Securities and Exchange Commission October 2018 – Federal Register Recent Federal Regulation Documents

Results 101 - 150 of 177
Natixis Funds Trust I, et al.; Notice of Application
Document Number: 2018-22196
Type: Notice
Date: 2018-10-12
Agency: Securities and Exchange Commission, Agencies and Commissions
Securities Exchange Act of 1934
Document Number: 2018-22094
Type: Notice
Date: 2018-10-11
Agency: Securities and Exchange Commission, Agencies and Commissions
Fixed Income Market Structure Advisory Committee
Document Number: 2018-21953
Type: Notice
Date: 2018-10-10
Agency: Securities and Exchange Commission, Agencies and Commissions
The Securities and Exchange Commission Fixed Income Market Structure Advisory Committee is providing notice that it will hold a public meeting on Monday, October 29, 2018 in Multi-Purpose Room LL-006 at the Commission's headquarters, 100 F Street NE, Washington, DC. The meeting will begin at 9:30 a.m. (EDT) and will be open to the public, except for the period during lunch when the Committee will meet in an administrative work session. The public portions of the meeting will be webcast on the Commission's website at www.sec.gov. Persons needing special accommodations to take part because of a disability should notify the contact persons listed below. The public is invited to submit written statements to the Committee. The meeting will include updates and presentations from the subcommittees.
Sunshine Act Meetings
Document Number: 2018-21995
Type: Notice
Date: 2018-10-09
Agency: Securities and Exchange Commission, Agencies and Commissions
Vident Advisory, LLC et al.
Document Number: 2018-21874
Type: Notice
Date: 2018-10-09
Agency: Securities and Exchange Commission, Agencies and Commissions
Proposed Collection; Comment Request
Document Number: 2018-21834
Type: Notice
Date: 2018-10-09
Agency: Securities and Exchange Commission, Agencies and Commissions
Submission for OMB Review; Comment Request
Document Number: 2018-21833
Type: Notice
Date: 2018-10-09
Agency: Securities and Exchange Commission, Agencies and Commissions
Submission for OMB Review; Comment Request
Document Number: 2018-21832
Type: Notice
Date: 2018-10-09
Agency: Securities and Exchange Commission, Agencies and Commissions
Submission for OMB Review; Comment Request
Document Number: 2018-21831
Type: Notice
Date: 2018-10-09
Agency: Securities and Exchange Commission, Agencies and Commissions
Submission for OMB Review; Comment Request
Document Number: 2018-21830
Type: Notice
Date: 2018-10-09
Agency: Securities and Exchange Commission, Agencies and Commissions
Amendments to Rules for Nationally Recognized Statistical Rating Organizations
Document Number: 2018-21295
Type: Proposed Rule
Date: 2018-10-05
Agency: Securities and Exchange Commission, Agencies and Commissions
The Securities and Exchange Commission (``Commission'') is proposing amendments to rules for nationally recognized statistical rating organizations (``NRSROs'') under the Securities Exchange Act of 1934 (``Exchange Act''). The amendments would provide an exemption from a rule for NRSROs with respect to credit ratings if the issuer of the security or money market instrument referred to in the rule is not a U.S. person, and the NRSRO has a reasonable basis to conclude that all offers and sales of such security or money market instrument by any issuer, sponsor, or underwriter linked to such security or money market instrument will occur outside the United States. In addition, the amendments would make conforming changes to similar exemptions in two other Exchange Act rules. The Commission is requesting comment on the proposed rule amendments.
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