Securities and Exchange Commission February 15, 2023 – Federal Register Recent Federal Regulation Documents

Results 1 - 15 of 15
Self-Regulatory Organizations; Cboe EDGX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Exchange's Fees Schedule Concerning Membership Fees and Market Maker Appointment Fees
Document Number: 2023-03160
Type: Notice
Date: 2023-02-15
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2023/02/15/2023-03160.html
Proposed Collection; Comment Request; Extension: Customer Account Statements
Document Number: 2023-03154
Type: Notice
Date: 2023-02-15
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2023/02/15/2023-03154.html
Proposed Collection; Comment Request; Extension: Rule 101
Document Number: 2023-03233
Type: Notice
Date: 2023-02-15
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2023/02/15/2023-03233.html
Proposed Collection; Comment Request; Extension: Rule 103
Document Number: 2023-03232
Type: Notice
Date: 2023-02-15
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2023/02/15/2023-03232.html
Proposed Collection; Comment Request; Extension: Rule 17a-2
Document Number: 2023-03231
Type: Notice
Date: 2023-02-15
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2023/02/15/2023-03231.html
Proposed Collection; Comment Request: Extension; “Ombudsman Matter Management System Submission Form”
Document Number: 2023-03230
Type: Notice
Date: 2023-02-15
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2023/02/15/2023-03230.html
Self-Regulatory Organizations; NYSE Chicago, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Extending the Expiration Date of the Temporary Amendments to Rules 10.9261 and 10.9830
Document Number: 2023-03169
Type: Notice
Date: 2023-02-15
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2023/02/15/2023-03169.html
Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Extending the Expiration Date of the Temporary Amendments to Rules 10.9261 and 10.9830
Document Number: 2023-03168
Type: Notice
Date: 2023-02-15
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2023/02/15/2023-03168.html
Self-Regulatory Organizations; NYSE American LLC; Notice of Filing and Immediate Effectiveness of Proposed Change Extending the Expiration Date of the Temporary Amendments to Rules 9261 and 9830
Document Number: 2023-03167
Type: Notice
Date: 2023-02-15
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2023/02/15/2023-03167.html
Self-Regulatory Organizations; NYSE National, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Extending the Expiration Date of the Temporary Amendments to Rules 10.9261 and 10.9830
Document Number: 2023-03166
Type: Notice
Date: 2023-02-15
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2023/02/15/2023-03166.html
Self-Regulatory Organizations; Miami International Securities Exchange LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Exchange Rule 1308, Supervision of Accounts
Document Number: 2023-03165
Type: Notice
Date: 2023-02-15
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2023/02/15/2023-03165.html
Self-Regulatory Organizations; Investors Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend IEX Rule 11.190(e) To Offer Users an Additional Option for How To Apply the Exchange's Existing Anti-Internalization Functionality to Their Orders
Document Number: 2023-03164
Type: Notice
Date: 2023-02-15
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2023/02/15/2023-03164.html
Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Designation of Longer Period for Commission Action on a Proposed Rule Change Relating to Alternative Display Facility New Entrant
Document Number: 2023-03163
Type: Notice
Date: 2023-02-15
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2023/02/15/2023-03163.html
Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Order Granting Approval of Proposed Rule Change, as Modified by Amendment No. 1, To Amend Rule 11.28(a) To Extend the MOC Cut-Off Time for Cboe Market Close
Document Number: 2023-03162
Type: Notice
Date: 2023-02-15
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2023/02/15/2023-03162.html
Self-Regulatory Organizations; Cboe Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Select Customer Options Reduction Program
Document Number: 2023-03161
Type: Notice
Date: 2023-02-15
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2023/02/15/2023-03161.html
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