYSE Arca Equities Rule 8.600 2016-10-03T00:00:00-07:00 2016-10-03T00:00:00-07:00 2016-23750 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-10-03/pdf/2016-23750.pdf https://regulations.justia.com/regulations/fedreg/2016/10/03/2016-23749.html Notice - Self-Regulatory Organizations; BOX Options Exchange LLC; Notice of Filing of Proposed Rule Change To Amend the Treatment of Quotes To Provide That All Quotes on BOX Are Liquidity Adding Only 2016-10-03T00:00:00-07:00 2016-10-03T00:00:00-07:00 2016-23749 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-10-03/pdf/2016-23749.pdf https://regulations.justia.com/regulations/fedreg/2016/10/03/2016-23748.html Notice - Self-Regulatory Organizations: Investors Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Related to Optional Risk Management Controls 2016-10-03T00:00:00-07:00 2016-10-03T00:00:00-07:00 2016-23748 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-10-03/pdf/2016-23748.pdf https://regulations.justia.com/regulations/fedreg/2016/10/03/2016-23747.html Notice - Self-Regulatory Organizations; LCH SA; Notice of Filing of Application for Registration as a Clearing Agency and Request for Exemptive Relief 2016-10-03T00:00:00-07:00 2016-10-03T00:00:00-07:00 2016-23747 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-10-03/pdf/2016-23747.pdf