Submission for OMB Review; Comment Request, 31283 [2016-11640]
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Federal Register / Vol. 81, No. 96 / Wednesday, May 18, 2016 / Notices
Washington, DC 20549 on official
business days between the hours of
10:00 a.m. and 3:00 p.m. Copies of such
filing also will be available for
inspection and copying at the principal
office of the Exchange. All comments
received will be posted without change;
the Commission does not edit personal
identifying information from
submissions. You should submit only
information that you wish to make
available publicly. All submissions
should refer to File Number SR–CBOE–
2016–034, and should be submitted on
or before June 8, 2016.
For the Commission, by the Division of
Trading and Markets, pursuant to delegated
authority.18
Robert W. Errett,
Deputy Secretary.
[FR Doc. 2016–11652 Filed 5–17–16; 8:45 am]
BILLING CODE 8011–01–P
SECURITIES AND EXCHANGE
COMMISSION
Submission for OMB Review;
Comment Request
Upon Written Request Copies Available
From: Securities and Exchange
Commission, Office of FOIA Services,
100 F Street NE., Washington, DC
20549–2736
sradovich on DSK3TPTVN1PROD with NOTICES
Extension: Schedule 14D–9F
SEC File No. 270–339, OMB Control No.
3235–0382
filed by approximately 6 respondents
annually for a total reporting burden of
12 hours (2 hours per response × 6
responses).
An agency may not conduct or
sponsor, and a person is not required to
respond to, a collection of information
unless it displays a currently valid
control number.
The public may view the background
documentation for this information
collection at the following Web site,
www.reginfo.gov. Comments should be
directed to: (i) Desk Officer for the
Securities and Exchange Commission,
Office of Information and Regulatory
Affairs, Office of Management and
Budget, Room 10102, New Executive
Office Building, Washington, DC 20503,
or by sending an email to: Shagufta_
Ahmed@omb.eop.gov; and (ii) Pamela
Dyson, Director/Chief Information
Officer, Securities and Exchange
Commission, c/o Remi Pavlik-Simon,
100 F Street NE., Washington, DC 20549
or send an email to: PRA_Mailbox@
sec.gov. Comments must be submitted to
OMB within 30 days of this notice.
Dated: May 12, 2016.
Robert W. Errett,
Deputy Secretary.
[FR Doc. 2016–11640 Filed 5–17–16; 8:45 am]
BILLING CODE 8011–01–P
SECURITIES AND EXCHANGE
COMMISSION
Notice is hereby given that, pursuant
to the Paperwork Reduction Act of 1995
(44 U.S.C. 3501 et seq.), the Securities
and Exchange Commission
(‘‘Commission’’) has submitted to the
Office of Management and Budget this
request for extension of the previously
approved collection of information
discussed below.
Schedule 14D–9F (17 CFR 240.14d–
103) under the Securities Exchange Act
of 1934 (15 U.S.C. 78 et seq.) is used by
any foreign private issuer incorporated
or organized under the laws of Canada
or by any director or officer of such
issuer, where the issuer is the subject of
a cash tender or exchange offer for a
class of securities filed on Schedule
14D–1F. The information required to be
filed with the Commission is intended
to permit verification of compliance
with the securities law requirements
and assures the public availability of
such information. The information
provided is mandatory and all
information is made available to the
public upon request. We estimate that
Schedule 14D–9F takes approximately 2
hours per response to prepare and is
[Release No. 34–77818; File No. SR–
BatsBZX–2016–16]
Self-Regulatory Organizations; Bats
BZX Exchange, Inc.; Notice of Filing
and Immediate Effectiveness of a
Proposed Rule Change To Add
Subparagraph (5) to Rule 21.1(h)
Modifying the Operation of Orders
Subject to the Display Price Sliding
Process When a Contra-Side Post Only
Order Is Received by the Bats BZX
Exchange Options Platform
May 12, 2016.
Pursuant to Section 19(b)(1) of the
Securities Exchange Act of 1934 (the
‘‘Act’’),1 and Rule 19b–4 thereunder,2
notice is hereby given that on May 3,
2016, Bats BZX Exchange, Inc. (the
‘‘Exchange’’ or ‘‘BZX’’) filed with the
Securities and Exchange Commission
(‘‘Commission’’) the proposed rule
change as described in Items I and II
below, which Items have been prepared
by the Exchange. The Exchange has
designated this proposal as a ‘‘noncontroversial’’ proposed rule change
1 15
18 17
CFR 200.30–3(a)(12).
VerDate Sep<11>2014
17:10 May 17, 2016
2 17
Jkt 238001
PO 00000
U.S.C. 78s(b)(1).
CFR 240.19b–4.
Frm 00060
Fmt 4703
Sfmt 4703
31283
pursuant to Section 19(b)(3)(A) of the
Act 3 and Rule 19b–4(f)(6)(iii)
thereunder,4 which renders it effective
upon filing with the Commission. The
Commission is publishing this notice to
solicit comments on the proposed rule
change from interested persons.
I. Self-Regulatory Organization’s
Statement of the Terms of Substance of
the Proposed Rule Change
The Exchange filed a proposal to add
subparagraph (5) to Rule 21.1(h)
modifying the operation of orders
subject to the display price sliding
process when a contra-side Post Only
Order 5 is received by the Exchange’s
options platform (‘‘BZX Options’’).
The text of the proposed rule change
is available at the Exchange’s Web site
at www.batstrading.com, at the
principal office of the Exchange, and at
the Commission’s Public Reference
Room.
II. Self-Regulatory Organization’s
Statement of the Purpose of, and
Statutory Basis for, the Proposed Rule
Change
In its filing with the Commission, the
Exchange included statements
concerning the purpose of and basis for
the proposed rule change and discussed
any comments it received on the
proposed rule change. The text of these
statements may be examined at the
places specified in Item IV below. The
Exchange has prepared summaries, set
forth in Sections A, B, and C below, of
the most significant parts of such
statements.
(A) Self-Regulatory Organization’s
Statement of the Purpose of, and
Statutory Basis for, the Proposed Rule
Change
1. Purpose
The Exchange is proposing to add
subparagraph (5) to Rule 21.1(h)
modifying the operation of orders
subject to the display price sliding
process when a contra-side Post Only
Order is received by BZX Options.
Under current Exchange Rule 21.1(h),
an order subject to the display price
sliding process that, at the time of entry,
would lock or cross a Protected
Quotation of another options exchange
will be ranked at the locking price in the
BZX Options Book 6 and displayed by
the System at one minimum price
variation below the current National
3 15
U.S.C. 78s(b)(3)(A).
CFR 240.19b–4(f)(6)(iii).
5 See Exchange Rule 21.1(d)(8).
6 ‘‘BZX Options Book’’ is defined as ‘‘the
electronic book of options orders maintained by the
Trading System.’’ See Exchange Rule 16.1(a)(9).
4 17
E:\FR\FM\18MYN1.SGM
18MYN1
Agencies
[Federal Register Volume 81, Number 96 (Wednesday, May 18, 2016)]
[Notices]
[Page 31283]
From the Federal Register Online via the Government Publishing Office [www.gpo.gov]
[FR Doc No: 2016-11640]
-----------------------------------------------------------------------
SECURITIES AND EXCHANGE COMMISSION
Submission for OMB Review; Comment Request
Upon Written Request Copies Available From: Securities and Exchange
Commission, Office of FOIA Services, 100 F Street NE., Washington, DC
20549-2736
Extension: Schedule 14D-9F
SEC File No. 270-339, OMB Control No. 3235-0382
Notice is hereby given that, pursuant to the Paperwork Reduction
Act of 1995 (44 U.S.C. 3501 et seq.), the Securities and Exchange
Commission (``Commission'') has submitted to the Office of Management
and Budget this request for extension of the previously approved
collection of information discussed below.
Schedule 14D-9F (17 CFR 240.14d-103) under the Securities Exchange
Act of 1934 (15 U.S.C. 78 et seq.) is used by any foreign private
issuer incorporated or organized under the laws of Canada or by any
director or officer of such issuer, where the issuer is the subject of
a cash tender or exchange offer for a class of securities filed on
Schedule 14D-1F. The information required to be filed with the
Commission is intended to permit verification of compliance with the
securities law requirements and assures the public availability of such
information. The information provided is mandatory and all information
is made available to the public upon request. We estimate that Schedule
14D-9F takes approximately 2 hours per response to prepare and is filed
by approximately 6 respondents annually for a total reporting burden of
12 hours (2 hours per response x 6 responses).
An agency may not conduct or sponsor, and a person is not required
to respond to, a collection of information unless it displays a
currently valid control number.
The public may view the background documentation for this
information collection at the following Web site, www.reginfo.gov.
Comments should be directed to: (i) Desk Officer for the Securities and
Exchange Commission, Office of Information and Regulatory Affairs,
Office of Management and Budget, Room 10102, New Executive Office
Building, Washington, DC 20503, or by sending an email to:
Shagufta_Ahmed@omb.eop.gov; and (ii) Pamela Dyson, Director/Chief
Information Officer, Securities and Exchange Commission, c/o Remi
Pavlik-Simon, 100 F Street NE., Washington, DC 20549 or send an email
to: PRA_Mailbox@sec.gov. Comments must be submitted to OMB within 30
days of this notice.
Dated: May 12, 2016.
Robert W. Errett,
Deputy Secretary.
[FR Doc. 2016-11640 Filed 5-17-16; 8:45 am]
BILLING CODE 8011-01-P