Securities and Exchange Commission February 2023 – Federal Register Recent Federal Regulation Documents

Extending Form 144 EDGAR Filing Hours
Document Number: 2023-03931
Type: Rule
Date: 2023-02-27
Agency: Securities and Exchange Commission, Agencies and Commissions
We are adopting an amendment to Regulation S-T to extend the filing deadline for Form 144 from 5:30 p.m. to 10 p.m., Eastern Standard Time or Eastern Daylight Saving Time, whichever is currently in effect, on Commission business days. We are also adopting technical amendments to enhance the consistency of recently revised provisions related to the filing format of Form 144.
Sunshine Act Meetings
Document Number: 2023-04079
Type: Notice
Date: 2023-02-27
Agency: Securities and Exchange Commission, Agencies and Commissions
Sunshine Act Meetings
Document Number: 2023-03873
Type: Notice
Date: 2023-02-23
Agency: Securities and Exchange Commission, Agencies and Commissions
The RBB Fund, Inc., et al.
Document Number: 2023-03777
Type: Notice
Date: 2023-02-23
Agency: Securities and Exchange Commission, Agencies and Commissions
The RBB Fund, Inc., et al.
Document Number: 2023-03776
Type: Notice
Date: 2023-02-23
Agency: Securities and Exchange Commission, Agencies and Commissions
Proposed Collection; Comment Request; Extension: Form N-3
Document Number: 2023-03771
Type: Notice
Date: 2023-02-23
Agency: Securities and Exchange Commission, Agencies and Commissions
J.P. Morgan Investment Management Inc.
Document Number: 2023-03675
Type: Notice
Date: 2023-02-23
Agency: Securities and Exchange Commission, Agencies and Commissions
Regulatory Flexibility Agenda
Document Number: 2023-02043
Type: Unknown
Date: 2023-02-22
Agency: Securities and Exchange Commission, Agencies and Commissions
The Securities and Exchange Commission is publishing the Chair's agenda of rulemaking actions pursuant to the Regulatory Flexibility Act (RFA) (Pub. L. 96-354, 94 Stat. 1164) (Sept. 19, 1980). The items listed in the Regulatory Flexibility Agenda for Fall 2022 reflect only the priorities of the Chair of the U.S. Securities and Exchange Commission, and do not necessarily reflect the view and priorities of any individual Commissioner. Information in the agenda was accurate on October 6, 2022, the date on which the Commission's staff completed compilation of the data. To the extent possible, rulemaking actions by the Commission since that date have been reflected in the agenda. The Commission invites questions and public comment on the agenda and on the individual agenda entries. The Commission is now printing in the Federal Register, along with our preamble, only those agenda entries for which we have indicated that preparation of an RFA analysis is required. The Commission's complete RFA agenda will be available online at www.reginfo.gov.
Sunshine Act Meetings
Document Number: 2023-03650
Type: Notice
Date: 2023-02-21
Agency: Securities and Exchange Commission, Agencies and Commissions
The Commission's Privacy Act Regulations
Document Number: 2023-03467
Type: Proposed Rule
Date: 2023-02-21
Agency: Securities and Exchange Commission, Agencies and Commissions
The Securities and Exchange Commission (``Commission'' or ``SEC'') is proposing amendments to the Commission's regulations under the Privacy Act of 1974, as amended (``Privacy Act''). The proposed amendments would revise the Commission's regulations under the Privacy Act to clarify, update, and streamline the language of several procedural provisions.
Carlyle AlpInvest Private Markets Fund, et al.
Document Number: 2023-03342
Type: Notice
Date: 2023-02-17
Agency: Securities and Exchange Commission, Agencies and Commissions
Submission for OMB Review; Comment Request; Extension: Rule 17f-7
Document Number: 2023-03337
Type: Notice
Date: 2023-02-17
Agency: Securities and Exchange Commission, Agencies and Commissions
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