Securities and Exchange Commission February 10, 2023 – Federal Register Recent Federal Regulation Documents

Results 1 - 13 of 13
Submission for OMB Review; Comment Request; Extension: Rule 19b-5 and Form PILOT
Document Number: 2023-02832
Type: Notice
Date: 2023-02-10
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2023/02/10/2023-02832.html
Submission for OMB Review; Comment Request; Extension: Rule 15b1-1/Form BD
Document Number: 2023-02831
Type: Notice
Date: 2023-02-10
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2023/02/10/2023-02831.html
Submission for OMB Review; Comment Request; Extension: Regulation SBSR
Document Number: 2023-02830
Type: Notice
Date: 2023-02-10
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2023/02/10/2023-02830.html
Sunshine Act Meetings
Document Number: 2023-03014
Type: Notice
Date: 2023-02-10
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2023/02/10/2023-03014.html
Constitution Capital Access Fund, LLC, et al.
Document Number: 2023-02956
Type: Notice
Date: 2023-02-10
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2023/02/10/2023-02956.html
Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Withdrawal of Proposed Rule Change To Amend Rule 7.19-E Concerning Pre-Trade Risk Controls
Document Number: 2023-02954
Type: Notice
Date: 2023-02-10
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2023/02/10/2023-02954.html
Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Withdrawal of Proposed Rule Change To Amend Rule 6.40P-O Concerning Pre-Trade Risk Controls
Document Number: 2023-02953
Type: Notice
Date: 2023-02-10
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2023/02/10/2023-02953.html
Self-Regulatory Organizations; NYSE National, Inc.; Notice of Withdrawal of Proposed Rule Change To Amend Rule 7.19 Concerning Pre-Trade Risk Controls
Document Number: 2023-02952
Type: Notice
Date: 2023-02-10
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2023/02/10/2023-02952.html
Self-Regulatory Organizations; BOX Exchange LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Fee Schedule on the BOX Options Market LLC Facility To Reflect Adjustments to FINRA Registration Fees and Fingerprinting Processing Fees
Document Number: 2023-02950
Type: Notice
Date: 2023-02-10
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2023/02/10/2023-02950.html
Self-Regulatory Organizations; Nasdaq MRX, LLC; Notice of Withdrawal of Proposed Rule Change To Amend Options 7, Section 6 To Add Port Fees
Document Number: 2023-02949
Type: Notice
Date: 2023-02-10
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2023/02/10/2023-02949.html
Self-Regulatory Organizations; Nasdaq MRX, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend MRX Options 7, Section 6
Document Number: 2023-02946
Type: Notice
Date: 2023-02-10
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2023/02/10/2023-02946.html
Self-Regulatory Organizations; Nasdaq GEMX, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rules in Connection with the Technology Migration to Enhanced Nasdaq Functionality
Document Number: 2023-02821
Type: Notice
Date: 2023-02-10
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2023/02/10/2023-02821.html
Self-Regulatory Organizations; Nasdaq ISE, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Its Rules in Connection With a Technology Migration to Enhanced Nasdaq, Inc. (“Nasdaq”) Functionality
Document Number: 2023-02820
Type: Notice
Date: 2023-02-10
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2023/02/10/2023-02820.html
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