Securities and Exchange Commission August 2012 – Federal Register Recent Federal Regulation Documents
Results 51 - 100 of 194
Self-Regulatory Organizations; The Depository Trust Company; Notice of Filing of Amendment No. 1 and Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendment No. 1, To Implement a Change in the Practices of The Depository Trust Company as They Relate to Post-Payable Adjustments; Correction
The Securities and Exchange Commission published a document in the Federal Register of August 10, 2012, concerning a Notice of Filing of Amendment No. 1 and Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendment No. 1, to Implement a Change in the Practices of The Depository Trust Company as They Relate to Post-payable Adjustments; The request for comment information was inadvertently omitted from the document.
Public Availability of the Securities and Exchange Commission's FY 2011 Service Contract Inventory
In accordance with Section 743 of Division C of the Consolidated Appropriations Act of 2010 (Pub. L. 111-117), SEC is publishing this notice to advise the public of the availability of the FY2011 Service Contract Inventory (SCI) and the FY2010 SCI Analysis. The SCI provides information on FY2011 actions over $25,000 for service contracts. The inventory organizes the information by function to show how SEC distributes contracted resources throughout the agency. SEC developed the inventory per the guidance issued on November 5, 2011 by the Office of Management and Budget's Office of Federal Procurement Policy (OFPP). OFPP's guidance is available at https:// www.whitehouse.gov/sites/default/files/omb/procurement/memo/s ervice- contract-inventories-guidance-11052010.pdf. The Service Contract Inventory Analysis for FY2010 provides information based on the FY 2010 Inventory. The SEC has posted its inventory, a summary of the inventory and the FY2010 analysis on the SEC's homepage at https://www.sec.gov/ about/secreports.shtml or https://www.sec.gov/open.
Advisory Committee on Small and Emerging Companies; Meeting
The Securities and Exchange Commission Advisory Committee on Small and Emerging Companies is providing notice that it will hold a public meeting on Friday, September 7, 2012, in the Commission's San Francisco Regional Office, 44 Montgomery Street, Suite 2800, San Francisco, California. The meeting will begin at 9 a.m. (PDT) and will be open to the public. Pre-registration is required (see below for information on pre-registration). This meeting will not be webcast on the Commission's Web site. Members of the public may also listen to the meeting by telephone. The information for the conference call is set forth below. Dial: 877-732-6722 (U.S./Canada Toll-Free) or 202-551-5000 Meeting ID: 1535 The agenda for the meeting includes discussions of market structure issues and their impact on initial public offerings and other matters relating to rules and regulations affecting small and emerging companies under the federal securities laws. The public is invited to submit written statements to the Committee.
LoCorr Fund Management, LLC and LoCorr Investment Trust; Notice of Application
Summary of Application: Applicants request an order that would permit them to enter into and materially amend subadvisory agreements without shareholder approval.
Extension of Interim Final Temporary Rule on Retail Foreign Exchange Transactions; Correction
On July 16, 2012, the Securities and Exchange Commission (``Commission'') published an interim final temporary Rule 15b12-1T to extend the date on which the rule will expire. That rule omitted a comment date and an addresses section in its preamble. This correction adds the comment date and address information in the following captions.
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