Advisory Committee on Small and Emerging Companies; Meeting, 50187 [2012-20399]

Download as PDF Federal Register / Vol. 77, No. 161 / Monday, August 20, 2012 / Notices investment vehicle that is not controlled by such person), any interest in a Subadviser, except for (a) ownership of interests in the Adviser or any entity that controls, is controlled by, or is under common control with the Adviser or (b) ownership of less than 1% of the outstanding securities of any class of equity or debt of any publicly traded company that is either a Subadviser or an entity that controls, is controlled by, or is under common control with a Subadviser. 9. In the event the Commission adopts a rule under the Act providing substantially similar relief to that in the order requested in the application, the requested order will expire on the effective date of that rule. For the Commission, by the Division of Investment Management, under delegated authority. Elizabeth M. Murphy, Secretary. BILLING CODE 8011–01–P SECURITIES AND EXCHANGE COMMISSION [Release Nos. 33–9352; 34–67659; File No. 265–27] Advisory Committee on Small and Emerging Companies; Meeting Securities and Exchange Commission. ACTION: Notice. AGENCY: The Securities and Exchange Commission Advisory Committee on Small and Emerging Companies is providing notice that it will hold a public meeting on Friday, September 7, 2012, in the Commission’s San Francisco Regional Office, 44 Montgomery Street, Suite 2800, San Francisco, California. The meeting will begin at 9 a.m. (PDT) and will be open to the public. Pre-registration is required (see below for information on preregistration). This meeting will not be webcast on the Commission’s Web site. Members of the public may also listen to the meeting by telephone. The information for the conference call is set forth below. • Dial: 877–732–6722 (U.S./Canada Toll-Free) or 202–551–5000 • Meeting ID: 1535 The agenda for the meeting includes discussions of market structure issues and their impact on initial public offerings and other matters relating to rules and regulations affecting small and emerging companies under the federal securities laws. The public is invited to mstockstill on DSK4VPTVN1PROD with NOTICES VerDate Mar<15>2010 16:25 Aug 17, 2012 Jkt 226001 The public meeting will be held Friday, September 7, 2012. Written statements should be received on or before September 5, 2012. ADDRESSES: The meeting will be held in the Commission’s San Francisco Regional Office, 44 Montgomery Street, Suite 2800, San Francisco, California. Written statements may be submitted by any of the following methods: DATES: Electronic Statements • Use the Commission’s Internet submission form (https://www.sec.gov/ info/smallbus/acsec.shtml); or • Send an email message to rulecomments@sec.gov. Please include File Number 265–27 on the subject line; or Paper Statements [FR Doc. 2012–20321 Filed 8–17–12; 8:45 am] SUMMARY: submit written statements to the Committee. • Send paper statements in triplicate to Elizabeth M. Murphy, Federal Advisory Committee Management Officer, Securities and Exchange Commission, 100 F Street NE., Washington, DC 20549–1090. All submissions should refer to File No. 265–27. This file number should be included on the subject line if email is used. To help us process and review your statement more efficiently, please use only one method. The Commission will post all statements on the Advisory Committee’s Web site (https:// www.sec.gov./info/smallbus/ acsec.shtml). Statements also will be available for Web site viewing and printing in the Commission’s Public Reference Room, 100 F Street NE., Room 1580, Washington, DC 20549, on official business days between the hours of 10 a.m. and 3 p.m. All statements received will be posted without change; we do not edit personal identifying information from submissions. You should submit only information that you wish to make available publicly. FOR FURTHER INFORMATION CONTACT: Johanna V. Losert, Special Counsel, at (202) 551–3460, Office of Small Business Policy, Division of Corporation Finance, Securities and Exchange Commission, 100 F Street NE., Washington, DC 20549–3628. SUPPLEMENTARY INFORMATION: All members of the public who wish to attend must register in advance of the meeting by September 5, 2012. To register by email, send an email to SmallBusiness@sec.gov with ‘‘Register for Advisory Committee Meeting’’ in the subject line. Please provide your name, organization, and telephone number. PO 00000 Frm 00110 Fmt 4703 Sfmt 4703 50187 To register by phone, leave a voice message at (202) 551–3460 indicating that you are interested in attending the meeting with your name, organization, and telephone number. All attendees will be required to sign in and be processed through security at the visitors desk. Please bring photo identification and allow extra time before the start of the meeting. The meeting site is accessible to individuals with disabilities. Individuals who require special accommodation in order to attend the meeting should notify Johanna V. Losert, using the contact information provided above, no later than September 5, 2012. In accordance with Section 10(a) of the Federal Advisory Committee Act, 5 U.S.C.—App. 1, and the regulations thereunder, Meredith B. Cross, Designated Federal Officer of the Committee, has ordered publication of this notice. Dated: August 15, 2012. Elizabeth M. Murphy, Committee Management Officer. [FR Doc. 2012–20399 Filed 8–17–12; 8:45 am] BILLING CODE 8011–01–P SECURITIES AND EXCHANGE COMMISSION [Release No. 34–67654; File No. SR–Phlx– 2012–81] Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Order Approving a Proposed Rule Change With Respect to the Authority of the Exchange or NASDAQ Execution Services To Cancel Orders When a Technical or Systems Issue Occurs on the Exchange’s NASDAQ OMX PSX Facility and To Describe the Operation of an Error Account for NES August 14, 2012. I. Introduction On June 27, 2012, NASDAQ OMX PHLX LLC (‘‘Exchange’’ or ‘‘Phlx’’) filed with the Securities and Exchange Commission (‘‘Commission’’), pursuant to Section 19(b)(1) of the Securities Exchange Act of 1934 (‘‘Act’’) 1 and Rule 19b–4 thereunder,2 a proposed rule change to amend Phlx Rule 3315 by adding a new paragraph (d) that addresses the authority of the Exchange or Nasdaq Execution Services LLC (‘‘NES’’) to cancel orders when a technical or systems issue occurs on the Exchange’s NASDAQ OMX PSX facility (‘‘PSX’’) and describes the operation of an error account for NES. The proposed 1 15 2 17 E:\FR\FM\20AUN1.SGM U.S.C. 78s(b)(1). CFR 240.19b–4. 20AUN1

Agencies

[Federal Register Volume 77, Number 161 (Monday, August 20, 2012)]
[Notices]
[Page 50187]
From the Federal Register Online via the Government Printing Office [www.gpo.gov]
[FR Doc No: 2012-20399]


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SECURITIES AND EXCHANGE COMMISSION

[Release Nos. 33-9352; 34-67659; File No. 265-27]


Advisory Committee on Small and Emerging Companies; Meeting

AGENCY: Securities and Exchange Commission.

ACTION: Notice.

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SUMMARY: The Securities and Exchange Commission Advisory Committee on 
Small and Emerging Companies is providing notice that it will hold a 
public meeting on Friday, September 7, 2012, in the Commission's San 
Francisco Regional Office, 44 Montgomery Street, Suite 2800, San 
Francisco, California. The meeting will begin at 9 a.m. (PDT) and will 
be open to the public. Pre-registration is required (see below for 
information on pre-registration). This meeting will not be webcast on 
the Commission's Web site. Members of the public may also listen to the 
meeting by telephone. The information for the conference call is set 
forth below.
     Dial: 877-732-6722 (U.S./Canada Toll-Free) or 202-551-5000
     Meeting ID: 1535
    The agenda for the meeting includes discussions of market structure 
issues and their impact on initial public offerings and other matters 
relating to rules and regulations affecting small and emerging 
companies under the federal securities laws. The public is invited to 
submit written statements to the Committee.

DATES: The public meeting will be held Friday, September 7, 2012. 
Written statements should be received on or before September 5, 2012.

ADDRESSES: The meeting will be held in the Commission's San Francisco 
Regional Office, 44 Montgomery Street, Suite 2800, San Francisco, 
California. Written statements may be submitted by any of the following 
methods:

Electronic Statements

     Use the Commission's Internet submission form (https://www.sec.gov/info/smallbus/acsec.shtml);
    or
     Send an email message to rule-comments@sec.gov. Please 
include File Number 265-27 on the subject line; or

Paper Statements

     Send paper statements in triplicate to Elizabeth M. 
Murphy, Federal Advisory Committee Management Officer, Securities and 
Exchange Commission, 100 F Street NE., Washington, DC 20549-1090.

All submissions should refer to File No. 265-27. This file number 
should be included on the subject line if email is used. To help us 
process and review your statement more efficiently, please use only one 
method. The Commission will post all statements on the Advisory 
Committee's Web site (https://www.sec.gov./info/smallbus/acsec.shtml).
    Statements also will be available for Web site viewing and printing 
in the Commission's Public Reference Room, 100 F Street NE., Room 1580, 
Washington, DC 20549, on official business days between the hours of 10 
a.m. and 3 p.m. All statements received will be posted without change; 
we do not edit personal identifying information from submissions. You 
should submit only information that you wish to make available 
publicly.

FOR FURTHER INFORMATION CONTACT: Johanna V. Losert, Special Counsel, at 
(202) 551-3460, Office of Small Business Policy, Division of 
Corporation Finance, Securities and Exchange Commission, 100 F Street 
NE., Washington, DC 20549-3628.

SUPPLEMENTARY INFORMATION: All members of the public who wish to attend 
must register in advance of the meeting by September 5, 2012. To 
register by email, send an email to SmallBusiness@sec.gov with 
``Register for Advisory Committee Meeting'' in the subject line. Please 
provide your name, organization, and telephone number.
    To register by phone, leave a voice message at (202) 551-3460 
indicating that you are interested in attending the meeting with your 
name, organization, and telephone number. All attendees will be 
required to sign in and be processed through security at the visitors 
desk. Please bring photo identification and allow extra time before the 
start of the meeting. The meeting site is accessible to individuals 
with disabilities. Individuals who require special accommodation in 
order to attend the meeting should notify Johanna V. Losert, using the 
contact information provided above, no later than September 5, 2012.
    In accordance with Section 10(a) of the Federal Advisory Committee 
Act, 5 U.S.C.--App. 1, and the regulations thereunder, Meredith B. 
Cross, Designated Federal Officer of the Committee, has ordered 
publication of this notice.

    Dated: August 15, 2012.
Elizabeth M. Murphy,
Committee Management Officer.
[FR Doc. 2012-20399 Filed 8-17-12; 8:45 am]
BILLING CODE 8011-01-P
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