Securities and Exchange Commission May 2016 – Federal Register Recent Federal Regulation Documents

Results 51 - 100 of 181
Proposed Collection; Comment Request
Document Number: 2016-11958
Type: Notice
Date: 2016-05-20
Agency: Securities and Exchange Commission, Agencies and Commissions
Submission for OMB Review; Comment Request
Document Number: 2016-11875
Type: Notice
Date: 2016-05-20
Agency: Securities and Exchange Commission, Agencies and Commissions
Submission for OMB Review; Comment Request
Document Number: 2016-11874
Type: Notice
Date: 2016-05-20
Agency: Securities and Exchange Commission, Agencies and Commissions
Nationwide Mutual Funds, et al.; Notice of Application
Document Number: 2016-11873
Type: Notice
Date: 2016-05-20
Agency: Securities and Exchange Commission, Agencies and Commissions
Proposed Collection; Comment Request
Document Number: 2016-11872
Type: Notice
Date: 2016-05-20
Agency: Securities and Exchange Commission, Agencies and Commissions
Proposed Collection; Comment Request
Document Number: 2016-11871
Type: Notice
Date: 2016-05-20
Agency: Securities and Exchange Commission, Agencies and Commissions
Adoption of Updated EDGAR Filer Manual
Document Number: 2016-11764
Type: Rule
Date: 2016-05-19
Agency: Securities and Exchange Commission, Agencies and Commissions
The Securities and Exchange Commission (the Commission) is adopting revisions to the Electronic Data Gathering, Analysis, and Retrieval System (EDGAR) Filer Manual and related rules to reflect updates to the EDGAR system. The updates are being made primarily to support the 2016 XBRL taxonomies; add new submission form types SBSE, SBSE/A, SBSE-A, SBSE-A/A, SBSE-BD, SBSE-BD/A, SBSE-C and SBSE-W pursuant to Section 15F of the Securities Exchange Act of 1934 (the Exchange Act) and Rules 15Fb1-1 through 15Fb6-2 thereunder; add submission form types 17HACON, 17HACON/A, 17HQCON and 17HQCON/A pursuant to Rules 17h-1T and 17h-2T under the Exchange Act; and permit a value of zero in addition to the currently allowable numeric values in the ``Current Number of Employees'' field on the ``Disclosure Requirements'' screen of the Regulation Crowdfunding submission form types C, C/A and C-U. The EDGAR system was upgraded to support the new 2016 XBRL taxonomies on March 7, 2016. The EDGAR system is scheduled to be upgraded to support the other functionalities on April 25, 2016.
Submission for OMB Review; Comment Request
Document Number: 2016-11640
Type: Notice
Date: 2016-05-18
Agency: Securities and Exchange Commission, Agencies and Commissions
Submission for OMB Review; Comment Request
Document Number: 2016-11639
Type: Notice
Date: 2016-05-18
Agency: Securities and Exchange Commission, Agencies and Commissions
Sunshine Act Meeting
Document Number: 2016-11704
Type: Notice
Date: 2016-05-17
Agency: Securities and Exchange Commission, Agencies and Commissions
TCW Alternative Funds, et al.; Notice of Application
Document Number: 2016-11534
Type: Notice
Date: 2016-05-17
Agency: Securities and Exchange Commission, Agencies and Commissions
Joint Industry Plan; Notice of Filing of the National Market System Plan Governing the Consolidated Audit Trail
Document Number: 2016-10461
Type: Notice
Date: 2016-05-17
Agency: Securities and Exchange Commission, Agencies and Commissions
Sunshine Act Meeting
Document Number: 2016-11581
Type: Notice
Date: 2016-05-16
Agency: Securities and Exchange Commission, Agencies and Commissions
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