Sunshine Act Meetings, 11498 [2023-03873]
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Federal Register / Vol. 88, No. 36 / Thursday, February 23, 2023 / Notices
legacy/companysearch.html. You may
also call the SEC’s Public Reference
Room at (202) 551–8090.
For the Commission, by the Division of
Investment Management, under delegated
authority.
Sherry R. Haywood,
Assistant Secretary.
[FR Doc. 2023–03776 Filed 2–22–23; 8:45 am]
BILLING CODE 8011–01–P
SECURITIES AND EXCHANGE
COMMISSION
Sunshine Act Meetings
Notice is hereby given,
pursuant to the provisions of the
Government in the Sunshine Act, Public
Law 94–409, that the Securities and
Exchange Commission Investor
Advisory Committee will hold a public
meeting on Thursday, March 2, 2023.
The meeting will begin at 10:00 a.m.
(ET) and will be open to the public.
PLACE: The meeting will be conducted
by remote means. Members of the public
may watch the webcast of the meeting
on the Commission’s website at
www.sec.gov.
STATUS: This Sunshine Act notice is
being issued because a majority of the
Commission may attend the meeting.
Public Comment: The public is
invited to submit written statements to
the Committee. Written statements
should be received on or before March
1, 2023.
Written statements may be submitted
by any of the following methods:
TIME AND DATE:
Electronic Statements
• Use the Commission’s internet
submission form (https://www.sec.gov/
rules/other.shtml); or
• Send an email message to rulescomments@sec.gov. Please include File
No. 265–28 on the subject line; or
lotter on DSK11XQN23PROD with NOTICES1
Paper Electronic Statements
• Send paper statements to Vanessa
A. Countryman, Secretary, Securities
and Exchange Commission, 100 F Street
NE, Washington, DC 20549–1090.
All submissions should refer to File No.
265–28. This file number should be
included on the subject line if email is
used. To help us process and review
your statement more efficiently, please
use only one method.
Statements also will be available for
website viewing and printing in the
Commission’s Public Reference Room,
100 F Street NE, Room 1503,
Washington, DC 20549, on official
business days between the hours of
10:00 a.m. and 3:00 p.m. All statements
VerDate Sep<11>2014
17:12 Feb 22, 2023
Jkt 259001
received will be posted without change.
Persons submitting comments are
cautioned that we do not redact or edit
personal identifying information from
comment submissions. You should
submit only information that you wish
to make available publicly.
MATTERS TO BE CONSIDERED: The agenda
for the meeting includes: welcome and
introductory remarks; opening remarks;
introduction of the new Investor
Advocate; approval of previous meeting
minutes; a panel discussion examining
the growth of private markets relative to
the public markets; a panel discussion
regarding the oversight of investment
advisers; a panel discussion regarding
the open-end fund liquidity risk
management/swing pricing rule
proposal; a discussion of a
recommendation regarding improving
customer account statements to better
serve investors; subcommittee reports;
access and inclusion working group
report, and a non-public administrative
session.
CONTACT PERSON FOR MORE INFORMATION:
For further information and to ascertain
what, if any, matters have been added,
deleted or postponed; please contact
Vanessa A. Countryman from the Office
of the Secretary at (202) 551–5400.
Authority: 5 U.S.C. 552b.
Dated: February 21, 2023.
Vanessa A. Countryman,
Secretary.
[FR Doc. 2023–03873 Filed 2–21–23; 4:15 pm]
BILLING CODE 8011–01–P
SECURITIES AND EXCHANGE
COMMISSION
[Investment Company Act Release No.
34836; File No. 812–15356]
The RBB Fund, Inc., et al.
February 17, 2023.
Securities and Exchange
Commission (‘‘Commission’’).
ACTION: Notice.
AGENCY:
Notice of an application under section
6(c) of the Investment Company Act of
1940 (the ‘‘Act’’) for an exemption from
sections 2(a)(32), 5(a)(1), 22(d) and 22(e)
of the Act and rule 22c–1 under the Act
and under sections 6(c) and 17(b) of the
Act for an exemption from sections
17(a)(1) and 17(a)(2) of the Act.
SUMMARY OF APPLICATION: Applicants
request an order (‘‘Order’’) that permits:
(a) The Funds (as defined in the
Applicants’ application) to issue shares
(‘‘Shares’’) redeemable in large
aggregations only (‘‘creation units’’); (b)
secondary market transactions in Shares
to occur at negotiated market prices
PO 00000
Frm 00096
Fmt 4703
Sfmt 4703
rather than at net asset value; (c) certain
Funds to pay redemption proceeds,
under certain circumstances, more than
seven days after the tender of Shares for
redemption; and (d) certain affiliated
persons of a Fund to deposit securities
into, and receive securities from, the
Fund in connection with the purchase
and redemption of creation units. The
relief in the Order would incorporate by
reference terms and conditions of the
same relief of a previous order granting
the same relief sought by applicants, as
that order may be amended from time to
time (‘‘Reference Order’’).1
APPLICANTS: The RBB Fund, Inc.;
Summit Global Investments, LLC; and
Quasar Distributors, LLC.
FILING DATES: The application was filed
on June 22, 2022, and amended on
September 26, 2022, November 1, 2022,
and November 29, 2022.
HEARING OR NOTIFICATION OF HEARING: An
order granting the requested relief will
be issued unless the Commission orders
a hearing. Interested persons may
request a hearing on any application by
emailing the Commission’s Secretary at
Secretarys-Office@sec.gov and serving
applicants with a copy of the request by
email, if an email address is listed for
the relevant applicant below, or
personally or by mail, if a physical
address is listed for the relevant
applicant below. Hearing requests
should be received by the Commission
by 5:30 p.m. on March 14, 2023, and
should be accompanied by proof of
service on applicants, in the form of an
affidavit or, for lawyers, a certificate of
service. Pursuant to rule 0–5 under the
Act, hearing requests should state the
nature of the writer’s interest, any facts
bearing upon the desirability of a
hearing on the matter, the reason for the
request, and the issues contested.
Persons who wish to be notified of a
hearing may request notification by
emailing the Commission’s Secretary.
ADDRESSES: The Commission:
Secretarys-Office@sec.gov. Applicants:
Steven Plump, The RBB Fund, Inc.,
splump@rbbfund.com; Jillian L.
Bosmann, Esq., Faegre Drinker Biddle &
Reath LLP, jillian.bosmann@
faegredrinker.com.
FOR FURTHER INFORMATION CONTACT:
Stephan N. Packs, Senior Counsel, or
Terri G. Jordan, Branch Chief, at (202)
551–6825 (Chief Counsel’s Office,
Division of Investment Management).
SUPPLEMENTARY INFORMATION: For
Applicants’ representations, legal
1 Blue Tractor ETF Trust and Blue Tractor Group,
LLC, Investment Company Act Rel. Nos. 33682
(Nov. 14, 2019) (notice) and 33710 (Dec. 10, 2019)
(order).
E:\FR\FM\23FEN1.SGM
23FEN1
Agencies
[Federal Register Volume 88, Number 36 (Thursday, February 23, 2023)]
[Notices]
[Page 11498]
From the Federal Register Online via the Government Publishing Office [www.gpo.gov]
[FR Doc No: 2023-03873]
-----------------------------------------------------------------------
SECURITIES AND EXCHANGE COMMISSION
Sunshine Act Meetings
TIME AND DATE: Notice is hereby given, pursuant to the provisions of
the Government in the Sunshine Act, Public Law 94-409, that the
Securities and Exchange Commission Investor Advisory Committee will
hold a public meeting on Thursday, March 2, 2023. The meeting will
begin at 10:00 a.m. (ET) and will be open to the public.
PLACE: The meeting will be conducted by remote means. Members of the
public may watch the webcast of the meeting on the Commission's website
at www.sec.gov.
STATUS: This Sunshine Act notice is being issued because a majority of
the Commission may attend the meeting.
Public Comment: The public is invited to submit written statements
to the Committee. Written statements should be received on or before
March 1, 2023.
Written statements may be submitted by any of the following
methods:
Electronic Statements
Use the Commission's internet submission form (https://www.sec.gov/rules/other.shtml); or
Send an email message to [email protected]. Please
include File No. 265-28 on the subject line; or
Paper Electronic Statements
Send paper statements to Vanessa A. Countryman, Secretary,
Securities and Exchange Commission, 100 F Street NE, Washington, DC
20549-1090.
All submissions should refer to File No. 265-28. This file number
should be included on the subject line if email is used. To help us
process and review your statement more efficiently, please use only one
method.
Statements also will be available for website viewing and printing
in the Commission's Public Reference Room, 100 F Street NE, Room 1503,
Washington, DC 20549, on official business days between the hours of
10:00 a.m. and 3:00 p.m. All statements received will be posted without
change. Persons submitting comments are cautioned that we do not redact
or edit personal identifying information from comment submissions. You
should submit only information that you wish to make available
publicly.
MATTERS TO BE CONSIDERED: The agenda for the meeting includes: welcome
and introductory remarks; opening remarks; introduction of the new
Investor Advocate; approval of previous meeting minutes; a panel
discussion examining the growth of private markets relative to the
public markets; a panel discussion regarding the oversight of
investment advisers; a panel discussion regarding the open-end fund
liquidity risk management/swing pricing rule proposal; a discussion of
a recommendation regarding improving customer account statements to
better serve investors; subcommittee reports; access and inclusion
working group report, and a non-public administrative session.
CONTACT PERSON FOR MORE INFORMATION: For further information and to
ascertain what, if any, matters have been added, deleted or postponed;
please contact Vanessa A. Countryman from the Office of the Secretary
at (202) 551-5400.
Authority: 5 U.S.C. 552b.
Dated: February 21, 2023.
Vanessa A. Countryman,
Secretary.
[FR Doc. 2023-03873 Filed 2-21-23; 4:15 pm]
BILLING CODE 8011-01-P